REG-BARCLAYS PLC Form 8.3 - DIALOG SEMICONDUCTOR PLC
14/04/2021 12:30
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Form 8.3 - DIALOG SEMICONDUCTOR PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 13 April 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,582,652 2.06% 769,334 1.00%
(2) Cash-settled derivatives:
597,380 0.78% 1,366,164 1.78%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,180,032 2.84% 2,135,498 2.78%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 132 64.9254 EUR
10p ordinary Purchase 303 64.9600 EUR
10p ordinary Purchase 349 64.9000 EUR
10p ordinary Purchase 350 64.9800 EUR
10p ordinary Purchase 357 64.9684 EUR
10p ordinary Purchase 505 64.8780 EUR
10p ordinary Purchase 725 64.8000 EUR
10p ordinary Purchase 2,319 64.6329 EUR
10p ordinary Purchase 2,386 64.9317 EUR
10p ordinary Purchase 2,731 64.8463 EUR
10p ordinary Purchase 13,982 64.9610 EUR
10p ordinary Sale 5 64.7780 EUR
10p ordinary Sale 5 64.8400 EUR
10p ordinary Sale 10 64.8200 EUR
10p ordinary Sale 193 64.9819 EUR
10p ordinary Sale 297 64.8137 EUR
10p ordinary Sale 303 64.9600 EUR
10p ordinary Sale 349 64.9000 EUR
10p ordinary Sale 454 64.9777 EUR
10p ordinary Sale 999 64.9683 EUR
10p ordinary Sale 1,092 64.9771 EUR
10p ordinary Sale 1,212 64.9655 EUR
10p ordinary Sale 1,272 64.9670 EUR
10p ordinary Sale 1,652 64.9718 EUR
10p ordinary Sale 1,694 64.9635 EUR
10p ordinary Sale 2,011 64.9398 EUR
10p ordinary Sale 2,145 64.9587 EUR
10p ordinary Sale 2,266 64.9798 EUR
10p ordinary Sale 2,721 64.9697 EUR
10p ordinary Sale 3,584 64.9703 EUR
10p ordinary Sale 5,134 64.9800 EUR
10p ordinary Sale 15,257 64.5921 EUR
10p ordinary Sale 17,549 64.6676 EUR
10p ordinary Sale 273,152 64.8000 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 5 64.7780 EUR
10p ordinary SWAP Long 15 64.8260 EUR
10p ordinary CFD Long 297 64.8040 EUR
10p ordinary SWAP Long 725 64.8000 EUR
10p ordinary SWAP Long 12,938 64.5921 EUR
10p ordinary CFD Long 272,129 64.8000 EUR
10p ordinary CFD Short 3 64.8800 EUR
10p ordinary CFD Short 502 64.8780 EUR
10p ordinary SWAP Short 725 64.8000 EUR
10p ordinary CFD Short 2,386 64.9317 EUR
10p ordinary CFD Short 13,982 64.9610 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14 Apr 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52411574&newsitemid=20210414005428&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=69ce77e0cbd7e14a9c6082703934639b)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 22,020 69.0099 European 30 Apr 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52411574&newsitemid=20210414005428&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=a00072579e61530c90ec594b4e5bd959)
.
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