REG-BARCLAYS PLC Form 8.3 - DRAFTKINGS INC
01/10/2021 13:15
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20211001:nBw5QCP9na&default-theme=true
Form 8.3 - DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 30 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 573,888 0.14% 598,586 0.15%
(2) Cash-settled derivatives:
4,928 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,735,561 0.67% 1,628,611 0.40%
TOTAL: 3,314,377 0.82% 2,227,197 0.55%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 356,000 0.09%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 356,000 0.09%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 8 48.1700 USD
USD 0.0001 class A common Purchase 10 48.3440 USD
USD 0.0001 class A common Purchase 10 48.2580 USD
USD 0.0001 class A common Purchase 12 48.6300 USD
USD 0.0001 class A common Purchase 14 48.1114 USD
USD 0.0001 class A common Purchase 21 48.2814 USD
USD 0.0001 class A common Purchase 26 48.4592 USD
USD 0.0001 class A common Purchase 41 48.6200 USD
USD 0.0001 class A common Purchase 44 48.1738 USD
USD 0.0001 class A common Purchase 49 48.7200 USD
USD 0.0001 class A common Purchase 52 48.2434 USD
USD 0.0001 class A common Purchase 58 48.2020 USD
USD 0.0001 class A common Purchase 64 48.2771 USD
USD 0.0001 class A common Purchase 90 48.1486 USD
USD 0.0001 class A common Purchase 194 48.1650 USD
USD 0.0001 class A common Purchase 200 48.1500 USD
USD 0.0001 class A common Purchase 202 48.6622 USD
USD 0.0001 class A common Purchase 208 48.1426 USD
USD 0.0001 class A common Purchase 296 48.0768 USD
USD 0.0001 class A common Purchase 297 48.2700 USD
USD 0.0001 class A common Purchase 300 48.5283 USD
USD 0.0001 class A common Purchase 300 48.7600 USD
USD 0.0001 class A common Purchase 399 48.3192 USD
USD 0.0001 class A common Purchase 400 48.6050 USD
USD 0.0001 class A common Purchase 462 47.9436 USD
USD 0.0001 class A common Purchase 477 48.1715 USD
USD 0.0001 class A common Purchase 557 48.1721 USD
USD 0.0001 class A common Purchase 561 48.1372 USD
USD 0.0001 class A common Purchase 570 48.2402 USD
USD 0.0001 class A common Purchase 600 47.8300 USD
USD 0.0001 class A common Purchase 641 48.4792 USD
USD 0.0001 class A common Purchase 676 48.5234 USD
USD 0.0001 class A common Purchase 700 48.4200 USD
USD 0.0001 class A common Purchase 925 48.7105 USD
USD 0.0001 class A common Purchase 1,200 48.4100 USD
USD 0.0001 class A common Purchase 1,324 48.4600 USD
USD 0.0001 class A common Purchase 1,413 48.5952 USD
USD 0.0001 class A common Purchase 1,567 48.2313 USD
USD 0.0001 class A common Purchase 2,685 48.6367 USD
USD 0.0001 class A common Purchase 3,011 48.0388 USD
USD 0.0001 class A common Purchase 3,416 48.2058 USD
USD 0.0001 class A common Purchase 3,558 47.9710 USD
USD 0.0001 class A common Purchase 6,446 48.6071 USD
USD 0.0001 class A common Purchase 8,357 48.0909 USD
USD 0.0001 class A common Purchase 9,756 48.1622 USD
USD 0.0001 class A common Purchase 16,802 48.2316 USD
USD 0.0001 class A common Purchase 17,024 48.1600 USD
USD 0.0001 class A common Purchase 27,252 48.1573 USD
USD 0.0001 class A common Purchase 53,465 47.7594 USD
USD 0.0001 class A common Purchase 70,430 48.3032 USD
USD 0.0001 class A common Purchase 76,353 48.4635 USD
USD 0.0001 class A common Purchase 106,777 48.4002 USD
USD 0.0001 class A common Purchase 127,302 48.1157 USD
USD 0.0001 class A common Sale 2 48.0900 USD
USD 0.0001 class A common Sale 4 48.7600 USD
USD 0.0001 class A common Sale 6 48.1100 USD
USD 0.0001 class A common Sale 7 48.5500 USD
USD 0.0001 class A common Sale 8 48.2600 USD
USD 0.0001 class A common Sale 11 48.5900 USD
USD 0.0001 class A common Sale 11 48.0236 USD
USD 0.0001 class A common Sale 15 48.3633 USD
USD 0.0001 class A common Sale 24 48.3766 USD
