REG-BARCLAYS PLC Form 8.3 - DraftKings Inc
30/09/2021 15:05
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Form 8.3 - DraftKings Inc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 29 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 571,266 0.14% 574,751 0.14%
(2) Cash-settled derivatives:
4,928 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,456,985 0.61% 1,489,011 0.37%
TOTAL: 3,033,179 0.75% 2,063,762 0.51%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 356,000 0.09%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 356,000 0.09%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 1 48.2700 USD
USD 0.0001 class A common Purchase 3 48.8400 USD
USD 0.0001 class A common Purchase 12 49.6300 USD
USD 0.0001 class A common Purchase 36 49.0700 USD
USD 0.0001 class A common Purchase 39 48.6874 USD
USD 0.0001 class A common Purchase 52 48.4500 USD
USD 0.0001 class A common Purchase 100 48.7650 USD
USD 0.0001 class A common Purchase 100 49.7050 USD
USD 0.0001 class A common Purchase 100 48.7700 USD
USD 0.0001 class A common Purchase 112 48.6413 USD
USD 0.0001 class A common Purchase 200 49.1800 USD
USD 0.0001 class A common Purchase 200 48.4175 USD
USD 0.0001 class A common Purchase 200 49.2150 USD
USD 0.0001 class A common Purchase 200 48.6850 USD
USD 0.0001 class A common Purchase 200 49.0175 USD
USD 0.0001 class A common Purchase 300 48.2766 USD
USD 0.0001 class A common Purchase 300 48.5700 USD
USD 0.0001 class A common Purchase 301 48.2483 USD
USD 0.0001 class A common Purchase 310 48.3687 USD
USD 0.0001 class A common Purchase 328 48.4099 USD
USD 0.0001 class A common Purchase 341 49.0034 USD
USD 0.0001 class A common Purchase 400 49.0600 USD
USD 0.0001 class A common Purchase 400 48.2900 USD
USD 0.0001 class A common Purchase 400 48.2725 USD
USD 0.0001 class A common Purchase 600 48.2741 USD
USD 0.0001 class A common Purchase 702 48.3290 USD
USD 0.0001 class A common Purchase 800 48.2593 USD
USD 0.0001 class A common Purchase 828 48.2824 USD
USD 0.0001 class A common Purchase 976 49.1667 USD
USD 0.0001 class A common Purchase 1,100 48.2909 USD
USD 0.0001 class A common Purchase 1,182 49.4379 USD
USD 0.0001 class A common Purchase 1,189 48.3059 USD
USD 0.0001 class A common Purchase 1,200 48.2950 USD
USD 0.0001 class A common Purchase 2,380 48.8808 USD
USD 0.0001 class A common Purchase 2,445 50.0000 USD
USD 0.0001 class A common Purchase 2,500 48.3170 USD
USD 0.0001 class A common Purchase 2,900 48.3241 USD
USD 0.0001 class A common Purchase 3,818 49.0689 USD
USD 0.0001 class A common Purchase 5,501 48.6727 USD
USD 0.0001 class A common Purchase 7,452 48.6044 USD
USD 0.0001 class A common Purchase 7,900 48.4100 USD
USD 0.0001 class A common Purchase 8,996 49.5000 USD
USD 0.0001 class A common Purchase 11,149 49.2712 USD
USD 0.0001 class A common Purchase 12,560 48.8625 USD
USD 0.0001 class A common Purchase 18,413 48.8088 USD
USD 0.0001 class A common Purchase 18,887 48.9054 USD
USD 0.0001 class A common Purchase 19,261 49.5339 USD
USD 0.0001 class A common Purchase 87,587 48.3200 USD
USD 0.0001 class A common Purchase 97,704 49.2716 USD
USD 0.0001 class A common Purchase 121,902 48.6616 USD
USD 0.0001 class A common Sale 3 48.8400 USD
USD 0.0001 class A common Sale 20 50.1900 USD
USD 0.0001 class A common Sale 24 48.2650 USD
USD 0.0001 class A common Sale 24 48.2200 USD
USD 0.0001 class A common Sale 39 48.6874 USD
USD 0.0001 class A common Sale 48 48.2600 USD
USD 0.0001 class A common Sale 69 48.2700 USD
USD 0.0001 class A common Sale 81 48.5311 USD
USD 0.0001 class A common Sale 100 49.6000 USD
USD 0.0001 class A common Sale 136 49.2336 USD
USD 0.0001 class A common Sale 140 48.6022 USD
USD 0.0001 class A common Sale 180 48.3402 USD
USD 0.0001 class A common Sale 200 49.6900 USD
USD 0.0001 class A common Sale 227 49.4888 USD
USD 0.0001 class A common Sale 303 49.6102 USD
USD 0.0001 class A common Sale 305 49.4490 USD
USD 0.0001 class A common Sale 309 49.4973 USD
USD 0.0001 class A common Sale 354 49.1141 USD
USD 0.0001 class A common Sale 439 49.3413 USD
USD 0.0001 class A common Sale 700 48.2800 USD
USD 0.0001 class A common Sale 863 49.4951 USD
USD 0.0001 class A common Sale 1,150 49.1956 USD
USD 0.0001 class A common Sale 1,177 49.5619 USD
USD 0.0001 class A common Sale 2,048 49.5568 USD
USD 0.0001 class A common Sale 3,168 49.3505 USD
USD 0.0001 class A common Sale 3,415 49.5498 USD
USD 0.0001 class A common Sale 3,927 48.7247 USD
USD 0.0001 class A common Sale 4,254 49.0681 USD
USD 0.0001 class A common Sale 5,349 49.5346 USD
USD 0.0001 class A common Sale 5,879 48.7953 USD
USD 0.0001 class A common Sale 6,510 48.7143 USD
USD 0.0001 class A common Sale 7,652 48.6065 USD
USD 0.0001 class A common Sale 7,952 48.4100 USD
USD 0.0001 class A common Sale 8,286 49.6378 USD
USD 0.0001 class A common Sale 10,768 48.9587 USD
USD 0.0001 class A common Sale 12,478 49.5735 USD
USD 0.0001 class A common Sale 13,033 48.9570 USD
USD 0.0001 class A common Sale 17,904 48.8501 USD
USD 0.0001 class A common Sale 31,376 48.3534 USD
USD 0.0001 class A common Sale 82,919 49.2191 USD
USD 0.0001 class A common Sale 97,342 48.8974 USD
USD 0.0001 class A common Sale 153,507 48.3200 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 30 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -278,600 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -61,085 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 278,600 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210930005651/en/
(https://www.businesswire.com/news/home/20210930005651/en/)
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