REG-BARCLAYS PLC Form 8.3 - Dialog Semiconductor plc
16/07/2021 13:10
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Form 8.3 - Dialog Semiconductor plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 15 July 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 12.5p A Non-Voting
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,461,858 1.18% 162,916 0.08%
(2) Cash-settled derivatives:
153,726 0.07% 536,787 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,615,584 1.25% 699,703 0.34%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
12.5p A Non-Voting Purchase 141 11.0876 GBP
12.5p A Non-Voting Purchase 324 11.1983 GBP
12.5p A Non-Voting Purchase 427 11.1102 GBP
12.5p A Non-Voting Purchase 608 11.0600 GBP
12.5p A Non-Voting Purchase 608 11.0700 GBP
12.5p A Non-Voting Purchase 715 11.1461 GBP
12.5p A Non-Voting Purchase 848 11.1290 GBP
12.5p A Non-Voting Purchase 937 11.1047 GBP
12.5p A Non-Voting Purchase 1,116 11.0664 GBP
12.5p A Non-Voting Purchase 1,403 11.1000 GBP
12.5p A Non-Voting Purchase 14,698 11.1171 GBP
12.5p A Non-Voting Sale 123 11.1000 GBP
12.5p A Non-Voting Sale 164 11.0800 GBP
12.5p A Non-Voting Sale 164 11.0200 GBP
12.5p A Non-Voting Sale 345 11.1447 GBP
12.5p A Non-Voting Sale 552 11.1400 GBP
12.5p A Non-Voting Sale 648 11.0922 GBP
12.5p A Non-Voting Sale 1,583 11.1334 GBP
12.5p A Non-Voting Sale 2,593 11.0913 GBP
12.5p A Non-Voting Sale 3,000 11.0885 GBP
12.5p A Non-Voting Sale 3,601 11.1612 GBP
12.5p A Non-Voting Sale 3,700 11.1327 GBP
12.5p A Non-Voting Sale 24,784 11.1101 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
12.5p A Non-Voting SWAP Long 130 11.1078 GBP
12.5p A Non-Voting SWAP Long 648 11.0922 GBP
12.5p A Non-Voting SWAP Long 1,000 11.0526 GBP
12.5p A Non-Voting SWAP Long 1,200 11.0999 GBP
12.5p A Non-Voting CFD Long 1,280 11.1385 GBP
12.5p A Non-Voting SWAP Long 1,300 11.1073 GBP
12.5p A Non-Voting SWAP Long 1,583 11.1334 GBP
12.5p A Non-Voting SWAP Long 2,000 11.1064 GBP
12.5p A Non-Voting SWAP Long 2,500 11.1485 GBP
12.5p A Non-Voting CFD Long 2,823 11.0846 GBP
12.5p A Non-Voting SWAP Long 3,818 11.1507 GBP
12.5p A Non-Voting CFD Long 8,277 11.0991 GBP
12.5p A Non-Voting SWAP Short 141 11.0876 GBP
12.5p A Non-Voting SWAP Short 217 11.1384 GBP
12.5p A Non-Voting SWAP Short 270 11.1960 GBP
12.5p A Non-Voting SWAP Short 324 11.1983 GBP
12.5p A Non-Voting SWAP Short 332 11.1011 GBP
12.5p A Non-Voting SWAP Short 427 11.1102 GBP
12.5p A Non-Voting SWAP Short 937 11.1047 GBP
12.5p A Non-Voting SWAP Short 1,076 11.1217 GBP
12.5p A Non-Voting SWAP Short 2,000 11.0611 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52461257&newsitemid=20210716005201&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=02cd8473b7c0bbfb04b135b19247ba9e)
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