REG-BARCLAYS PLC FORM 8.3 - DRAFTKINGS INC
08/10/2021 11:55
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20211008:nBw2yzjwxa&default-theme=true
FORM 8.3 - DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 07 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 602,989 0.15% 532,735 0.13%
(2) Cash-settled derivatives:
4,928 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,735,561 0.67% 1,623,157 0.40%
TOTAL: 3,343,478 0.82% 2,155,892 0.53%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 106,000 0.03%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 106,000 0.03%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Convertible Bond Purchase 2,250,000 90.0644 USD
Convertible Bond Purchase 5,000,000 89.6538 USD
Convertible Bond Sale 2,500,000 89.6538 USD
Convertible Bond Sale 4,500,000 90.0644 USD
USD 0.0001 class A common Purchase 1 50.7600 USD
USD 0.0001 class A common Purchase 1 49.8300 USD
USD 0.0001 class A common Purchase 1 50.9500 USD
USD 0.0001 class A common Purchase 1 49.6200 USD
USD 0.0001 class A common Purchase 1 49.7000 USD
USD 0.0001 class A common Purchase 2 50.2400 USD
USD 0.0001 class A common Purchase 5 50.5040 USD
USD 0.0001 class A common Purchase 6 49.7350 USD
USD 0.0001 class A common Purchase 6 50.1300 USD
USD 0.0001 class A common Purchase 8 50.1950 USD
USD 0.0001 class A common Purchase 27 50.8900 USD
USD 0.0001 class A common Purchase 28 50.1400 USD
USD 0.0001 class A common Purchase 34 50.1500 USD
USD 0.0001 class A common Purchase 100 49.7800 USD
USD 0.0001 class A common Purchase 100 49.7650 USD
USD 0.0001 class A common Purchase 100 50.7200 USD
USD 0.0001 class A common Purchase 100 49.8500 USD
USD 0.0001 class A common Purchase 100 49.8400 USD
USD 0.0001 class A common Purchase 101 49.8092 USD
USD 0.0001 class A common Purchase 102 50.6700 USD
USD 0.0001 class A common Purchase 108 49.8200 USD
USD 0.0001 class A common Purchase 139 50.6756 USD
USD 0.0001 class A common Purchase 181 50.7038 USD
USD 0.0001 class A common Purchase 197 49.7543 USD
USD 0.0001 class A common Purchase 200 49.6900 USD
USD 0.0001 class A common Purchase 200 49.7725 USD
USD 0.0001 class A common Purchase 200 49.7550 USD
USD 0.0001 class A common Purchase 200 49.8175 USD
USD 0.0001 class A common Purchase 200 50.6800 USD
USD 0.0001 class A common Purchase 200 50.6900 USD
USD 0.0001 class A common Purchase 200 49.7600 USD
USD 0.0001 class A common Purchase 205 49.9802 USD
USD 0.0001 class A common Purchase 300 49.8050 USD
USD 0.0001 class A common Purchase 300 49.7250 USD
USD 0.0001 class A common Purchase 300 49.8000 USD
USD 0.0001 class A common Purchase 300 50.7300 USD
USD 0.0001 class A common Purchase 300 49.7366 USD
USD 0.0001 class A common Purchase 311 50.7409 USD
USD 0.0001 class A common Purchase 327 49.6311 USD
USD 0.0001 class A common Purchase 414 49.3700 USD
USD 0.0001 class A common Purchase 500 50.7290 USD
USD 0.0001 class A common Purchase 629 49.7572 USD
USD 0.0001 class A common Purchase 676 49.7769 USD
USD 0.0001 class A common Purchase 700 49.9800 USD
USD 0.0001 class A common Purchase 774 49.7831 USD
USD 0.0001 class A common Purchase 799 49.7691 USD
USD 0.0001 class A common Purchase 801 49.7774 USD
USD 0.0001 class A common Purchase 859 49.7987 USD
USD 0.0001 class A common Purchase 900 49.6411 USD
USD 0.0001 class A common Purchase 928 49.6775 USD
USD 0.0001 class A common Purchase 1,204 50.7099 USD
USD 0.0001 class A common Purchase 1,700 50.4252 USD
USD 0.0001 class A common Purchase 1,751 50.7423 USD
USD 0.0001 class A common Purchase 1,836 50.4334 USD
USD 0.0001 class A common Purchase 1,964 50.7265 USD
USD 0.0001 class A common Purchase 2,492 49.7728 USD
USD 0.0001 class A common Purchase 2,519 50.5567 USD
USD 0.0001 class A common Purchase 2,800 50.7400 USD
USD 0.0001 class A common Purchase 2,947 50.3363 USD
USD 0.0001 class A common Purchase 2,950 50.7278 USD
USD 0.0001 class A common Purchase 3,350 49.8992 USD
USD 0.0001 class A common Purchase 5,009 50.1183 USD
USD 0.0001 class A common Purchase 5,600 50.7182 USD
USD 0.0001 class A common Purchase 6,023 49.3763 USD
USD 0.0001 class A common Purchase 6,110 49.9426 USD
USD 0.0001 class A common Purchase 6,800 50.7773 USD
USD 0.0001 class A common Purchase 7,269 49.5900 USD
USD 0.0001 class A common Purchase 8,251 49.9375 USD
USD 0.0001 class A common Purchase 8,567 50.5797 USD
USD 0.0001 class A common Purchase 12,790 50.7525 USD
USD 0.0001 class A common Purchase 12,874 50.2695 USD
USD 0.0001 class A common Purchase 13,803 49.3783 USD
USD 0.0001 class A common Purchase 14,462 50.3141 USD
USD 0.0001 class A common Purchase 15,173 49.4348 USD
