REG-BARCLAYS PLC FORM 8.3 - DRAFTKINGS INC - Amendment
30/09/2021 16:40
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FORM 8.3 - DRAFTKINGS INC - Amendment
FORM 8.3 - Amendment to Cash-Settled Derivatives positions & Amendment to
Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 23 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 528,077 0.13% 537,281 0.13%
(2) Cash-settled derivatives:
40,428 0.01% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,087,485 0.52% 1,210,411 0.30%
TOTAL: 2,655,990 0.66% 1,747,692 0.43%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 442,000 0.11%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 442,000 0.11%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 9 52.5900 USD
USD 0.0001 class A common Purchase 40 52.2100 USD
USD 0.0001 class A common Purchase 72 53.4400 USD
USD 0.0001 class A common Purchase 100 51.6300 USD
USD 0.0001 class A common Purchase 100 51.6850 USD
USD 0.0001 class A common Purchase 100 51.9650 USD
USD 0.0001 class A common Purchase 100 51.9250 USD
USD 0.0001 class A common Purchase 147 52.9568 USD
USD 0.0001 class A common Purchase 154 52.9993 USD
USD 0.0001 class A common Purchase 154 53.0103 USD
USD 0.0001 class A common Purchase 155 52.4054 USD
USD 0.0001 class A common Purchase 168 52.5384 USD
USD 0.0001 class A common Purchase 172 52.8612 USD
USD 0.0001 class A common Purchase 214 52.6914 USD
USD 0.0001 class A common Purchase 226 52.4825 USD
USD 0.0001 class A common Purchase 249 52.7748 USD
USD 0.0001 class A common Purchase 272 53.1279 USD
USD 0.0001 class A common Purchase 277 52.9603 USD
USD 0.0001 class A common Purchase 300 51.8500 USD
USD 0.0001 class A common Purchase 337 53.1851 USD
USD 0.0001 class A common Purchase 360 53.0000 USD
USD 0.0001 class A common Purchase 367 53.3650 USD
USD 0.0001 class A common Purchase 369 51.8355 USD
USD 0.0001 class A common Purchase 800 51.8300 USD
USD 0.0001 class A common Purchase 844 53.3064 USD
USD 0.0001 class A common Purchase 855 52.0125 USD
USD 0.0001 class A common Purchase 900 51.6400 USD
USD 0.0001 class A common Purchase 1,113 52.0317 USD
USD 0.0001 class A common Purchase 1,426 53.4585 USD
USD 0.0001 class A common Purchase 1,694 52.0690 USD
USD 0.0001 class A common Purchase 2,143 52.4442 USD
USD 0.0001 class A common Purchase 3,587 52.9675 USD
USD 0.0001 class A common Purchase 6,466 53.1189 USD
USD 0.0001 class A common Purchase 8,349 52.0033 USD
USD 0.0001 class A common Purchase 8,724 51.7500 USD
USD 0.0001 class A common Purchase 8,903 51.7582 USD
USD 0.0001 class A common Purchase 11,692 52.9412 USD
USD 0.0001 class A common Purchase 13,223 52.4914 USD
USD 0.0001 class A common Purchase 17,638 52.3789 USD
USD 0.0001 class A common Purchase 22,093 52.1042 USD
USD 0.0001 class A common Purchase 30,365 52.1924 USD
USD 0.0001 class A common Purchase 38,693 52.4312 USD
USD 0.0001 class A common Purchase 40,272 52.7387 USD
USD 0.0001 class A common Purchase 41,241 52.4596 USD
USD 0.0001 class A common Purchase 48,101 52.7975 USD
USD 0.0001 class A common Purchase 135,775 52.8128 USD
USD 0.0001 class A common Purchase 162,950 52.4417 USD
USD 0.0001 class A common Sale 1 51.9700 USD
USD 0.0001 class A common Sale 11 52.3327 USD
USD 0.0001 class A common Sale 25 53.2616 USD
USD 0.0001 class A common Sale 42 53.4100 USD
USD 0.0001 class A common Sale 44 52.6095 USD
