REG-BARCLAYS PLC Form 8.3 - DraftKings Inc
14/10/2021 11:55
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Form 8.3 - DraftKings Inc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 13 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 594,051 0.15% 467,667 0.12%
(2) Cash-settled derivatives:
21,805 0.01% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,735,561 0.67% 1,623,157 0.40%
TOTAL: 3,351,417 0.83% 2,090,824 0.52%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 206,000 0.05%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 206,000 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 6 49.8100 USD
USD 0.0001 class A common Purchase 12 49.7950 USD
USD 0.0001 class A common Purchase 16 49.9687 USD
USD 0.0001 class A common Purchase 17 50.0400 USD
USD 0.0001 class A common Purchase 18 49.8033 USD
USD 0.0001 class A common Purchase 18 49.8416 USD
USD 0.0001 class A common Purchase 18 49.8300 USD
USD 0.0001 class A common Purchase 24 49.8275 USD
USD 0.0001 class A common Purchase 30 49.8150 USD
USD 0.0001 class A common Purchase 42 49.8192 USD
USD 0.0001 class A common Purchase 44 49.9300 USD
USD 0.0001 class A common Purchase 48 49.7987 USD
USD 0.0001 class A common Purchase 48 49.9200 USD
USD 0.0001 class A common Purchase 60 49.8445 USD
USD 0.0001 class A common Purchase 72 49.8883 USD
USD 0.0001 class A common Purchase 78 49.9350 USD
USD 0.0001 class A common Purchase 96 49.9175 USD
USD 0.0001 class A common Purchase 100 50.3000 USD
USD 0.0001 class A common Purchase 100 49.8900 USD
USD 0.0001 class A common Purchase 102 49.7800 USD
USD 0.0001 class A common Purchase 106 49.9513 USD
USD 0.0001 class A common Purchase 122 49.9627 USD
USD 0.0001 class A common Purchase 138 50.0178 USD
USD 0.0001 class A common Purchase 143 49.9349 USD
USD 0.0001 class A common Purchase 191 50.0250 USD
USD 0.0001 class A common Purchase 200 49.9550 USD
USD 0.0001 class A common Purchase 240 49.9702 USD
USD 0.0001 class A common Purchase 247 49.8830 USD
USD 0.0001 class A common Purchase 272 49.9720 USD
USD 0.0001 class A common Purchase 300 49.8666 USD
USD 0.0001 class A common Purchase 306 49.9430 USD
USD 0.0001 class A common Purchase 314 49.9214 USD
USD 0.0001 class A common Purchase 360 49.9220 USD
USD 0.0001 class A common Purchase 443 49.9269 USD
USD 0.0001 class A common Purchase 774 50.0224 USD
USD 0.0001 class A common Purchase 943 50.1078 USD
USD 0.0001 class A common Purchase 1,023 49.7664 USD
USD 0.0001 class A common Purchase 1,278 49.8975 USD
USD 0.0001 class A common Purchase 1,745 49.9400 USD
USD 0.0001 class A common Purchase 1,836 49.8525 USD
USD 0.0001 class A common Purchase 2,976 49.6087 USD
USD 0.0001 class A common Purchase 3,079 49.9821 USD
USD 0.0001 class A common Purchase 3,800 49.9273 USD
USD 0.0001 class A common Purchase 4,657 49.9429 USD
USD 0.0001 class A common Purchase 4,784 49.9498 USD
USD 0.0001 class A common Purchase 6,510 49.9010 USD
USD 0.0001 class A common Purchase 12,794 49.8271 USD
USD 0.0001 class A common Purchase 15,369 50.0235 USD
USD 0.0001 class A common Purchase 16,688 49.9029 USD
USD 0.0001 class A common Purchase 20,448 49.9354 USD
USD 0.0001 class A common Purchase 20,937 49.8117 USD
USD 0.0001 class A common Purchase 20,941 50.0166 USD
USD 0.0001 class A common Purchase 22,866 49.8200 USD
USD 0.0001 class A common Purchase 89,790 49.9058 USD
USD 0.0001 class A common Purchase 137,434 49.8613 USD
USD 0.0001 class A common Sale 1 50.0500 USD
USD 0.0001 class A common Sale 5 50.0400 USD
USD 0.0001 class A common Sale 9 49.7800 USD
USD 0.0001 class A common Sale 17 49.7500 USD
USD 0.0001 class A common Sale 75 49.9500 USD
USD 0.0001 class A common Sale 78 49.9350 USD
USD 0.0001 class A common Sale 100 50.0600 USD
USD 0.0001 class A common Sale 100 49.8050 USD
USD 0.0001 class A common Sale 140 49.9828 USD
USD 0.0001 class A common Sale 184 49.7507 USD
USD 0.0001 class A common Sale 191 50.0250 USD
USD 0.0001 class A common Sale 194 49.7900 USD
USD 0.0001 class A common Sale 200 49.8850 USD
USD 0.0001 class A common Sale 300 49.7750 USD
USD 0.0001 class A common Sale 300 50.0300 USD
USD 0.0001 class A common Sale 308 49.7902 USD
USD 0.0001 class A common Sale 351 49.8993 USD
USD 0.0001 class A common Sale 396 49.8181 USD
USD 0.0001 class A common Sale 438 50.0244 USD
USD 0.0001 class A common Sale 465 49.8350 USD
USD 0.0001 class A common Sale 500 49.8680 USD
USD 0.0001 class A common Sale 511 49.8267 USD
USD 0.0001 class A common Sale 580 49.8817 USD
USD 0.0001 class A common Sale 798 49.8924 USD
USD 0.0001 class A common Sale 860 49.8211 USD
USD 0.0001 class A common Sale 914 49.7652 USD
USD 0.0001 class A common Sale 1,282 49.8556 USD
USD 0.0001 class A common Sale 1,600 50.0331 USD
USD 0.0001 class A common Sale 1,761 49.7928 USD
USD 0.0001 class A common Sale 2,001 49.8970 USD
USD 0.0001 class A common Sale 3,871 49.8670 USD
USD 0.0001 class A common Sale 4,248 49.7308 USD
USD 0.0001 class A common Sale 5,269 49.8479 USD
USD 0.0001 class A common Sale 5,684 49.8054 USD
USD 0.0001 class A common Sale 7,082 49.9550 USD
USD 0.0001 class A common Sale 7,225 50.1080 USD
USD 0.0001 class A common Sale 7,600 49.9273 USD
USD 0.0001 class A common Sale 8,094 49.9916 USD
USD 0.0001 class A common Sale 8,399 49.9767 USD
USD 0.0001 class A common Sale 9,756 49.8681 USD
USD 0.0001 class A common Sale 12,573 50.0433 USD
USD 0.0001 class A common Sale 12,675 49.8388 USD
USD 0.0001 class A common Sale 14,313 50.0196 USD
USD 0.0001 class A common Sale 15,953 49.8268 USD
USD 0.0001 class A common Sale 18,006 49.8371 USD
USD 0.0001 class A common Sale 20,871 49.8117 USD
USD 0.0001 class A common Sale 39,640 49.8200 USD
USD 0.0001 class A common Sale 76,527 49.8568 USD
USD 0.0001 class A common Sale 116,658 49.9080 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52509060&newsitemid=20211014005558&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=02b9657535b1aeb3e89008632d95b088)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -55,631 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52509060&newsitemid=20211014005558&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=0a602c2558c1ea711a31cfe0a2e0528c)
.
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https://www.businesswire.com/news/home/20211014005558/en/
(https://www.businesswire.com/news/home/20211014005558/en/)
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