REG-BARCLAYS PLC FORM 8.3 - DIALOG SEMICONDUCTOR PLC
03/03/2021 13:40
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FORM 8.3 - DIALOG SEMICONDUCTOR PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 02 March 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,056,951 1.38% 83,444 0.11%
(2) Cash-settled derivatives:
59,611 0.08% 795,438 1.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,116,562 1.46% 878,882 1.15%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 54 64.3622 EUR
10p ordinary Purchase 95 64.2800 EUR
10p ordinary Purchase 96 64.3316 EUR
10p ordinary Purchase 281 64.3578 EUR
10p ordinary Purchase 350 64.1252 EUR
10p ordinary Purchase 400 64.1200 EUR
10p ordinary Purchase 451 64.2065 EUR
10p ordinary Purchase 936 64.3175 EUR
10p ordinary Purchase 1,274 64.0800 EUR
10p ordinary Purchase 1,305 64.2852 EUR
10p ordinary Purchase 1,652 64.2944 EUR
10p ordinary Purchase 1,904 64.2374 EUR
10p ordinary Purchase 2,074 64.2302 EUR
10p ordinary Purchase 2,918 64.3388 EUR
10p ordinary Purchase 3,037 64.1660 EUR
10p ordinary Purchase 4,225 64.2199 EUR
10p ordinary Purchase 13,179 64.0200 EUR
10p ordinary Purchase 15,087 64.0732 EUR
10p ordinary Purchase 15,485 64.3100 EUR
10p ordinary Purchase 20,265 64.3688 EUR
10p ordinary Purchase 38,216 64.2913 EUR
10p ordinary Purchase 98,035 64.1547 EUR
10p ordinary Sale 1 64.1000 EUR
10p ordinary Sale 15 64.5000 EUR
10p ordinary Sale 74 64.1462 EUR
10p ordinary Sale 259 64.0800 EUR
10p ordinary Sale 305 64.0987 EUR
10p ordinary Sale 595 64.2236 EUR
10p ordinary Sale 849 64.1199 EUR
10p ordinary Sale 942 64.1795 EUR
10p ordinary Sale 1,069 64.2202 EUR
10p ordinary Sale 1,149 64.3370 EUR
10p ordinary Sale 1,292 64.2539 EUR
10p ordinary Sale 1,340 64.0984 EUR
10p ordinary Sale 1,476 64.1511 EUR
10p ordinary Sale 1,604 64.2931 EUR
10p ordinary Sale 1,608 64.1721 EUR
10p ordinary Sale 1,614 64.2803 EUR
10p ordinary Sale 1,643 64.1587 EUR
10p ordinary Sale 2,010 64.2560 EUR
10p ordinary Sale 2,032 64.1094 EUR
10p ordinary Sale 2,176 64.1015 EUR
10p ordinary Sale 2,619 64.3714 EUR
10p ordinary Sale 3,687 64.1699 EUR
10p ordinary Sale 4,707 64.1825 EUR
10p ordinary Sale 5,491 64.3202 EUR
10p ordinary Sale 5,939 64.1500 EUR
10p ordinary Sale 6,452 64.1363 EUR
10p ordinary Sale 8,987 64.1256 EUR
10p ordinary Sale 10,253 64.2714 EUR
10p ordinary Sale 10,289 64.2501 EUR
10p ordinary Sale 13,762 64.0200 EUR
10p ordinary Sale 19,224 64.3041 EUR
10p ordinary Sale 36,867 64.0950 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 274 64.3821 EUR
10p ordinary CFD Long 500 64.0758 EUR
10p ordinary CFD Long 583 64.0200 EUR
10p ordinary CFD Long 1,292 64.2539 EUR
10p ordinary CFD Long 1,604 64.2931 EUR
10p ordinary CFD Long 4,369 64.0882 EUR
10p ordinary SWAP Long 13,179 64.0200 EUR
10p ordinary SWAP Short 1,652 64.2944 EUR
10p ordinary SWAP Short 13,179 64.0200 EUR
10p ordinary CFD Short 20,265 64.3688 EUR
10p ordinary SWAP Short 38,216 64.2913 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 3 Mar 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52389889&newsitemid=20210303005573&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=8a34ce6bde53e6252ea926a61b2f4945)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 19,361 53.6607 European 12 Mar 2021
10p ordinary Call Options Purchased 22,020 69.0099 European 30 Apr 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52389889&newsitemid=20210303005573&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=cdfea662ca6f8417b4a1a803682d38d4)
.
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