REG-BARCLAYS PLC Form 8.3 - DIALOG SEMICONDUCTOR PLC
01/03/2021 12:55
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Form 8.3 - DIALOG SEMICONDUCTOR PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form DIALOG SEMICONDUCTOR PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 26 FEB 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 991,447 1.29% 119,499 0.16%
(2) Cash-settled derivatives:
70,639 0.09% 715,012 0.93%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 1,062,086 1.39% 834,511 1.09%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 15 64.2800 EUR
10p ordinary Purchase 56 64.3600 EUR
10p ordinary Purchase 113 64.3200 EUR
10p ordinary Purchase 122 64.3900 EUR
10p ordinary Purchase 166 64.3604 EUR
10p ordinary Purchase 166 64.3826 EUR
10p ordinary Purchase 215 64.3758 EUR
10p ordinary Purchase 236 64.3744 EUR
10p ordinary Purchase 365 64.2116 EUR
10p ordinary Purchase 638 64.3867 EUR
10p ordinary Purchase 640 64.3901 EUR
10p ordinary Purchase 774 64.3497 EUR
10p ordinary Purchase 929 64.2600 EUR
10p ordinary Purchase 1,433 64.3846 EUR
10p ordinary Purchase 1,607 64.3373 EUR
10p ordinary Purchase 1,960 64.3808 EUR
10p ordinary Purchase 2,486 64.3991 EUR
10p ordinary Purchase 3,583 64.4000 EUR
10p ordinary Purchase 20,808 64.3966 EUR
10p ordinary Purchase 20,894 64.3400 EUR
10p ordinary Purchase 29,969 64.3790 EUR
10p ordinary Sale 224 64.4695 EUR
10p ordinary Sale 261 64.3615 EUR
10p ordinary Sale 365 64.2115 EUR
10p ordinary Sale 521 64.3724 EUR
10p ordinary Sale 773 64.3441 EUR
10p ordinary Sale 1,466 64.4058 EUR
10p ordinary Sale 2,185 64.3109 EUR
10p ordinary Sale 2,667 64.3219 EUR
10p ordinary Sale 2,945 64.3350 EUR
10p ordinary Sale 4,732 64.4000 EUR
10p ordinary Sale 5,401 64.3558 EUR
10p ordinary Sale 7,323 64.3901 EUR
10p ordinary Sale 18,198 64.3397 EUR
10p ordinary Sale 76,577 64.3935 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 65 64.3703 EUR
10p ordinary SWAP Long 483 64.3776 EUR
10p ordinary CFD Long 521 64.3724 EUR
10p ordinary SWAP Long 3,583 64.4000 EUR
10p ordinary CFD Long 6,581 64.3201 EUR
10p ordinary CFD Long 76,577 64.3935 EUR
10p ordinary CFD Short 65 64.4096 EUR
10p ordinary SWAP Short 3,583 64.4000 EUR
10p ordinary CFD Short 4,584 64.3930 EUR
10p ordinary CFD Short 20,808 64.3966 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 1 March 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities the DIALOG SEMICONDUCTOR PLC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 19,361 53.6607 European 12 Mar 2021
10p ordinary Call Options Purchased 22,020 69.0099 European 30 Apr 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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