REG-BARCLAYS PLC FORM 8.3 - DRAFTKINGS INC - Amendment
30/09/2021 16:40
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FORM 8.3 - DRAFTKINGS INC - Amendment
FORM 8.3 - Amendment to Cash-Settled Derivatives positions & Amendment to
Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 27 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 560,336 0.14% 559,598 0.14%
(2) Cash-settled derivatives:
4,928 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,087,485 0.51% 1,210,411 0.30%
TOTAL: 2,652,749 0.65% 1,770,009 0.44%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 442,000 0.11%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 442,000 0.11%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 10 51.2300 USD
USD 0.0001 class A common Purchase 11 51.3500 USD
USD 0.0001 class A common Purchase 19 51.5650 USD
USD 0.0001 class A common Purchase 20 50.9700 USD
USD 0.0001 class A common Purchase 31 51.2874 USD
USD 0.0001 class A common Purchase 64 51.2400 USD
USD 0.0001 class A common Purchase 100 51.3000 USD
USD 0.0001 class A common Purchase 100 51.2700 USD
USD 0.0001 class A common Purchase 100 51.4100 USD
USD 0.0001 class A common Purchase 100 51.6000 USD
USD 0.0001 class A common Purchase 100 51.6400 USD
USD 0.0001 class A common Purchase 100 51.2800 USD
USD 0.0001 class A common Purchase 132 51.6006 USD
USD 0.0001 class A common Purchase 144 51.2346 USD
USD 0.0001 class A common Purchase 155 51.1300 USD
USD 0.0001 class A common Purchase 233 51.5873 USD
USD 0.0001 class A common Purchase 260 51.2362 USD
USD 0.0001 class A common Purchase 264 51.2553 USD
USD 0.0001 class A common Purchase 288 51.4064 USD
USD 0.0001 class A common Purchase 299 51.4010 USD
USD 0.0001 class A common Purchase 330 51.2257 USD
USD 0.0001 class A common Purchase 377 51.4065 USD
USD 0.0001 class A common Purchase 390 51.2633 USD
USD 0.0001 class A common Purchase 455 51.4500 USD
USD 0.0001 class A common Purchase 707 51.5292 USD
USD 0.0001 class A common Purchase 921 51.1721 USD
USD 0.0001 class A common Purchase 956 51.2576 USD
USD 0.0001 class A common Purchase 1,100 51.3045 USD
USD 0.0001 class A common Purchase 2,456 51.3998 USD
USD 0.0001 class A common Purchase 2,606 51.3076 USD
USD 0.0001 class A common Purchase 3,442 51.4127 USD
USD 0.0001 class A common Purchase 3,689 51.4075 USD
USD 0.0001 class A common Purchase 5,954 51.2000 USD
USD 0.0001 class A common Purchase 6,549 51.4409 USD
USD 0.0001 class A common Purchase 6,802 51.3700 USD
USD 0.0001 class A common Purchase 7,887 51.2156 USD
USD 0.0001 class A common Purchase 9,634 51.2148 USD
USD 0.0001 class A common Purchase 12,771 51.2817 USD
USD 0.0001 class A common Purchase 18,164 51.2624 USD
USD 0.0001 class A common Purchase 22,279 51.2424 USD
USD 0.0001 class A common Purchase 29,207 51.3900 USD
USD 0.0001 class A common Purchase 36,422 51.3891 USD
USD 0.0001 class A common Purchase 48,166 51.3878 USD
USD 0.0001 class A common Purchase 86,224 51.3580 USD
USD 0.0001 class A common Purchase 106,630 51.3112 USD
USD 0.0001 class A common Sale 3 51.3500 USD
USD 0.0001 class A common Sale 7 51.3700 USD
USD 0.0001 class A common Sale 9 50.9800 USD
USD 0.0001 class A common Sale 12 51.0766 USD
USD 0.0001 class A common Sale 14 51.2100 USD
USD 0.0001 class A common Sale 18 51.4500 USD
USD 0.0001 class A common Sale 20 51.5500 USD
USD 0.0001 class A common Sale 24 51.6550 USD
USD 0.0001 class A common Sale 99 51.1600 USD
USD 0.0001 class A common Sale 100 51.3000 USD
USD 0.0001 class A common Sale 200 51.3850 USD
USD 0.0001 class A common Sale 207 51.6200 USD
USD 0.0001 class A common Sale 213 51.3671 USD
USD 0.0001 class A common Sale 288 51.3626 USD
USD 0.0001 class A common Sale 306 51.1700 USD
USD 0.0001 class A common Sale 375 51.3897 USD
USD 0.0001 class A common Sale 396 51.4148 USD
USD 0.0001 class A common Sale 400 51.4200 USD
USD 0.0001 class A common Sale 528 51.5550 USD
USD 0.0001 class A common Sale 579 51.2577 USD
USD 0.0001 class A common Sale 700 51.5300 USD
USD 0.0001 class A common Sale 700 51.2228 USD
USD 0.0001 class A common Sale 1,000 51.3265 USD
USD 0.0001 class A common Sale 1,039 51.3284 USD
USD 0.0001 class A common Sale 1,549 51.3777 USD
USD 0.0001 class A common Sale 1,639 51.2328 USD
USD 0.0001 class A common Sale 1,651 51.4024 USD
USD 0.0001 class A common Sale 2,040 51.3453 USD
USD 0.0001 class A common Sale 2,122 51.2834 USD
USD 0.0001 class A common Sale 2,549 51.3481 USD
USD 0.0001 class A common Sale 2,746 51.3791 USD
USD 0.0001 class A common Sale 3,110 51.1961 USD
USD 0.0001 class A common Sale 3,300 51.5000 USD
USD 0.0001 class A common Sale 4,764 51.3130 USD
USD 0.0001 class A common Sale 5,403 51.2473 USD
USD 0.0001 class A common Sale 5,461 51.2865 USD
USD 0.0001 class A common Sale 6,830 51.3825 USD
USD 0.0001 class A common Sale 7,871 51.2401 USD
USD 0.0001 class A common Sale 8,958 51.3529 USD
USD 0.0001 class A common Sale 8,963 51.2044 USD
USD 0.0001 class A common Sale 13,296 51.2676 USD
USD 0.0001 class A common Sale 18,447 51.2428 USD
USD 0.0001 class A common Sale 36,441 51.3892 USD
USD 0.0001 class A common Sale 39,759 51.3818 USD
USD 0.0001 class A common Sale 55,035 51.3679 USD
USD 0.0001 class A common Sale 76,040 51.3900 USD
USD 0.0001 class A common Sale 100,873 51.2841 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 30 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52501502&newsitemid=20210930005762&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=6d30b8cf55f5f5e6fbd2bca5ec0a60c2)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings are being disclosed: Barclays PLC.
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -61,085 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 98,071 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52501502&newsitemid=20210930005762&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=584713788e87f5ca3a52ad6a6f6d1b88)
.
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