USD 0.0001 class A common Sale 76 52.4565 USD
USD 0.0001 class A common Sale 79 53.2169 USD
USD 0.0001 class A common Sale 80 52.4922 USD
USD 0.0001 class A common Sale 100 51.6300 USD
USD 0.0001 class A common Sale 100 51.8200 USD
USD 0.0001 class A common Sale 105 53.3959 USD
USD 0.0001 class A common Sale 116 52.3012 USD
USD 0.0001 class A common Sale 118 52.4279 USD
USD 0.0001 class A common Sale 122 52.5440 USD
USD 0.0001 class A common Sale 132 52.4325 USD
USD 0.0001 class A common Sale 134 52.3404 USD
USD 0.0001 class A common Sale 190 53.3469 USD
USD 0.0001 class A common Sale 215 52.5576 USD
USD 0.0001 class A common Sale 249 52.7748 USD
USD 0.0001 class A common Sale 300 53.2140 USD
USD 0.0001 class A common Sale 335 52.9919 USD
USD 0.0001 class A common Sale 350 53.2215 USD
USD 0.0001 class A common Sale 383 52.9678 USD
USD 0.0001 class A common Sale 400 53.3887 USD
USD 0.0001 class A common Sale 500 53.1600 USD
USD 0.0001 class A common Sale 622 53.1574 USD
USD 0.0001 class A common Sale 900 51.6400 USD
USD 0.0001 class A common Sale 976 53.2147 USD
USD 0.0001 class A common Sale 1,013 52.0526 USD
USD 0.0001 class A common Sale 1,179 52.7550 USD
USD 0.0001 class A common Sale 1,258 53.4575 USD
USD 0.0001 class A common Sale 1,300 51.9284 USD
USD 0.0001 class A common Sale 1,400 53.4578 USD
USD 0.0001 class A common Sale 1,409 53.3140 USD
USD 0.0001 class A common Sale 3,219 53.3647 USD
USD 0.0001 class A common Sale 3,942 51.7497 USD
USD 0.0001 class A common Sale 4,200 52.2701 USD
USD 0.0001 class A common Sale 4,482 52.6833 USD
USD 0.0001 class A common Sale 5,147 53.0424 USD
USD 0.0001 class A common Sale 5,229 53.1612 USD
USD 0.0001 class A common Sale 5,305 52.4228 USD
USD 0.0001 class A common Sale 6,939 52.3685 USD
USD 0.0001 class A common Sale 7,174 52.9186 USD
USD 0.0001 class A common Sale 8,724 51.7500 USD
USD 0.0001 class A common Sale 9,144 52.2748 USD
USD 0.0001 class A common Sale 9,258 51.7809 USD
USD 0.0001 class A common Sale 11,252 52.2794 USD
USD 0.0001 class A common Sale 11,591 52.8675 USD
USD 0.0001 class A common Sale 12,146 52.7423 USD
USD 0.0001 class A common Sale 14,727 52.4236 USD
USD 0.0001 class A common Sale 17,562 51.7679 USD
USD 0.0001 class A common Sale 17,582 53.0399 USD
USD 0.0001 class A common Sale 26,489 52.4789 USD
USD 0.0001 class A common Sale 30,852 52.1995 USD
USD 0.0001 class A common Sale 39,188 52.4031 USD
USD 0.0001 class A common Sale 55,851 52.7972 USD
USD 0.0001 class A common Sale 65,744 52.7862 USD
USD 0.0001 class A common Sale 226,120 52.5148 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 30 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52501500&newsitemid=20210930005764&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=6789369bd4466c46efd315c419615a10)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings are being disclosed: Barclays PLC.
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -61,085 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 98,071 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52501500&newsitemid=20210930005764&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=27056a04c450d1fa6ef112a5d1fdd364)
.
View source version on businesswire.com:
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(https://www.businesswire.com/news/home/20210930005764/en/)
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