REG-BARCLAYS PLC Form 8.3 - DRAFTKINGS INC
23/09/2021 11:25
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Form 8.3 - DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 22 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 522,479 0.13% 591,857 0.15%
(2) Cash-settled derivatives:
102,783,788 25.48% 41,892,230 10.38%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,087,485 0.52% 1,210,411 0.30%
TOTAL: 105,393,752 26.12% 43,694,498 10.83%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 442,000 0.11%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 442,000 0.11%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 6 52.3500 USD
USD 0.0001 class A common Purchase 10 53.0000 USD
USD 0.0001 class A common Purchase 20 52.8800 USD
USD 0.0001 class A common Purchase 48 52.8152 USD
USD 0.0001 class A common Purchase 100 52.8300 USD
USD 0.0001 class A common Purchase 100 52.3400 USD
USD 0.0001 class A common Purchase 100 52.8100 USD
USD 0.0001 class A common Purchase 100 52.3800 USD
USD 0.0001 class A common Purchase 100 52.0600 USD
USD 0.0001 class A common Purchase 143 52.2507 USD
USD 0.0001 class A common Purchase 200 52.7525 USD
USD 0.0001 class A common Purchase 200 52.9700 USD
USD 0.0001 class A common Purchase 300 52.4700 USD
USD 0.0001 class A common Purchase 300 52.7733 USD
USD 0.0001 class A common Purchase 300 52.7800 USD
USD 0.0001 class A common Purchase 303 52.9355 USD
USD 0.0001 class A common Purchase 304 52.7827 USD
USD 0.0001 class A common Purchase 314 52.7896 USD
USD 0.0001 class A common Purchase 353 52.6300 USD
USD 0.0001 class A common Purchase 484 52.8691 USD
USD 0.0001 class A common Purchase 494 52.8572 USD
USD 0.0001 class A common Purchase 497 52.6500 USD
USD 0.0001 class A common Purchase 499 52.7533 USD
USD 0.0001 class A common Purchase 502 52.7579 USD
USD 0.0001 class A common Purchase 546 52.9011 USD
USD 0.0001 class A common Purchase 569 52.8970 USD
USD 0.0001 class A common Purchase 600 52.7425 USD
USD 0.0001 class A common Purchase 641 52.8900 USD
USD 0.0001 class A common Purchase 680 52.8494 USD
USD 0.0001 class A common Purchase 700 52.5700 USD
USD 0.0001 class A common Purchase 716 52.6341 USD
USD 0.0001 class A common Purchase 786 52.8580 USD
USD 0.0001 class A common Purchase 789 52.8092 USD
USD 0.0001 class A common Purchase 832 52.8667 USD
USD 0.0001 class A common Purchase 1,183 52.6685 USD
USD 0.0001 class A common Purchase 2,315 52.7918 USD
USD 0.0001 class A common Purchase 2,500 53.1000 USD
USD 0.0001 class A common Purchase 2,583 52.6170 USD
USD 0.0001 class A common Purchase 2,886 52.8065 USD
USD 0.0001 class A common Purchase 5,000 53.0479 USD
USD 0.0001 class A common Purchase 5,011 52.8314 USD
USD 0.0001 class A common Purchase 5,554 52.4193 USD
USD 0.0001 class A common Purchase 9,748 52.4137 USD
USD 0.0001 class A common Purchase 10,000 52.5839 USD
USD 0.0001 class A common Purchase 10,100 52.1962 USD
USD 0.0001 class A common Purchase 10,353 52.7232 USD
USD 0.0001 class A common Purchase 11,955 52.4915 USD
USD 0.0001 class A common Purchase 12,106 52.4056 USD
USD 0.0001 class A common Purchase 14,884 52.4500 USD
USD 0.0001 class A common Purchase 14,958 52.6690 USD
USD 0.0001 class A common Purchase 19,438 52.4269 USD
USD 0.0001 class A common Purchase 20,057 52.6496 USD
USD 0.0001 class A common Purchase 20,616 52.6893 USD
USD 0.0001 class A common Purchase 31,424 52.5384 USD
USD 0.0001 class A common Purchase 35,439 52.5268 USD
USD 0.0001 class A common Purchase 59,859 52.6698 USD
USD 0.0001 class A common Purchase 129,736 52.6055 USD
USD 0.0001 class A common Purchase 215,405 52.7476 USD
USD 0.0001 class A common Sale 10 52.0400 USD
USD 0.0001 class A common Sale 29 52.3989 USD
USD 0.0001 class A common Sale 40 52.9150 USD
USD 0.0001 class A common Sale 41 52.6307 USD
USD 0.0001 class A common Sale 100 52.5900 USD
USD 0.0001 class A common Sale 100 52.5050 USD
USD 0.0001 class A common Sale 100 52.3200 USD
USD 0.0001 class A common Sale 100 52.2500 USD
USD 0.0001 class A common Sale 100 51.6300 USD
USD 0.0001 class A common Sale 100 52.9350 USD
USD 0.0001 class A common Sale 100 52.9300 USD
USD 0.0001 class A common Sale 100 52.9100 USD
USD 0.0001 class A common Sale 100 52.6200 USD
