REG-BARCLAYS PLC Form 8.3 - DraftKings Inc
15/10/2021 12:25
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Form 8.3 - DraftKings Inc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 14 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 588,247 0.15% 484,572 0.12%
(2) Cash-settled derivatives:
21,805 0.01% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,735,561 0.67% 1,623,157 0.40%
TOTAL: 3,345,613 0.83% 2,107,729 0.52%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 206,000 0.05%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 206,000 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 2 50.3100 USD
USD 0.0001 class A common Purchase 3 51.1800 USD
USD 0.0001 class A common Purchase 21 49.3600 USD
USD 0.0001 class A common Purchase 42 50.6800 USD
USD 0.0001 class A common Purchase 42 50.3700 USD
USD 0.0001 class A common Purchase 98 50.0000 USD
USD 0.0001 class A common Purchase 100 49.7150 USD
USD 0.0001 class A common Purchase 100 49.7800 USD
USD 0.0001 class A common Purchase 100 49.8100 USD
USD 0.0001 class A common Purchase 120 50.9958 USD
USD 0.0001 class A common Purchase 140 50.3528 USD
USD 0.0001 class A common Purchase 164 49.7226 USD
USD 0.0001 class A common Purchase 200 50.3050 USD
USD 0.0001 class A common Purchase 243 50.2900 USD
USD 0.0001 class A common Purchase 300 49.7208 USD
USD 0.0001 class A common Purchase 303 49.5207 USD
USD 0.0001 class A common Purchase 318 51.0282 USD
USD 0.0001 class A common Purchase 437 50.3205 USD
USD 0.0001 class A common Purchase 500 50.1520 USD
USD 0.0001 class A common Purchase 600 49.9416 USD
USD 0.0001 class A common Purchase 600 50.1800 USD
USD 0.0001 class A common Purchase 800 50.2075 USD
USD 0.0001 class A common Purchase 839 50.1300 USD
USD 0.0001 class A common Purchase 900 50.3717 USD
USD 0.0001 class A common Purchase 1,210 50.5360 USD
USD 0.0001 class A common Purchase 1,477 50.2696 USD
USD 0.0001 class A common Purchase 1,774 49.7385 USD
USD 0.0001 class A common Purchase 1,929 49.7454 USD
USD 0.0001 class A common Purchase 2,325 49.9712 USD
USD 0.0001 class A common Purchase 2,906 49.9179 USD
USD 0.0001 class A common Purchase 2,954 49.9335 USD
USD 0.0001 class A common Purchase 3,847 49.8897 USD
USD 0.0001 class A common Purchase 4,000 50.6781 USD
USD 0.0001 class A common Purchase 7,287 49.3744 USD
USD 0.0001 class A common Purchase 7,313 51.1149 USD
USD 0.0001 class A common Purchase 8,619 49.6200 USD
USD 0.0001 class A common Purchase 11,712 50.5775 USD
USD 0.0001 class A common Purchase 11,905 50.6847 USD
USD 0.0001 class A common Purchase 13,736 50.8961 USD
USD 0.0001 class A common Purchase 16,000 50.6352 USD
USD 0.0001 class A common Purchase 16,550 51.0243 USD
USD 0.0001 class A common Purchase 17,399 50.9115 USD
USD 0.0001 class A common Purchase 18,332 49.9621 USD
USD 0.0001 class A common Purchase 22,529 49.9654 USD
USD 0.0001 class A common Purchase 23,099 50.7397 USD
USD 0.0001 class A common Purchase 67,378 49.9087 USD
USD 0.0001 class A common Purchase 114,835 50.6545 USD
USD 0.0001 class A common Sale 3 51.1800 USD
USD 0.0001 class A common Sale 4 49.6400 USD
USD 0.0001 class A common Sale 5 50.4400 USD
USD 0.0001 class A common Sale 7 50.8500 USD
USD 0.0001 class A common Sale 12 50.1625 USD
USD 0.0001 class A common Sale 12 49.7300 USD
USD 0.0001 class A common Sale 18 49.7900 USD
USD 0.0001 class A common Sale 18 50.2700 USD
USD 0.0001 class A common Sale 21 49.3600 USD
USD 0.0001 class A common Sale 21 49.8457 USD
USD 0.0001 class A common Sale 24 50.0962 USD
USD 0.0001 class A common Sale 32 49.6581 USD
USD 0.0001 class A common Sale 36 49.7250 USD
USD 0.0001 class A common Sale 42 50.6800 USD
USD 0.0001 class A common Sale 42 50.3700 USD
USD 0.0001 class A common Sale 46 50.8934 USD
USD 0.0001 class A common Sale 48 50.0337 USD
USD 0.0001 class A common Sale 63 50.0580 USD
USD 0.0001 class A common Sale 69 50.0126 USD
