REG-BARCLAYS PLC Form 8.3 - DraftKings Inc
30/09/2021 15:00
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Form 8.3 - DraftKings Inc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 28 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 591,191 0.15% 605,224 0.15%
(2) Cash-settled derivatives:
4,928 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,178,385 0.54% 1,210,411 0.30%
TOTAL: 2,774,504 0.68% 1,815,635 0.45%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 356,000 0.09%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 356,000 0.09%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Convertible Bond Purchase 172,000 89.0000 USD
Convertible Bond Sale 86,000 89.0000 USD
USD 0.0001 class A common Purchase 1 50.0900 USD
USD 0.0001 class A common Purchase 2 50.2200 USD
USD 0.0001 class A common Purchase 3 49.9433 USD
USD 0.0001 class A common Purchase 5 49.7300 USD
USD 0.0001 class A common Purchase 19 49.9500 USD
USD 0.0001 class A common Purchase 34 50.0711 USD
USD 0.0001 class A common Purchase 76 50.6203 USD
USD 0.0001 class A common Purchase 100 50.1600 USD
USD 0.0001 class A common Purchase 100 50.0800 USD
USD 0.0001 class A common Purchase 100 50.0600 USD
USD 0.0001 class A common Purchase 100 50.8100 USD
USD 0.0001 class A common Purchase 100 49.8400 USD
USD 0.0001 class A common Purchase 100 50.7050 USD
USD 0.0001 class A common Purchase 101 50.6975 USD
USD 0.0001 class A common Purchase 102 50.6887 USD
USD 0.0001 class A common Purchase 108 49.8600 USD
USD 0.0001 class A common Purchase 120 49.5600 USD
USD 0.0001 class A common Purchase 155 50.4516 USD
USD 0.0001 class A common Purchase 200 49.9450 USD
USD 0.0001 class A common Purchase 200 49.9600 USD
USD 0.0001 class A common Purchase 204 49.9481 USD
USD 0.0001 class A common Purchase 225 50.0822 USD
USD 0.0001 class A common Purchase 248 50.0719 USD
USD 0.0001 class A common Purchase 300 50.0783 USD
USD 0.0001 class A common Purchase 300 49.9033 USD
USD 0.0001 class A common Purchase 303 50.0118 USD
USD 0.0001 class A common Purchase 321 49.9976 USD
USD 0.0001 class A common Purchase 426 49.9608 USD
USD 0.0001 class A common Purchase 500 50.0970 USD
USD 0.0001 class A common Purchase 500 49.9460 USD
USD 0.0001 class A common Purchase 503 50.0144 USD
USD 0.0001 class A common Purchase 559 49.9595 USD
USD 0.0001 class A common Purchase 600 49.9483 USD
USD 0.0001 class A common Purchase 600 49.9981 USD
USD 0.0001 class A common Purchase 609 50.0859 USD
USD 0.0001 class A common Purchase 800 49.7000 USD
USD 0.0001 class A common Purchase 880 50.0181 USD
USD 0.0001 class A common Purchase 917 50.0654 USD
USD 0.0001 class A common Purchase 1,004 49.6500 USD
USD 0.0001 class A common Purchase 1,052 49.9607 USD
USD 0.0001 class A common Purchase 1,287 50.0562 USD
USD 0.0001 class A common Purchase 1,400 49.9364 USD
USD 0.0001 class A common Purchase 1,565 50.0188 USD
USD 0.0001 class A common Purchase 1,663 49.8901 USD
USD 0.0001 class A common Purchase 1,762 50.3514 USD
USD 0.0001 class A common Purchase 1,776 49.9622 USD
USD 0.0001 class A common Purchase 1,786 49.8270 USD
USD 0.0001 class A common Purchase 2,033 49.9785 USD
USD 0.0001 class A common Purchase 2,150 50.0555 USD
USD 0.0001 class A common Purchase 4,296 49.6400 USD
USD 0.0001 class A common Purchase 4,310 49.8703 USD
USD 0.0001 class A common Purchase 4,526 50.1747 USD
USD 0.0001 class A common Purchase 6,004 49.8832 USD
USD 0.0001 class A common Purchase 6,662 49.9141 USD
USD 0.0001 class A common Purchase 7,394 50.1768 USD
USD 0.0001 class A common Purchase 10,345 49.9655 USD
USD 0.0001 class A common Purchase 16,982 49.9063 USD
