REG-BARCLAYS PLC Form 8.3 - DraftKings Inc
27/09/2021 17:50
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Form 8.3 - DraftKings Inc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 24 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 546,580 0.13% 575,345 0.14%
(2) Cash-settled derivatives:
102,783,788 25.35% 41,892,230 10.33%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,087,485 0.51% 1,210,411 0.30%
TOTAL: 105,417,853 26.00% 43,677,986 10.77%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 442,000 0.11%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 442,000 0.11%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 1 51.2000 USD
USD 0.0001 class A common Purchase 1 51.6100 USD
USD 0.0001 class A common Purchase 2 51.3950 USD
USD 0.0001 class A common Purchase 2 51.5750 USD
USD 0.0001 class A common Purchase 2 51.3100 USD
USD 0.0001 class A common Purchase 2 51.4450 USD
USD 0.0001 class A common Purchase 4 51.6400 USD
USD 0.0001 class A common Purchase 5 51.5520 USD
USD 0.0001 class A common Purchase 9 51.2600 USD
USD 0.0001 class A common Purchase 81 51.1833 USD
USD 0.0001 class A common Purchase 86 51.3194 USD
USD 0.0001 class A common Purchase 100 51.2400 USD
USD 0.0001 class A common Purchase 100 51.2300 USD
USD 0.0001 class A common Purchase 100 51.4500 USD
USD 0.0001 class A common Purchase 100 51.5600 USD
USD 0.0001 class A common Purchase 101 51.2200 USD
USD 0.0001 class A common Purchase 107 51.4200 USD
USD 0.0001 class A common Purchase 113 51.3590 USD
USD 0.0001 class A common Purchase 124 51.3346 USD
USD 0.0001 class A common Purchase 142 51.6630 USD
USD 0.0001 class A common Purchase 146 51.3565 USD
USD 0.0001 class A common Purchase 183 51.5054 USD
USD 0.0001 class A common Purchase 194 51.3956 USD
USD 0.0001 class A common Purchase 200 51.3200 USD
USD 0.0001 class A common Purchase 200 51.2950 USD
USD 0.0001 class A common Purchase 200 51.2450 USD
USD 0.0001 class A common Purchase 200 51.6500 USD
USD 0.0001 class A common Purchase 200 51.5250 USD
USD 0.0001 class A common Purchase 215 51.5761 USD
USD 0.0001 class A common Purchase 216 51.6175 USD
USD 0.0001 class A common Purchase 223 51.3680 USD
USD 0.0001 class A common Purchase 256 51.4408 USD
USD 0.0001 class A common Purchase 273 51.4540 USD
USD 0.0001 class A common Purchase 325 51.3872 USD
USD 0.0001 class A common Purchase 354 51.6140 USD
USD 0.0001 class A common Purchase 400 51.3625 USD
USD 0.0001 class A common Purchase 488 51.3120 USD
USD 0.0001 class A common Purchase 614 51.4834 USD
USD 0.0001 class A common Purchase 698 51.3253 USD
USD 0.0001 class A common Purchase 700 51.4971 USD
USD 0.0001 class A common Purchase 852 51.3423 USD
USD 0.0001 class A common Purchase 900 51.3855 USD
USD 0.0001 class A common Purchase 1,046 51.3936 USD
USD 0.0001 class A common Purchase 1,586 51.4712 USD
USD 0.0001 class A common Purchase 1,770 51.3827 USD
USD 0.0001 class A common Purchase 2,100 51.5742 USD
USD 0.0001 class A common Purchase 2,257 51.6000 USD
USD 0.0001 class A common Purchase 2,673 51.3320 USD
USD 0.0001 class A common Purchase 2,828 51.4000 USD
USD 0.0001 class A common Purchase 3,300 51.3900 USD
USD 0.0001 class A common Purchase 3,500 51.3984 USD
USD 0.0001 class A common Purchase 3,925 51.3312 USD
USD 0.0001 class A common Purchase 5,386 51.3075 USD
USD 0.0001 class A common Purchase 7,670 51.5824 USD
USD 0.0001 class A common Purchase 8,323 51.3877 USD
USD 0.0001 class A common Purchase 14,512 51.3868 USD
USD 0.0001 class A common Purchase 21,942 51.3790 USD
USD 0.0001 class A common Purchase 29,883 51.4360 USD
USD 0.0001 class A common Purchase 39,050 51.3704 USD
USD 0.0001 class A common Purchase 40,461 51.3514 USD
USD 0.0001 class A common Purchase 52,773 51.3300 USD
USD 0.0001 class A common Purchase 185,868 51.5031 USD
USD 0.0001 class A common Sale 4 51.4600 USD
USD 0.0001 class A common Sale 9 51.5400 USD
USD 0.0001 class A common Sale 13 51.5661 USD
USD 0.0001 class A common Sale 28 51.4682 USD