USD 0.0001 class A common Sale 106 52.9200 USD
USD 0.0001 class A common Sale 140 52.6946 USD
USD 0.0001 class A common Sale 150 52.7506 USD
USD 0.0001 class A common Sale 150 52.9266 USD
USD 0.0001 class A common Sale 150 52.9330 USD
USD 0.0001 class A common Sale 150 52.5999 USD
USD 0.0001 class A common Sale 165 52.9166 USD
USD 0.0001 class A common Sale 175 52.8437 USD
USD 0.0001 class A common Sale 200 52.7700 USD
USD 0.0001 class A common Sale 200 52.7470 USD
USD 0.0001 class A common Sale 200 52.9450 USD
USD 0.0001 class A common Sale 200 52.3396 USD
USD 0.0001 class A common Sale 250 52.4700 USD
USD 0.0001 class A common Sale 252 52.2176 USD
USD 0.0001 class A common Sale 300 51.8966 USD
USD 0.0001 class A common Sale 300 52.4166 USD
USD 0.0001 class A common Sale 325 52.7629 USD
USD 0.0001 class A common Sale 490 52.1955 USD
USD 0.0001 class A common Sale 495 52.4637 USD
USD 0.0001 class A common Sale 497 52.8731 USD
USD 0.0001 class A common Sale 500 52.3500 USD
USD 0.0001 class A common Sale 500 52.4940 USD
USD 0.0001 class A common Sale 500 52.7060 USD
USD 0.0001 class A common Sale 542 52.6530 USD
USD 0.0001 class A common Sale 600 52.1766 USD
USD 0.0001 class A common Sale 600 52.0900 USD
USD 0.0001 class A common Sale 600 52.5366 USD
USD 0.0001 class A common Sale 623 52.6300 USD
USD 0.0001 class A common Sale 710 52.8509 USD
USD 0.0001 class A common Sale 752 52.6432 USD
USD 0.0001 class A common Sale 754 52.7140 USD
USD 0.0001 class A common Sale 860 52.8124 USD
USD 0.0001 class A common Sale 861 52.5933 USD
USD 0.0001 class A common Sale 1,608 52.5725 USD
USD 0.0001 class A common Sale 1,700 52.8523 USD
USD 0.0001 class A common Sale 1,871 52.6753 USD
USD 0.0001 class A common Sale 2,357 52.8590 USD
USD 0.0001 class A common Sale 2,500 53.1000 USD
USD 0.0001 class A common Sale 2,779 52.5322 USD
USD 0.0001 class A common Sale 3,025 52.4912 USD
USD 0.0001 class A common Sale 3,183 52.6026 USD
USD 0.0001 class A common Sale 4,171 52.5320 USD
USD 0.0001 class A common Sale 4,604 53.0585 USD
USD 0.0001 class A common Sale 5,221 52.8295 USD
USD 0.0001 class A common Sale 5,763 52.7829 USD
USD 0.0001 class A common Sale 7,218 52.7711 USD
USD 0.0001 class A common Sale 7,562 52.8850 USD
USD 0.0001 class A common Sale 8,117 52.5824 USD
USD 0.0001 class A common Sale 8,300 52.1879 USD
USD 0.0001 class A common Sale 8,843 52.7938 USD
USD 0.0001 class A common Sale 10,706 52.1668 USD
USD 0.0001 class A common Sale 12,385 52.4962 USD
USD 0.0001 class A common Sale 15,659 52.5930 USD
USD 0.0001 class A common Sale 18,706 52.5696 USD
USD 0.0001 class A common Sale 20,337 52.5674 USD
USD 0.0001 class A common Sale 21,939 52.7212 USD
USD 0.0001 class A common Sale 24,246 52.8108 USD
USD 0.0001 class A common Sale 25,892 52.5711 USD
USD 0.0001 class A common Sale 37,798 52.4216 USD
USD 0.0001 class A common Sale 39,976 52.7838 USD
USD 0.0001 class A common Sale 55,923 52.6034 USD
USD 0.0001 class A common Sale 56,540 52.5828 USD
USD 0.0001 class A common Sale 113,077 52.6410 USD
USD 0.0001 class A common Sale 118,092 52.7479 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 23 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52496626&newsitemid=20210923005467&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=6e5f1e40956988ab2d130698a2a25109)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -61,085 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 98,071 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
Call Options Purchased 9,502,950 0.0001 European 5 Aug 2024
Call Options Purchased 9,502,950 50.4800 European 5 Aug 2024
Call Options Purchased 20,922,615 0.0001 European 30 Apr 2024
Call Options Purchased 20,922,615 56.6600 European 30 Apr 2024
Call Options Purchased 41,892,230 European 30 Apr 2024
Call Options Written -41,892,230 European 30 Apr 2024
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52496626&newsitemid=20210923005467&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=1d63a9d3d453bc1785e78a48057a705d)
.
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https://www.businesswire.com/news/home/20210923005467/en/
(https://www.businesswire.com/news/home/20210923005467/en/)
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