REG-BARCLAYS PLC Form 8.3 - Dialog Semiconductor plc
15/07/2021 12:50
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Form 8.3 - Dialog Semiconductor plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 14 July 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,466,775 3.22% 525,811 0.69%
(2) Cash-settled derivatives:
525,610 0.69% 2,374,325 3.10%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,992,385 3.90% 2,900,136 3.78%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 18 65.1600 EUR
10p ordinary Purchase 24 65.0800 EUR
10p ordinary Purchase 30 65.1720 EUR
10p ordinary Purchase 77 65.1080 EUR
10p ordinary Purchase 315 65.0599 EUR
10p ordinary Purchase 904 64.9446 EUR
10p ordinary Purchase 2,266 65.0581 EUR
10p ordinary Purchase 3,426 65.1000 EUR
10p ordinary Purchase 3,477 65.1002 EUR
10p ordinary Purchase 5,625 65.0142 EUR
10p ordinary Sale 10 64.9800 EUR
10p ordinary Sale 27 65.0414 EUR
10p ordinary Sale 44 64.9600 EUR
10p ordinary Sale 86 65.0439 EUR
10p ordinary Sale 95 65.1290 EUR
10p ordinary Sale 110 65.0127 EUR
10p ordinary Sale 114 65.0534 EUR
10p ordinary Sale 168 65.1000 EUR
10p ordinary Sale 193 64.9279 EUR
10p ordinary Sale 218 65.0448 EUR
10p ordinary Sale 271 64.9400 EUR
10p ordinary Sale 367 64.9000 EUR
10p ordinary Sale 380 64.9536 EUR
10p ordinary Sale 399 64.9200 EUR
10p ordinary Sale 428 64.9068 EUR
10p ordinary Sale 437 65.0629 EUR
10p ordinary Sale 735 64.9356 EUR
10p ordinary Sale 1,031 65.0206 EUR
10p ordinary Sale 2,204 65.0777 EUR
10p ordinary Sale 5,082 65.0671 EUR
10p ordinary Sale 20,000 64.9325 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 1 65.0800 EUR
10p ordinary CFD Long 114 65.0534 EUR
10p ordinary SWAP Long 464 65.0617 EUR
10p ordinary SWAP Long 952 64.9598 EUR
10p ordinary CFD Short 3,562 65.0403 EUR
10p ordinary SWAP Short 5,625 65.0142 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 15 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52460712&newsitemid=20210715005577&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=cea799a45ec1501c6dd488361b7af0b3)
.
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