USD 0.0001 class A common Sale 42 51.3083 USD
USD 0.0001 class A common Sale 60 51.3246 USD
USD 0.0001 class A common Sale 63 51.2611 USD
USD 0.0001 class A common Sale 63 51.3455 USD
USD 0.0001 class A common Sale 79 51.3486 USD
USD 0.0001 class A common Sale 81 51.1833 USD
USD 0.0001 class A common Sale 84 51.3100 USD
USD 0.0001 class A common Sale 100 51.4350 USD
USD 0.0001 class A common Sale 100 51.1700 USD
USD 0.0001 class A common Sale 100 51.2500 USD
USD 0.0001 class A common Sale 146 51.3565 USD
USD 0.0001 class A common Sale 154 51.3513 USD
USD 0.0001 class A common Sale 200 51.7125 USD
USD 0.0001 class A common Sale 203 51.3886 USD
USD 0.0001 class A common Sale 210 51.3896 USD
USD 0.0001 class A common Sale 322 51.3871 USD
USD 0.0001 class A common Sale 376 51.4038 USD
USD 0.0001 class A common Sale 392 51.3821 USD
USD 0.0001 class A common Sale 399 51.4008 USD
USD 0.0001 class A common Sale 434 51.3338 USD
USD 0.0001 class A common Sale 471 51.3475 USD
USD 0.0001 class A common Sale 479 51.3726 USD
USD 0.0001 class A common Sale 496 51.3836 USD
USD 0.0001 class A common Sale 560 51.3126 USD
USD 0.0001 class A common Sale 608 51.4552 USD
USD 0.0001 class A common Sale 682 51.3067 USD
USD 0.0001 class A common Sale 779 51.3691 USD
USD 0.0001 class A common Sale 800 51.6637 USD
USD 0.0001 class A common Sale 899 51.2995 USD
USD 0.0001 class A common Sale 940 51.2600 USD
USD 0.0001 class A common Sale 1,159 51.2937 USD
USD 0.0001 class A common Sale 1,160 51.4340 USD
USD 0.0001 class A common Sale 1,200 51.4383 USD
USD 0.0001 class A common Sale 1,539 51.3701 USD
USD 0.0001 class A common Sale 1,795 51.3012 USD
USD 0.0001 class A common Sale 2,473 51.3344 USD
USD 0.0001 class A common Sale 2,586 51.4858 USD
USD 0.0001 class A common Sale 3,248 51.5452 USD
USD 0.0001 class A common Sale 3,332 51.3900 USD
USD 0.0001 class A common Sale 3,602 51.3773 USD
USD 0.0001 class A common Sale 3,928 51.4876 USD
USD 0.0001 class A common Sale 4,064 51.6549 USD
USD 0.0001 class A common Sale 4,289 51.3687 USD
USD 0.0001 class A common Sale 4,530 51.4967 USD
USD 0.0001 class A common Sale 4,719 51.3396 USD
USD 0.0001 class A common Sale 4,827 51.4454 USD
USD 0.0001 class A common Sale 5,477 51.4813 USD
USD 0.0001 class A common Sale 5,900 51.4427 USD
USD 0.0001 class A common Sale 7,414 51.4439 USD
USD 0.0001 class A common Sale 8,273 51.3784 USD
USD 0.0001 class A common Sale 8,923 51.6000 USD
USD 0.0001 class A common Sale 11,742 51.4238 USD
USD 0.0001 class A common Sale 13,864 51.3796 USD
USD 0.0001 class A common Sale 19,336 51.5399 USD
USD 0.0001 class A common Sale 20,980 51.3715 USD
USD 0.0001 class A common Sale 22,259 51.4861 USD
USD 0.0001 class A common Sale 26,249 51.4255 USD
USD 0.0001 class A common Sale 26,508 51.3300 USD
USD 0.0001 class A common Sale 48,437 51.3597 USD
USD 0.0001 class A common Sale 49,510 51.3335 USD
USD 0.0001 class A common Sale 102,940 51.5207 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 27 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52499114&newsitemid=20210927005689&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=9f97c3ec518d00634e35fe7e85d53b49)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -61,085 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 98,071 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
Call Options Purchased 9,502,950 50.4800 European 5 Aug 2024
Call Options Purchased 9,502,950 0.0001 European 5 Aug 2024
Call Options Purchased 20,922,615 56.6600 European 30 Apr 2024
Call Options Purchased 20,922,615 0.0001 European 30 Apr 2024
Call Options Purchased 41,892,230 European 30 Apr 2024
Call Options Written -41,892,230 European 30 Apr 2024
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52499114&newsitemid=20210927005689&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=32f77251469609f4912d9aa8c01d69a6)
.
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(https://www.businesswire.com/news/home/20210927005689/en/)
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