REG-BARCLAYS PLC FORM 8.3 - DIALOG SEMICONDUCTOR PLC
16/04/2021 12:25
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FORM 8.3 - DIALOG SEMICONDUCTOR PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 15 April 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,731,611 2.26% 645,313 0.84%
(2) Cash-settled derivatives:
573,429 0.75% 1,494,858 1.95%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,305,040 3.01% 2,140,171 2.79%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 23 64.4257 EUR
10p ordinary Purchase 34 64.4256 EUR
10p ordinary Purchase 52 64.4588 EUR
10p ordinary Purchase 58 64.4600 EUR
10p ordinary Purchase 107 64.4800 EUR
10p ordinary Purchase 150 64.4255 EUR
10p ordinary Purchase 220 64.4403 EUR
10p ordinary Purchase 293 64.4930 EUR
10p ordinary Purchase 453 64.4754 EUR
10p ordinary Purchase 562 64.4936 EUR
10p ordinary Purchase 803 64.6400 EUR
10p ordinary Purchase 807 64.4923 EUR
10p ordinary Purchase 1,019 64.4933 EUR
10p ordinary Purchase 1,312 64.5881 EUR
10p ordinary Purchase 1,489 64.4927 EUR
10p ordinary Purchase 1,870 64.4680 EUR
10p ordinary Purchase 4,023 64.6138 EUR
10p ordinary Purchase 5,709 64.5000 EUR
10p ordinary Purchase 8,246 64.5975 EUR
10p ordinary Purchase 9,524 64.4044 EUR
10p ordinary Purchase 39,432 64.4960 EUR
10p ordinary Purchase 75,000 64.4515 EUR
10p ordinary Sale 13 64.4200 EUR
10p ordinary Sale 16 64.4600 EUR
10p ordinary Sale 90 64.6288 EUR
10p ordinary Sale 172 64.5219 EUR
10p ordinary Sale 178 64.5242 EUR
10p ordinary Sale 239 64.5534 EUR
10p ordinary Sale 502 64.4831 EUR
10p ordinary Sale 549 64.4266 EUR
10p ordinary Sale 619 64.5123 EUR
10p ordinary Sale 668 64.5410 EUR
10p ordinary Sale 819 64.5712 EUR
10p ordinary Sale 954 64.5808 EUR
10p ordinary Sale 997 64.4872 EUR
10p ordinary Sale 1,368 64.4800 EUR
10p ordinary Sale 1,413 64.5621 EUR
10p ordinary Sale 2,052 64.5513 EUR
10p ordinary Sale 2,074 64.5900 EUR
10p ordinary Sale 2,202 64.5031 EUR
10p ordinary Sale 2,506 64.5570 EUR
10p ordinary Sale 2,520 64.5496 EUR
10p ordinary Sale 5,267 64.5000 EUR
10p ordinary Sale 6,974 64.6400 EUR
10p ordinary Sale 7,241 64.5500 EUR
10p ordinary Sale 8,000 64.3900 EUR
10p ordinary Sale 18,372 64.6221 EUR
10p ordinary Sale 21,277 64.5020 EUR
10p ordinary Sale 50,000 64.4952 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 90 64.6282 EUR
10p ordinary CFD Long 619 64.5123 EUR
10p ordinary CFD Short 8 64.5887 EUR
10p ordinary SWAP Short 34 64.4255 EUR
10p ordinary SWAP Short 173 64.4256 EUR
10p ordinary CFD Short 1,304 64.5881 EUR
10p ordinary SWAP Short 4,023 64.6138 EUR
10p ordinary CFD Short 8,246 64.5975 EUR
10p ordinary SWAP Short 9,524 64.4044 EUR
10p ordinary SWAP Short 75,000 64.4515 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 16 Apr 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52413076&newsitemid=20210416005256&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=1cc0acd6eed075ffad563378aa65c4ac)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 22,020 69.0099 European 30 Apr 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=52413076&newsitemid=20210416005256&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=2d39bc04971abccbf7a89df28fe05172)
.
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