REG-BARCLAYS PLC Form 8.3 - DraftKings Inc
06/10/2021 11:25
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Form 8.3 - DraftKings Inc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 05 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 609,587 0.15% 604,436 0.15%
(2) Cash-settled derivatives:
4,928 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,735,561 0.67% 1,628,611 0.40%
TOTAL: 3,350,076 0.83% 2,233,047 0.55%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 356,000 0.09%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 356,000 0.09%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 1 49.5100 USD
USD 0.0001 class A common Purchase 4 49.5200 USD
USD 0.0001 class A common Purchase 6 49.6200 USD
USD 0.0001 class A common Purchase 13 50.1892 USD
USD 0.0001 class A common Purchase 30 49.5180 USD
USD 0.0001 class A common Purchase 39 49.5184 USD
USD 0.0001 class A common Purchase 48 49.6256 USD
USD 0.0001 class A common Purchase 78 49.5500 USD
USD 0.0001 class A common Purchase 100 49.6400 USD
USD 0.0001 class A common Purchase 100 49.5400 USD
USD 0.0001 class A common Purchase 101 49.6399 USD
USD 0.0001 class A common Purchase 116 50.3773 USD
USD 0.0001 class A common Purchase 149 49.4810 USD
USD 0.0001 class A common Purchase 186 49.6856 USD
USD 0.0001 class A common Purchase 193 49.2711 USD
USD 0.0001 class A common Purchase 199 49.4516 USD
USD 0.0001 class A common Purchase 208 49.5204 USD
USD 0.0001 class A common Purchase 228 49.7000 USD
USD 0.0001 class A common Purchase 267 49.5385 USD
USD 0.0001 class A common Purchase 278 49.4450 USD
USD 0.0001 class A common Purchase 279 49.2446 USD
USD 0.0001 class A common Purchase 299 49.6141 USD
USD 0.0001 class A common Purchase 356 49.5765 USD
USD 0.0001 class A common Purchase 716 49.4859 USD
USD 0.0001 class A common Purchase 900 49.3322 USD
USD 0.0001 class A common Purchase 900 49.1111 USD
USD 0.0001 class A common Purchase 1,100 49.2968 USD
USD 0.0001 class A common Purchase 1,395 49.3525 USD
USD 0.0001 class A common Purchase 1,416 49.3556 USD
USD 0.0001 class A common Purchase 2,100 49.3700 USD
USD 0.0001 class A common Purchase 2,181 49.4744 USD
USD 0.0001 class A common Purchase 3,861 49.3363 USD
USD 0.0001 class A common Purchase 4,149 49.4507 USD
USD 0.0001 class A common Purchase 4,623 49.3889 USD
USD 0.0001 class A common Purchase 6,650 50.2090 USD
USD 0.0001 class A common Purchase 9,794 48.7200 USD
USD 0.0001 class A common Purchase 10,606 49.7209 USD
USD 0.0001 class A common Purchase 11,232 49.2964 USD
USD 0.0001 class A common Purchase 13,116 49.4771 USD
USD 0.0001 class A common Purchase 14,114 49.5238 USD
USD 0.0001 class A common Purchase 18,336 49.5599 USD
USD 0.0001 class A common Purchase 41,694 49.3895 USD
USD 0.0001 class A common Purchase 53,682 49.2900 USD
USD 0.0001 class A common Purchase 249,737 49.5830 USD
USD 0.0001 class A common Sale 14 49.5600 USD
USD 0.0001 class A common Sale 22 49.2386 USD
USD 0.0001 class A common Sale 26 49.3900 USD
USD 0.0001 class A common Sale 39 49.3800 USD
USD 0.0001 class A common Sale 39 49.3033 USD
USD 0.0001 class A common Sale 52 49.3475 USD
USD 0.0001 class A common Sale 52 48.6600 USD
USD 0.0001 class A common Sale 65 49.3720 USD
USD 0.0001 class A common Sale 67 49.4050 USD
USD 0.0001 class A common Sale 100 49.4900 USD
USD 0.0001 class A common Sale 100 49.4000 USD
USD 0.0001 class A common Sale 104 49.2981 USD
USD 0.0001 class A common Sale 106 49.2018 USD
USD 0.0001 class A common Sale 116 50.1371 USD
USD 0.0001 class A common Sale 121 49.3982 USD
USD 0.0001 class A common Sale 126 50.2234 USD
USD 0.0001 class A common Sale 169 49.7000 USD
USD 0.0001 class A common Sale 195 49.2813 USD
USD 0.0001 class A common Sale 200 49.1118 USD
USD 0.0001 class A common Sale 308 49.7136 USD
USD 0.0001 class A common Sale 315 49.7925 USD
USD 0.0001 class A common Sale 315 49.3904 USD
USD 0.0001 class A common Sale 319 49.4719 USD
USD 0.0001 class A common Sale 329 49.2100 USD
USD 0.0001 class A common Sale 387 49.9134 USD
USD 0.0001 class A common Sale 652 49.3600 USD
USD 0.0001 class A common Sale 749 49.7205 USD
USD 0.0001 class A common Sale 900 49.1111 USD
USD 0.0001 class A common Sale 1,000 49.9520 USD
USD 0.0001 class A common Sale 1,250 50.2056 USD
USD 0.0001 class A common Sale 1,660 50.1548 USD
USD 0.0001 class A common Sale 2,100 49.3700 USD
USD 0.0001 class A common Sale 3,688 49.3389 USD
USD 0.0001 class A common Sale 3,812 49.5176 USD
USD 0.0001 class A common Sale 4,108 49.4023 USD
USD 0.0001 class A common Sale 4,956 49.5380 USD
USD 0.0001 class A common Sale 5,086 49.4991 USD
USD 0.0001 class A common Sale 5,400 50.2098 USD
USD 0.0001 class A common Sale 6,642 49.1592 USD
USD 0.0001 class A common Sale 7,701 49.5487 USD
USD 0.0001 class A common Sale 7,931 49.4771 USD
USD 0.0001 class A common Sale 9,949 49.4581 USD
USD 0.0001 class A common Sale 10,405 49.6231 USD
USD 0.0001 class A common Sale 10,740 48.7722 USD
USD 0.0001 class A common Sale 16,924 49.5768 USD
USD 0.0001 class A common Sale 17,217 49.6728 USD
USD 0.0001 class A common Sale 20,832 49.6607 USD
USD 0.0001 class A common Sale 32,097 49.5501 USD
USD 0.0001 class A common Sale 53,861 49.2900 USD
USD 0.0001 class A common Sale 54,319 49.4424 USD
USD 0.0001 class A common Sale 154,164 49.5787 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 6 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52504446&newsitemid=20211006005517&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=dc64c8d68500217d2ae33a2ea055f953)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -61,085 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52504446&newsitemid=20211006005517&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=20a6f09093d79778ba17c10aa51edaec)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211006005517/en/
(https://www.businesswire.com/news/home/20211006005517/en/)
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