USD 0.0001 class A common Sale 90 49.5940 USD
USD 0.0001 class A common Sale 90 49.6000 USD
USD 0.0001 class A common Sale 100 50.5900 USD
USD 0.0001 class A common Sale 108 49.6366 USD
USD 0.0001 class A common Sale 116 49.9647 USD
USD 0.0001 class A common Sale 120 50.0042 USD
USD 0.0001 class A common Sale 129 49.9727 USD
USD 0.0001 class A common Sale 144 49.6368 USD
USD 0.0001 class A common Sale 144 49.6387 USD
USD 0.0001 class A common Sale 146 49.6621 USD
USD 0.0001 class A common Sale 150 50.9252 USD
USD 0.0001 class A common Sale 170 50.0728 USD
USD 0.0001 class A common Sale 202 50.8700 USD
USD 0.0001 class A common Sale 212 50.9135 USD
USD 0.0001 class A common Sale 217 49.6723 USD
USD 0.0001 class A common Sale 234 49.6761 USD
USD 0.0001 class A common Sale 236 51.1230 USD
USD 0.0001 class A common Sale 250 50.8860 USD
USD 0.0001 class A common Sale 257 50.4568 USD
USD 0.0001 class A common Sale 274 50.6704 USD
USD 0.0001 class A common Sale 293 50.8534 USD
USD 0.0001 class A common Sale 299 50.8204 USD
USD 0.0001 class A common Sale 300 50.6833 USD
USD 0.0001 class A common Sale 300 50.9100 USD
USD 0.0001 class A common Sale 306 49.6388 USD
USD 0.0001 class A common Sale 316 50.2918 USD
USD 0.0001 class A common Sale 319 50.7000 USD
USD 0.0001 class A common Sale 369 50.5540 USD
USD 0.0001 class A common Sale 370 50.8483 USD
USD 0.0001 class A common Sale 468 50.7818 USD
USD 0.0001 class A common Sale 500 50.6590 USD
USD 0.0001 class A common Sale 550 50.7045 USD
USD 0.0001 class A common Sale 557 50.6980 USD
USD 0.0001 class A common Sale 703 50.8526 USD
USD 0.0001 class A common Sale 830 50.9082 USD
USD 0.0001 class A common Sale 960 50.9270 USD
USD 0.0001 class A common Sale 1,000 51.0615 USD
USD 0.0001 class A common Sale 1,110 49.5904 USD
USD 0.0001 class A common Sale 1,400 50.6682 USD
USD 0.0001 class A common Sale 1,421 50.2600 USD
USD 0.0001 class A common Sale 2,027 49.7577 USD
USD 0.0001 class A common Sale 2,080 50.7109 USD
USD 0.0001 class A common Sale 2,103 50.6128 USD
USD 0.0001 class A common Sale 2,377 50.8871 USD
USD 0.0001 class A common Sale 3,361 50.8757 USD
USD 0.0001 class A common Sale 3,725 50.8971 USD
USD 0.0001 class A common Sale 4,528 50.7431 USD
USD 0.0001 class A common Sale 4,722 50.4890 USD
USD 0.0001 class A common Sale 4,832 50.5590 USD
USD 0.0001 class A common Sale 5,804 50.8987 USD
USD 0.0001 class A common Sale 6,363 51.0883 USD
USD 0.0001 class A common Sale 6,905 50.7350 USD
USD 0.0001 class A common Sale 7,014 50.6832 USD
USD 0.0001 class A common Sale 7,973 49.4235 USD
USD 0.0001 class A common Sale 8,189 50.7249 USD
USD 0.0001 class A common Sale 8,600 49.6200 USD
USD 0.0001 class A common Sale 9,016 50.5369 USD
USD 0.0001 class A common Sale 11,133 50.6587 USD
USD 0.0001 class A common Sale 11,164 50.9879 USD
USD 0.0001 class A common Sale 11,665 50.0993 USD
USD 0.0001 class A common Sale 11,904 50.0493 USD
USD 0.0001 class A common Sale 12,396 50.5849 USD
USD 0.0001 class A common Sale 12,802 50.9053 USD
USD 0.0001 class A common Sale 13,321 50.5644 USD
USD 0.0001 class A common Sale 13,983 49.8676 USD
USD 0.0001 class A common Sale 15,544 50.8283 USD
USD 0.0001 class A common Sale 71,754 50.7611 USD
USD 0.0001 class A common Sale 94,320 49.9351 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 15 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52509820&newsitemid=20211015005296&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=186981e1627b76d097639c10ec186a21)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -55,631 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52509820&newsitemid=20211015005296&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=b3ed9e2a94ad75572f4701dd4c3b8bb4)
.
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(https://www.businesswire.com/news/home/20211015005296/en/)
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