REG-BARCLAYS PLC Form 8.3 - DraftKings Inc
05/10/2021 11:55
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Form 8.3 - DraftKings Inc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 604,137 0.15% 609,144 0.15%
(2) Cash-settled derivatives:
4,928 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,735,561 0.67% 1,628,611 0.40%
TOTAL: 3,344,626 0.82% 2,237,755 0.55%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 356,000 0.09%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 356,000 0.09%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 2 49.9500 USD
USD 0.0001 class A common Purchase 2 48.9300 USD
USD 0.0001 class A common Purchase 5 49.1900 USD
USD 0.0001 class A common Purchase 7 48.8900 USD
USD 0.0001 class A common Purchase 8 49.1025 USD
USD 0.0001 class A common Purchase 8 48.5400 USD
USD 0.0001 class A common Purchase 8 49.0425 USD
USD 0.0001 class A common Purchase 12 48.5533 USD
USD 0.0001 class A common Purchase 12 48.4700 USD
USD 0.0001 class A common Purchase 16 48.4537 USD
USD 0.0001 class A common Purchase 16 48.4100 USD
USD 0.0001 class A common Purchase 16 48.3862 USD
USD 0.0001 class A common Purchase 23 48.7952 USD
USD 0.0001 class A common Purchase 24 48.4141 USD
USD 0.0001 class A common Purchase 25 48.4900 USD
USD 0.0001 class A common Purchase 27 49.1574 USD
USD 0.0001 class A common Purchase 28 48.4264 USD
USD 0.0001 class A common Purchase 40 48.3300 USD
USD 0.0001 class A common Purchase 43 49.2304 USD
USD 0.0001 class A common Purchase 44 48.4636 USD
USD 0.0001 class A common Purchase 48 48.4633 USD
USD 0.0001 class A common Purchase 71 48.5000 USD
USD 0.0001 class A common Purchase 82 49.1037 USD
USD 0.0001 class A common Purchase 100 48.5050 USD
USD 0.0001 class A common Purchase 105 50.3642 USD
USD 0.0001 class A common Purchase 108 49.1459 USD
USD 0.0001 class A common Purchase 124 48.7704 USD
USD 0.0001 class A common Purchase 200 49.2350 USD
USD 0.0001 class A common Purchase 200 48.4975 USD
USD 0.0001 class A common Purchase 200 48.5125 USD
USD 0.0001 class A common Purchase 239 48.8920 USD
USD 0.0001 class A common Purchase 300 48.5150 USD
USD 0.0001 class A common Purchase 300 48.5066 USD
USD 0.0001 class A common Purchase 300 48.9733 USD
USD 0.0001 class A common Purchase 400 48.5075 USD
USD 0.0001 class A common Purchase 500 48.5140 USD
USD 0.0001 class A common Purchase 600 49.0000 USD
USD 0.0001 class A common Purchase 607 48.9950 USD
USD 0.0001 class A common Purchase 700 48.5135 USD
USD 0.0001 class A common Purchase 890 48.9784 USD
USD 0.0001 class A common Purchase 1,025 48.5100 USD
USD 0.0001 class A common Purchase 1,129 48.9763 USD
USD 0.0001 class A common Purchase 1,372 48.5986 USD
USD 0.0001 class A common Purchase 1,499 48.5528 USD
USD 0.0001 class A common Purchase 1,500 49.2473 USD
USD 0.0001 class A common Purchase 1,529 48.5027 USD
USD 0.0001 class A common Purchase 1,600 50.0093 USD
USD 0.0001 class A common Purchase 1,913 49.0002 USD
USD 0.0001 class A common Purchase 2,220 48.9872 USD
USD 0.0001 class A common Purchase 2,423 48.7626 USD
USD 0.0001 class A common Purchase 2,552 50.3600 USD
USD 0.0001 class A common Purchase 3,523 49.0127 USD
USD 0.0001 class A common Purchase 4,706 48.7238 USD
USD 0.0001 class A common Purchase 5,159 48.5759 USD
USD 0.0001 class A common Purchase 5,680 49.0236 USD
USD 0.0001 class A common Purchase 5,693 48.9949 USD
USD 0.0001 class A common Purchase 6,580 48.7284 USD
USD 0.0001 class A common Purchase 7,523 49.7003 USD
USD 0.0001 class A common Purchase 8,821 49.0242 USD
USD 0.0001 class A common Purchase 9,815 48.5213 USD
USD 0.0001 class A common Purchase 12,560 48.7093 USD
USD 0.0001 class A common Purchase 13,109 49.0698 USD
USD 0.0001 class A common Purchase 16,756 48.8031 USD
USD 0.0001 class A common Purchase 17,475 49.6252 USD
USD 0.0001 class A common Purchase 19,354 48.5164 USD