USD 0.0001 class A common Purchase 28,075 49.9300 USD
USD 0.0001 class A common Purchase 28,616 49.8708 USD
USD 0.0001 class A common Purchase 32,192 49.8530 USD
USD 0.0001 class A common Purchase 33,441 49.9965 USD
USD 0.0001 class A common Purchase 34,200 49.8500 USD
USD 0.0001 class A common Purchase 87,069 49.8814 USD
USD 0.0001 class A common Purchase 217,866 50.0464 USD
USD 0.0001 class A common Sale 1 50.6200 USD
USD 0.0001 class A common Sale 12 50.0700 USD
USD 0.0001 class A common Sale 18 50.0183 USD
USD 0.0001 class A common Sale 33 49.9036 USD
USD 0.0001 class A common Sale 33 49.7300 USD
USD 0.0001 class A common Sale 42 49.9564 USD
USD 0.0001 class A common Sale 54 50.0150 USD
USD 0.0001 class A common Sale 100 49.7000 USD
USD 0.0001 class A common Sale 100 49.8400 USD
USD 0.0001 class A common Sale 100 49.5400 USD
USD 0.0001 class A common Sale 100 49.8700 USD
USD 0.0001 class A common Sale 100 50.1800 USD
USD 0.0001 class A common Sale 120 49.5600 USD
USD 0.0001 class A common Sale 159 50.1440 USD
USD 0.0001 class A common Sale 191 50.0900 USD
USD 0.0001 class A common Sale 200 49.8650 USD
USD 0.0001 class A common Sale 200 49.8600 USD
USD 0.0001 class A common Sale 224 50.3427 USD
USD 0.0001 class A common Sale 228 49.7760 USD
USD 0.0001 class A common Sale 266 49.8279 USD
USD 0.0001 class A common Sale 300 49.6733 USD
USD 0.0001 class A common Sale 300 49.6500 USD
USD 0.0001 class A common Sale 376 49.9578 USD
USD 0.0001 class A common Sale 380 49.7100 USD
USD 0.0001 class A common Sale 385 49.7018 USD
USD 0.0001 class A common Sale 400 49.8525 USD
USD 0.0001 class A common Sale 400 49.8900 USD
USD 0.0001 class A common Sale 400 49.9150 USD
USD 0.0001 class A common Sale 445 49.9675 USD
USD 0.0001 class A common Sale 500 49.7160 USD
USD 0.0001 class A common Sale 664 49.7581 USD
USD 0.0001 class A common Sale 668 50.0804 USD
USD 0.0001 class A common Sale 686 50.2651 USD
USD 0.0001 class A common Sale 729 49.9354 USD
USD 0.0001 class A common Sale 916 49.8223 USD
USD 0.0001 class A common Sale 1,000 49.6000 USD
USD 0.0001 class A common Sale 1,136 50.0244 USD
USD 0.0001 class A common Sale 1,400 49.9634 USD
USD 0.0001 class A common Sale 1,401 49.8770 USD
USD 0.0001 class A common Sale 2,180 50.0391 USD
USD 0.0001 class A common Sale 2,461 50.0204 USD
USD 0.0001 class A common Sale 2,845 49.8150 USD
USD 0.0001 class A common Sale 4,053 49.9300 USD
USD 0.0001 class A common Sale 5,000 49.6414 USD
USD 0.0001 class A common Sale 8,000 50.0100 USD
USD 0.0001 class A common Sale 8,096 49.8816 USD
USD 0.0001 class A common Sale 8,441 49.9792 USD
USD 0.0001 class A common Sale 9,190 50.1139 USD
USD 0.0001 class A common Sale 10,664 50.0835 USD
USD 0.0001 class A common Sale 11,080 49.9546 USD
USD 0.0001 class A common Sale 11,085 50.2096 USD
USD 0.0001 class A common Sale 11,569 49.8377 USD
USD 0.0001 class A common Sale 14,436 49.9618 USD
USD 0.0001 class A common Sale 16,420 49.8905 USD
USD 0.0001 class A common Sale 19,295 50.2364 USD
USD 0.0001 class A common Sale 20,593 49.8860 USD
USD 0.0001 class A common Sale 21,394 49.8472 USD
USD 0.0001 class A common Sale 23,265 50.0128 USD
USD 0.0001 class A common Sale 26,417 49.9257 USD
USD 0.0001 class A common Sale 29,462 50.0135 USD
USD 0.0001 class A common Sale 34,200 49.8500 USD
USD 0.0001 class A common Sale 41,100 49.9299 USD
USD 0.0001 class A common Sale 57,338 49.8721 USD
USD 0.0001 class A common Sale 127,689 50.0337 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 30 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -61,085 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
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