REG-BARCLAYS PLC Form 8.3 - DraftKings Inc
07/10/2021 12:05
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Form 8.3 - DraftKings Inc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 06 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 611,717 0.15% 584,389 0.14%
(2) Cash-settled derivatives:
4,928 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,735,561 0.67% 1,628,611 0.40%
TOTAL: 3,352,206 0.83% 2,213,000 0.55%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 356,000 0.09%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 356,000 0.09%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 76 49.3000 USD
USD 0.0001 class A common Purchase 100 49.0000 USD
USD 0.0001 class A common Purchase 100 49.0800 USD
USD 0.0001 class A common Purchase 106 48.9835 USD
USD 0.0001 class A common Purchase 154 49.2816 USD
USD 0.0001 class A common Purchase 161 49.2922 USD
USD 0.0001 class A common Purchase 197 49.2876 USD
USD 0.0001 class A common Purchase 200 49.0300 USD
USD 0.0001 class A common Purchase 200 49.0200 USD
USD 0.0001 class A common Purchase 200 48.9950 USD
USD 0.0001 class A common Purchase 200 49.0150 USD
USD 0.0001 class A common Purchase 221 49.3330 USD
USD 0.0001 class A common Purchase 300 48.9850 USD
USD 0.0001 class A common Purchase 300 49.0333 USD
USD 0.0001 class A common Purchase 366 48.9988 USD
USD 0.0001 class A common Purchase 400 49.0075 USD
USD 0.0001 class A common Purchase 480 49.3807 USD
USD 0.0001 class A common Purchase 525 49.4596 USD
USD 0.0001 class A common Purchase 735 49.3850 USD
USD 0.0001 class A common Purchase 871 49.3601 USD
USD 0.0001 class A common Purchase 951 49.3380 USD
USD 0.0001 class A common Purchase 1,047 49.2894 USD
USD 0.0001 class A common Purchase 1,077 49.3305 USD
USD 0.0001 class A common Purchase 1,100 49.0518 USD
USD 0.0001 class A common Purchase 1,400 49.2814 USD
USD 0.0001 class A common Purchase 1,467 49.2537 USD
USD 0.0001 class A common Purchase 1,500 48.9500 USD
USD 0.0001 class A common Purchase 2,054 49.0238 USD
USD 0.0001 class A common Purchase 2,301 49.3105 USD
USD 0.0001 class A common Purchase 2,367 49.1150 USD
USD 0.0001 class A common Purchase 2,900 49.3055 USD
USD 0.0001 class A common Purchase 3,187 48.9900 USD
USD 0.0001 class A common Purchase 3,739 49.0234 USD
USD 0.0001 class A common Purchase 5,885 49.1879 USD
USD 0.0001 class A common Purchase 6,780 49.1595 USD
USD 0.0001 class A common Purchase 7,052 49.3507 USD
USD 0.0001 class A common Purchase 8,332 49.2886 USD
USD 0.0001 class A common Purchase 12,851 49.2628 USD
USD 0.0001 class A common Purchase 14,671 49.1592 USD
USD 0.0001 class A common Purchase 17,100 48.8749 USD
USD 0.0001 class A common Purchase 18,128 49.3125 USD
USD 0.0001 class A common Purchase 22,002 49.1533 USD
USD 0.0001 class A common Purchase 38,290 49.0146 USD
USD 0.0001 class A common Purchase 118,377 49.2748 USD
USD 0.0001 class A common Purchase 198,130 49.2741 USD
USD 0.0001 class A common Sale 8 49.3300 USD
USD 0.0001 class A common Sale 30 49.3716 USD
USD 0.0001 class A common Sale 34 49.3985 USD
USD 0.0001 class A common Sale 39 49.2484 USD
USD 0.0001 class A common Sale 54 49.2322 USD
USD 0.0001 class A common Sale 56 49.3425 USD
USD 0.0001 class A common Sale 56 49.2807 USD
USD 0.0001 class A common Sale 70 48.9200 USD
USD 0.0001 class A common Sale 76 49.3486 USD
USD 0.0001 class A common Sale 78 49.1751 USD
USD 0.0001 class A common Sale 78 49.2897 USD
USD 0.0001 class A common Sale 86 49.2469 USD
USD 0.0001 class A common Sale 87 49.2951 USD
USD 0.0001 class A common Sale 100 49.0500 USD
USD 0.0001 class A common Sale 100 49.4600 USD
USD 0.0001 class A common Sale 101 49.3322 USD
USD 0.0001 class A common Sale 109 49.4300 USD
USD 0.0001 class A common Sale 139 49.0800 USD
USD 0.0001 class A common Sale 157 49.0491 USD
USD 0.0001 class A common Sale 196 49.3275 USD
USD 0.0001 class A common Sale 200 49.0200 USD
USD 0.0001 class A common Sale 200 49.4900 USD
USD 0.0001 class A common Sale 370 48.7900 USD
USD 0.0001 class A common Sale 519 49.3083 USD
USD 0.0001 class A common Sale 1,000 49.2300 USD
USD 0.0001 class A common Sale 1,100 49.2645 USD
USD 0.0001 class A common Sale 1,113 49.2910 USD
USD 0.0001 class A common Sale 1,500 48.9500 USD
USD 0.0001 class A common Sale 3,534 48.9900 USD
USD 0.0001 class A common Sale 3,596 49.0194 USD
USD 0.0001 class A common Sale 5,036 49.1463 USD
USD 0.0001 class A common Sale 6,104 49.2770 USD
USD 0.0001 class A common Sale 8,611 49.2772 USD
USD 0.0001 class A common Sale 9,517 49.3445 USD
USD 0.0001 class A common Sale 10,309 49.3333 USD
USD 0.0001 class A common Sale 12,511 49.3005 USD
USD 0.0001 class A common Sale 14,421 49.3264 USD
USD 0.0001 class A common Sale 14,624 49.2583 USD
USD 0.0001 class A common Sale 14,769 49.3108 USD
USD 0.0001 class A common Sale 15,249 49.3473 USD
USD 0.0001 class A common Sale 17,094 48.8852 USD
USD 0.0001 class A common Sale 19,938 49.1752 USD
USD 0.0001 class A common Sale 34,882 49.5284 USD
USD 0.0001 class A common Sale 44,069 49.0581 USD
USD 0.0001 class A common Sale 121,224 49.1676 USD
USD 0.0001 class A common Sale 131,245 49.2599 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 7 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52505257&newsitemid=20211007005533&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=1842afb3938afeb341744acef7fe7e1d)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -61,085 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52505257&newsitemid=20211007005533&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=d64d97b0de7d49e9f05c7b62a872a016)
.
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(https://www.businesswire.com/news/home/20211007005533/en/)
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