REG-BARCLAYS PLC Form 8.3 - DIALOG SEMICONDUCTOR PLC

BarclaysAnnouncement

05/08/2021 12:15

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Form 8.3 - DIALOG SEMICONDUCTOR PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION
 (a)  Full name of discloser:                                            Barclays PLC.             
                                                                         
 (b)  Owner or controller of interest and short                                                    
      positions disclosed, if different from 1(a):                       
 (c)  Name of offeror/offeree in relation to whose                       DIALOG SEMICONDUCTOR PLC  
      relevant securities this form relates:                             
 (d)  If an exempt fund manager connected with an                                                  
      offeror/offeree, state this and specify identity of                
      offeror/offeree:                                                   
 (e)  Date position held/dealing undertaken:                             04 August 2021            
 (f)  In addition to the company in 1(c) above, is the discloser making  NO                        
      disclosures in respect of any other party to the offer?                                      


2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    10p ordinary                              
                                                                Interests            Short Positions      
                                                                Number        (%)    Number     (%)       
 (1)             Relevant securities owned                                                                
                 and/or controlled:                             2,531,533     3.30%  532,810    0.69%     
                                                                                                          
 (2)             Cash-settled derivatives:                                                                
                                                                525,610       0.69%  2,426,276  3.16%     
                                                                                                          
 (3)             Stock-settled derivatives (including options)                                            
                 and agreements to purchase/sell:               0             0.00%  0          0.00%     
                                                                                                          
                                                                                                          
                 TOTAL:                                         3,057,143     3.99%  2,959,086  3.86%     
                                                                                                          


All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other
employee options)
 Class of relevant security in relation to which subscription right exists:       
 Details, including nature of the rights concerned and relevant percentages:      


3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales
 Class of relevant  Purchase/sale  Number of   Price per unit  
 security                          securities                  
 10p ordinary       Purchase       4           64.4385 EUR     
 10p ordinary       Purchase       78          64.2900 EUR     
 10p ordinary       Purchase       127         64.4316 EUR     
 10p ordinary       Purchase       177         64.7606 EUR     
 10p ordinary       Purchase       206         64.7371 EUR     
 10p ordinary       Purchase       309         64.2400 EUR     
 10p ordinary       Purchase       447         64.8480 EUR     
 10p ordinary       Purchase       462         64.6000 EUR     
 10p ordinary       Purchase       499         64.2300 EUR     
 10p ordinary       Purchase       611         64.3640 EUR     
 10p ordinary       Purchase       740         64.2257 EUR     
 10p ordinary       Purchase       1,162       64.6150 EUR     
 10p ordinary       Purchase       2,232       64.2241 EUR     
 10p ordinary       Purchase       3,504       64.2972 EUR     
 10p ordinary       Purchase       7,000       64.2000 EUR     
 10p ordinary       Purchase       7,874       64.1800 EUR     
 10p ordinary       Purchase       10,000      64.1868 EUR     
 10p ordinary       Purchase       12,140      64.4841 EUR     
 10p ordinary       Purchase       37,311      64.2157 EUR     
 10p ordinary       Sale           55          64.5398 EUR     
 10p ordinary       Sale           67          64.2349 EUR     
 10p ordinary       Sale           209         64.8110 EUR     
 10p ordinary       Sale           363         64.2077 EUR     
 10p ordinary       Sale           423         64.7388 EUR     
 10p ordinary       Sale           436         64.2200 EUR     
 10p ordinary       Sale           756         64.4642 EUR     
 10p ordinary       Sale           937         64.7027 EUR     
 10p ordinary       Sale           1,045       64.2120 EUR     
 10p ordinary       Sale           7,000       64.2000 EUR     
 10p ordinary       Sale           28,565      64.2300 EUR     


(b) Cash-settled derivative transactions
 Class of      Product      Nature of dealing  Number of   Price per    
 relevant      description                     reference   unit         
 security                                      securities               
 10p ordinary  CFD          Long               55          64.5398 EUR  
 10p ordinary  SWAP         Long               632         64.7626 EUR  
 10p ordinary  SWAP         Long               937         64.7027 EUR  
 10p ordinary  CFD          Short              1,992       64.7026 EUR  
 10p ordinary  SWAP         Short              3,504       64.2972 EUR  
 10p ordinary  SWAP         Short              7,713       64.1800 EUR  


(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying
 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit  
                                                                                                                                                                                      
                                                                                 
                                                                                                                                                                                      e.g. American, European etc.                                                      
                                                                                                                                                                                                                                                                        


(ii) Exercise
 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit  
                             
                                                                                                  
                             e.g. call option                                                                                   
                                                                                                                                
                                                                                                       
                        
                                                                                                                                


(d) Other dealings (including subscribing for new securities)
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)  
                             
                                                                        
                             e.g. subscription, conversion                                            
                                                                                                      
                             
                                                                        
                                                                                                      


4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements
 Details of any indemnity or option arrangement, or any agreement or              
 understanding, formal or informal, relating to relevant securities which may     
 be an inducement to deal or refrain from dealing entered into by the person      
 making the disclosure and any party to the offer or any person acting in         
 concert with a party to the offer:                                               
 
                                                                                
 Irrevocable commitments and letters of intent should not be included. If there   
 are no such agreements, arrangements or understandings, state “none”             
                                                                                  
 
                                                                                
 None                                                                             
 
                                                                                
                                                                                  


(b) Agreements, arrangements or understandings relating to options or
derivatives
 Details of any agreement, arrangement or understanding, formal or informal,  
 between the person making the disclosure and any other person relating to:   
 
                                                                            
 (i) the voting rights of any relevant securities under any option; or        
 
                                                                            
 (ii) the voting rights or future acquisition or disposal of any relevant     
 securities to which any derivative is referenced:                            
 
                                                                            
 If there are no such agreements, arrangements or understandings, state       
 “none”                                                                       
                                                                              
 
                                                                            
 None                                                                         
 
                                                                            
                                                                              


(c) Attachments
 Is a Supplemental Form 8 (Open Positions) attached?  NO                                    
 Date of disclosure:                                  5 Aug 2021                            
 Contact name:                                        Large Holdings Regulatory Operations  
 Telephone number:                                    020 3134 7213                         


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52469929&newsitemid=20210805005588&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=f888f0080898c909076c8232cf7945b3)
.



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