USD 0.0001 class A common Purchase 16,900 50.7000 USD
USD 0.0001 class A common Purchase 17,172 49.8921 USD
USD 0.0001 class A common Purchase 30,237 50.2388 USD
USD 0.0001 class A common Purchase 30,795 50.2024 USD
USD 0.0001 class A common Purchase 40,297 49.9228 USD
USD 0.0001 class A common Purchase 77,729 50.3784 USD
USD 0.0001 class A common Purchase 123,671 49.7692 USD
USD 0.0001 class A common Sale 27 50.7650 USD
USD 0.0001 class A common Sale 30 50.2870 USD
USD 0.0001 class A common Sale 34 50.1500 USD
USD 0.0001 class A common Sale 36 50.1733 USD
USD 0.0001 class A common Sale 37 50.1805 USD
USD 0.0001 class A common Sale 38 50.2942 USD
USD 0.0001 class A common Sale 46 50.2743 USD
USD 0.0001 class A common Sale 48 50.3068 USD
USD 0.0001 class A common Sale 49 50.2689 USD
USD 0.0001 class A common Sale 51 50.3180 USD
USD 0.0001 class A common Sale 52 50.1730 USD
USD 0.0001 class A common Sale 52 50.3071 USD
USD 0.0001 class A common Sale 57 50.4010 USD
USD 0.0001 class A common Sale 59 50.3667 USD
USD 0.0001 class A common Sale 61 50.2190 USD
USD 0.0001 class A common Sale 100 50.7350 USD
USD 0.0001 class A common Sale 100 50.7850 USD
USD 0.0001 class A common Sale 111 49.7422 USD
USD 0.0001 class A common Sale 131 50.1576 USD
USD 0.0001 class A common Sale 134 49.7852 USD
USD 0.0001 class A common Sale 144 49.8430 USD
USD 0.0001 class A common Sale 150 49.8842 USD
USD 0.0001 class A common Sale 160 50.6410 USD
USD 0.0001 class A common Sale 178 49.9315 USD
USD 0.0001 class A common Sale 182 49.9726 USD
USD 0.0001 class A common Sale 200 50.7475 USD
USD 0.0001 class A common Sale 200 50.7900 USD
USD 0.0001 class A common Sale 200 50.0800 USD
USD 0.0001 class A common Sale 200 50.1600 USD
USD 0.0001 class A common Sale 216 49.5740 USD
USD 0.0001 class A common Sale 232 49.9500 USD
USD 0.0001 class A common Sale 300 50.7516 USD
USD 0.0001 class A common Sale 330 50.7857 USD
USD 0.0001 class A common Sale 414 49.3700 USD
USD 0.0001 class A common Sale 425 49.7752 USD
USD 0.0001 class A common Sale 554 50.7302 USD
USD 0.0001 class A common Sale 738 49.7879 USD
USD 0.0001 class A common Sale 761 49.8260 USD
USD 0.0001 class A common Sale 1,095 50.2670 USD
USD 0.0001 class A common Sale 1,200 50.7720 USD
USD 0.0001 class A common Sale 1,242 50.3386 USD
USD 0.0001 class A common Sale 1,382 50.0636 USD
USD 0.0001 class A common Sale 1,700 50.2188 USD
USD 0.0001 class A common Sale 1,736 50.7422 USD
USD 0.0001 class A common Sale 1,960 50.1770 USD
USD 0.0001 class A common Sale 2,177 50.7124 USD
USD 0.0001 class A common Sale 2,452 50.4962 USD
USD 0.0001 class A common Sale 2,505 50.4552 USD
USD 0.0001 class A common Sale 2,800 50.7400 USD
USD 0.0001 class A common Sale 4,693 50.4906 USD
USD 0.0001 class A common Sale 5,475 50.4075 USD
USD 0.0001 class A common Sale 5,947 50.3843 USD
USD 0.0001 class A common Sale 6,501 50.5694 USD
USD 0.0001 class A common Sale 7,111 50.4228 USD
USD 0.0001 class A common Sale 7,136 49.4662 USD
USD 0.0001 class A common Sale 7,200 49.5900 USD
USD 0.0001 class A common Sale 8,070 50.7511 USD
USD 0.0001 class A common Sale 8,966 50.2319 USD
USD 0.0001 class A common Sale 11,236 50.0395 USD
USD 0.0001 class A common Sale 13,697 49.3722 USD
USD 0.0001 class A common Sale 15,458 49.4467 USD
USD 0.0001 class A common Sale 21,060 50.2418 USD
USD 0.0001 class A common Sale 21,897 50.0442 USD
USD 0.0001 class A common Sale 22,199 50.2534 USD
USD 0.0001 class A common Sale 33,800 50.7000 USD
USD 0.0001 class A common Sale 46,247 49.9340 USD
USD 0.0001 class A common Sale 46,260 50.6260 USD
USD 0.0001 class A common Sale 175,518 49.8603 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 8 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52506028&newsitemid=20211008005199&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=2b988bf3db0254eae21c5f8a4a14e1c6)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -55,631 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52506028&newsitemid=20211008005199&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=16c765facf3bc79dc6f45005f1884eb7)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211008005199/en/
(https://www.businesswire.com/news/home/20211008005199/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Barclays PLC - Director/PDMR Shareholding
AnnouncementREG - Entain PLC Barclays PLC - TR1: Notification of Major Holdings
AnnouncementREG - Barclays PLC Wood Group (John)PLC - Form 8.3 WOOD GROUP (JOHN) PLC
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
AnnouncementREG - Barclays PLC British Land Co PLC - Form 8.3 BRITISH LAND COMPANY PLC, THE
Announcement