USD 0.0001 class A common Purchase 23,248 49.1711 USD
USD 0.0001 class A common Purchase 28,659 49.3862 USD
USD 0.0001 class A common Purchase 29,201 49.2859 USD
USD 0.0001 class A common Purchase 38,631 48.6614 USD
USD 0.0001 class A common Purchase 49,278 49.0407 USD
USD 0.0001 class A common Purchase 56,235 49.0172 USD
USD 0.0001 class A common Purchase 98,237 48.6794 USD
USD 0.0001 class A common Purchase 214,724 49.3120 USD
USD 0.0001 class A common Sale 8 48.8450 USD
USD 0.0001 class A common Sale 38 48.5150 USD
USD 0.0001 class A common Sale 38 48.4900 USD
USD 0.0001 class A common Sale 49 50.6700 USD
USD 0.0001 class A common Sale 57 49.1900 USD
USD 0.0001 class A common Sale 62 48.6025 USD
USD 0.0001 class A common Sale 82 49.2917 USD
USD 0.0001 class A common Sale 100 48.3900 USD
USD 0.0001 class A common Sale 100 49.3300 USD
USD 0.0001 class A common Sale 100 48.8200 USD
USD 0.0001 class A common Sale 100 49.8900 USD
USD 0.0001 class A common Sale 100 49.9200 USD
USD 0.0001 class A common Sale 115 48.9440 USD
USD 0.0001 class A common Sale 119 48.3807 USD
USD 0.0001 class A common Sale 124 48.7704 USD
USD 0.0001 class A common Sale 128 48.4684 USD
USD 0.0001 class A common Sale 176 48.8498 USD
USD 0.0001 class A common Sale 198 48.6070 USD
USD 0.0001 class A common Sale 200 49.9800 USD
USD 0.0001 class A common Sale 200 49.9775 USD
USD 0.0001 class A common Sale 200 48.4250 USD
USD 0.0001 class A common Sale 225 49.2211 USD
USD 0.0001 class A common Sale 254 48.9421 USD
USD 0.0001 class A common Sale 300 49.9866 USD
USD 0.0001 class A common Sale 306 48.6047 USD
USD 0.0001 class A common Sale 316 48.4580 USD
USD 0.0001 class A common Sale 500 48.5120 USD
USD 0.0001 class A common Sale 500 49.9880 USD
USD 0.0001 class A common Sale 544 48.6508 USD
USD 0.0001 class A common Sale 550 49.7872 USD
USD 0.0001 class A common Sale 556 48.4827 USD
USD 0.0001 class A common Sale 629 48.7643 USD
USD 0.0001 class A common Sale 664 48.6460 USD
USD 0.0001 class A common Sale 713 49.4398 USD
USD 0.0001 class A common Sale 800 49.7531 USD
USD 0.0001 class A common Sale 900 50.0277 USD
USD 0.0001 class A common Sale 1,128 49.6107 USD
USD 0.0001 class A common Sale 1,400 49.2414 USD
USD 0.0001 class A common Sale 1,700 48.6173 USD
USD 0.0001 class A common Sale 1,800 48.5000 USD
USD 0.0001 class A common Sale 4,180 49.3110 USD
USD 0.0001 class A common Sale 4,725 48.5546 USD
USD 0.0001 class A common Sale 7,938 48.5200 USD
USD 0.0001 class A common Sale 12,634 49.3784 USD
USD 0.0001 class A common Sale 13,542 49.3773 USD
USD 0.0001 class A common Sale 13,775 49.1954 USD
USD 0.0001 class A common Sale 13,835 48.8843 USD
USD 0.0001 class A common Sale 14,196 49.1233 USD
USD 0.0001 class A common Sale 14,239 49.0113 USD
USD 0.0001 class A common Sale 16,217 49.5071 USD
USD 0.0001 class A common Sale 17,042 48.5134 USD
USD 0.0001 class A common Sale 19,021 49.6281 USD
USD 0.0001 class A common Sale 20,715 49.2930 USD
USD 0.0001 class A common Sale 22,015 49.5128 USD
USD 0.0001 class A common Sale 22,640 49.3224 USD
USD 0.0001 class A common Sale 28,042 48.7723 USD
USD 0.0001 class A common Sale 127,779 49.3557 USD
USD 0.0001 class A common Sale 150,000 49.0278 USD
USD 0.0001 class A common Sale 153,563 48.6788 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 5 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52503799&newsitemid=20211005005623&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=71cdb1bde58d5df3ce49b0e34a519bb2)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -61,085 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=52503799&newsitemid=20211005005623&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=ec6128a061ccbd7775d553ffe4826f66)
.
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(https://www.businesswire.com/news/home/20211005005623/en/)
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