REG-BARCLAYS PLC FORM 8.3 - DIALOG SEMICONDUCTOR PLC

BarclaysAnnouncement

16/07/2021 13:05

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FORM 8.3 - DIALOG SEMICONDUCTOR PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION
 (a)  Full name of discloser:                                            Barclays PLC.             
                                                                         
 (b)  Owner or controller of interest and short                                                    
      positions disclosed, if different from 1(a):                       
 (c)  Name of offeror/offeree in relation to whose                       DIALOG SEMICONDUCTOR PLC  
      relevant securities this form relates:                             
 (d)  If an exempt fund manager connected with an                                                  
      offeror/offeree, state this and specify identity of                
      offeror/offeree:                                                   
 (e)  Date position held/dealing undertaken:                             15 July 2021              
 (f)  In addition to the company in 1(c) above, is the discloser making  NO                        
      disclosures in respect of any other party to the offer?                                      


2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    10p ordinary                              
                                                                Interests            Short Positions      
                                                                Number        (%)    Number     (%)       
 (1)             Relevant securities owned                                                                
                 and/or controlled:                             2,452,678     3.20%  525,811    0.69%     
                                                                                                          
 (2)             Cash-settled derivatives:                                                                
                                                                525,610       0.69%  2,375,971  3.10%     
                                                                                                          
 (3)             Stock-settled derivatives (including options)                                            
                 and agreements to purchase/sell:               0             0.00%  0          0.00%     
                                                                                                          
 (4)                                                                                                      
                 TOTAL:                                         2,978,288     3.88%  2,901,782  3.78%     
                                                                                                          


All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other
employee options)
 Class of relevant security in relation to which subscription right exists:       
 Details, including nature of the rights concerned and relevant percentages:      


3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales
 Class of relevant  Purchase/sale  Number of   Price per unit  
 security                          securities                  
 10p ordinary       Purchase       23          64.9765 EUR     
 10p ordinary       Purchase       40          65.0200 EUR     
 10p ordinary       Purchase       103         64.9957 EUR     
 10p ordinary       Purchase       1,267       64.9095 EUR     
 10p ordinary       Purchase       2,085       65.1317 EUR     
 10p ordinary       Purchase       2,765       65.0194 EUR     
 10p ordinary       Purchase       2,904       64.9000 EUR     
 10p ordinary       Sale           11          65.0000 EUR     
 10p ordinary       Sale           67          64.9953 EUR     
 10p ordinary       Sale           92          64.9978 EUR     
 10p ordinary       Sale           327         64.9870 EUR     
 10p ordinary       Sale           362         65.0015 EUR     
 10p ordinary       Sale           568         65.0214 EUR     
 10p ordinary       Sale           624         64.9950 EUR     
 10p ordinary       Sale           637         65.0152 EUR     
 10p ordinary       Sale           673         65.2200 EUR     
 10p ordinary       Sale           715         65.0756 EUR     
 10p ordinary       Sale           817         65.0135 EUR     
 10p ordinary       Sale           988         64.9908 EUR     
 10p ordinary       Sale           1,093       64.9097 EUR     
 10p ordinary       Sale           1,618       65.0581 EUR     
 10p ordinary       Sale           2,207       64.9665 EUR     
 10p ordinary       Sale           3,530       65.0157 EUR     
 10p ordinary       Sale           6,051       64.9581 EUR     


(b) Cash-settled derivative transactions
 Class of      Product      Nature of dealing  Number of   Price per    
 relevant      description                     reference   unit         
 security                                      securities               
 10p ordinary  CFD          Long               67          64.9953 EUR  
 10p ordinary  SWAP         Long               930         65.0137 EUR  
 10p ordinary  SWAP         Long               2,207       64.9665 EUR  
 10p ordinary  CFD          Short              2,085       65.1317 EUR  
 10p ordinary  SWAP         Short              2,765       65.0194 EUR  


(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying
 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit  
                                                                                                                                                                                      
                                                                                 
                                                                                                                                                                                      e.g. American, European etc.                                                      
                                                                                                                                                                                                                                                                        


(ii) Exercise
 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit  
                             
                                                                                                  
                             e.g. call option                                                                                   
                                                                                                                                
                                                                                                       
                        
                                                                                                                                


(d) Other dealings (including subscribing for new securities)
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)  
                             
                                                                        
                             e.g. subscription, conversion                                            
                                                                                                      
                             
                                                                        
                                                                                                      


4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements
 Details of any indemnity or option arrangement, or any agreement or              
 understanding, formal or informal, relating to relevant securities which may     
 be an inducement to deal or refrain from dealing entered into by the person      
 making the disclosure and any party to the offer or any person acting in         
 concert with a party to the offer:                                               
 
                                                                                
 Irrevocable commitments and letters of intent should not be included. If there   
 are no such agreements, arrangements or understandings, state “none”             
                                                                                  
 
                                                                                
 None                                                                             
 
                                                                                
                                                                                  


(b) Agreements, arrangements or understandings relating to options or
derivatives
 Details of any agreement, arrangement or understanding, formal or informal,  
 between the person making the disclosure and any other person relating to:   
 
                                                                            
 (i) the voting rights of any relevant securities under any option; or        
 
                                                                            
 (ii) the voting rights or future acquisition or disposal of any relevant     
 securities to which any derivative is referenced:                            
 
                                                                            
 If there are no such agreements, arrangements or understandings, state       
 “none”                                                                       
                                                                              
 
                                                                            
 None                                                                         
 
                                                                            
                                                                              


(c) Attachments
 Is a Supplemental Form 8 (Open Positions) attached?  NO                                    
 Date of disclosure:                                  16 Jul 2021                           
 Contact name:                                        Large Holdings Regulatory Operations  
 Telephone number:                                    020 3134 7213                         


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52461253&newsitemid=20210716005194&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=3e3437aa52f74ac7e8bf7d3cdd810c2a)
.



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