USD 0.0001 class A common Sale 24 48.2083 USD
USD 0.0001 class A common Sale 32 48.3075 USD
USD 0.0001 class A common Sale 48 48.4000 USD
USD 0.0001 class A common Sale 48 48.3058 USD
USD 0.0001 class A common Sale 57 48.5273 USD
USD 0.0001 class A common Sale 59 48.7910 USD
USD 0.0001 class A common Sale 82 48.3600 USD
USD 0.0001 class A common Sale 100 48.1700 USD
USD 0.0001 class A common Sale 100 48.6700 USD
USD 0.0001 class A common Sale 100 47.6900 USD
USD 0.0001 class A common Sale 100 48.8500 USD
USD 0.0001 class A common Sale 121 48.6025 USD
USD 0.0001 class A common Sale 124 48.0574 USD
USD 0.0001 class A common Sale 183 48.2010 USD
USD 0.0001 class A common Sale 200 47.8500 USD
USD 0.0001 class A common Sale 232 47.8657 USD
USD 0.0001 class A common Sale 300 48.6600 USD
USD 0.0001 class A common Sale 354 48.3287 USD
USD 0.0001 class A common Sale 400 47.6712 USD
USD 0.0001 class A common Sale 400 48.8600 USD
USD 0.0001 class A common Sale 430 48.6355 USD
USD 0.0001 class A common Sale 462 47.9436 USD
USD 0.0001 class A common Sale 477 48.1715 USD
USD 0.0001 class A common Sale 483 47.8204 USD
USD 0.0001 class A common Sale 570 48.2402 USD
USD 0.0001 class A common Sale 651 47.7723 USD
USD 0.0001 class A common Sale 714 47.7554 USD
USD 0.0001 class A common Sale 858 48.3275 USD
USD 0.0001 class A common Sale 959 47.6862 USD
USD 0.0001 class A common Sale 1,134 47.7728 USD
USD 0.0001 class A common Sale 1,200 48.4100 USD
USD 0.0001 class A common Sale 1,324 48.4600 USD
USD 0.0001 class A common Sale 1,500 48.3453 USD
USD 0.0001 class A common Sale 1,618 47.7842 USD
USD 0.0001 class A common Sale 1,619 48.1600 USD
USD 0.0001 class A common Sale 1,729 47.8041 USD
USD 0.0001 class A common Sale 1,946 48.4913 USD
USD 0.0001 class A common Sale 2,100 48.6742 USD
USD 0.0001 class A common Sale 2,200 48.7331 USD
USD 0.0001 class A common Sale 2,521 47.7610 USD
USD 0.0001 class A common Sale 3,622 47.7768 USD
USD 0.0001 class A common Sale 4,158 47.9506 USD
USD 0.0001 class A common Sale 4,800 48.4218 USD
USD 0.0001 class A common Sale 4,998 47.7345 USD
USD 0.0001 class A common Sale 6,012 47.7563 USD
USD 0.0001 class A common Sale 8,025 48.0296 USD
USD 0.0001 class A common Sale 8,818 48.3551 USD
USD 0.0001 class A common Sale 9,342 47.7650 USD
USD 0.0001 class A common Sale 10,421 48.3953 USD
USD 0.0001 class A common Sale 10,520 48.1639 USD
USD 0.0001 class A common Sale 11,230 48.1574 USD
USD 0.0001 class A common Sale 18,982 47.7568 USD
USD 0.0001 class A common Sale 21,590 48.1629 USD
USD 0.0001 class A common Sale 31,873 48.1431 USD
USD 0.0001 class A common Sale 56,900 48.4754 USD
USD 0.0001 class A common Sale 70,635 48.0719 USD
USD 0.0001 class A common Sale 73,900 48.1607 USD
USD 0.0001 class A common Sale 147,434 48.4326 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 1 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52502170&newsitemid=20211001005394&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=3ea9bdccb29d14c7d1a11ffb6cda3ba4)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -61,085 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52502170&newsitemid=20211001005394&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=68fa272ac8e2a54d1fdcc72983fe9935)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211001005394/en/
(https://www.businesswire.com/news/home/20211001005394/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Barclays PLC British Land Co PLC - Form 8.3 BRITISH LAND COMPANY PLC, THE
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
AnnouncementREG - Barclays PLC JTC PLC - Form 8.3 JTC PLC
AnnouncementREG - Barclays PLC Kitwave Group PLC - Form 8.3 KITWAVE GROUP PLC
AnnouncementREG - Barclays PLC SolGold PLC - Form 8.3 SOLGOLD PLC
Announcement