REG-BARCLAYS PLC FORM 8.3 - DRAFTKINGS INC
11/10/2021 11:05
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FORM 8.3 - DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 619,219 0.15% 499,121 0.12%
(2) Cash-settled derivatives:
4,928 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,735,561 0.67% 1,623,157 0.40%
TOTAL: 3,359,708 0.83% 2,122,278 0.52%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 206,000 0.05%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 206,000 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
Convertible Bond Purchase 100,000 89.1250 USD
Convertible Bond Sale 200,000 89.1250 USD
USD 0.0001 class A common Purchase 75 48.4200 USD
USD 0.0001 class A common Purchase 100 47.8850 USD
USD 0.0001 class A common Purchase 100 47.8950 USD
USD 0.0001 class A common Purchase 100 47.9450 USD
USD 0.0001 class A common Purchase 100 48.0200 USD
USD 0.0001 class A common Purchase 100 48.0900 USD
USD 0.0001 class A common Purchase 100 48.6000 USD
USD 0.0001 class A common Purchase 100 48.9700 USD
USD 0.0001 class A common Purchase 100 49.0750 USD
USD 0.0001 class A common Purchase 137 48.0059 USD
USD 0.0001 class A common Purchase 150 47.9966 USD
USD 0.0001 class A common Purchase 176 48.1800 USD
USD 0.0001 class A common Purchase 188 48.0600 USD
USD 0.0001 class A common Purchase 200 48.1050 USD
USD 0.0001 class A common Purchase 231 48.0165 USD
USD 0.0001 class A common Purchase 264 48.0896 USD
USD 0.0001 class A common Purchase 265 48.0604 USD
USD 0.0001 class A common Purchase 274 47.9128 USD
USD 0.0001 class A common Purchase 290 48.0613 USD
USD 0.0001 class A common Purchase 300 48.3766 USD
USD 0.0001 class A common Purchase 300 47.9083 USD
USD 0.0001 class A common Purchase 381 48.2956 USD
USD 0.0001 class A common Purchase 400 47.9050 USD
USD 0.0001 class A common Purchase 400 48.4375 USD
USD 0.0001 class A common Purchase 500 49.0800 USD
USD 0.0001 class A common Purchase 500 47.8970 USD
USD 0.0001 class A common Purchase 500 49.0500 USD
USD 0.0001 class A common Purchase 500 48.7230 USD
USD 0.0001 class A common Purchase 575 48.5747 USD
USD 0.0001 class A common Purchase 600 48.8275 USD
USD 0.0001 class A common Purchase 704 48.4631 USD
USD 0.0001 class A common Purchase 710 48.0945 USD
USD 0.0001 class A common Purchase 732 48.0336 USD
USD 0.0001 class A common Purchase 751 48.1054 USD
USD 0.0001 class A common Purchase 800 47.9518 USD
USD 0.0001 class A common Purchase 830 48.6298 USD
USD 0.0001 class A common Purchase 839 47.9100 USD
USD 0.0001 class A common Purchase 850 48.5382 USD
USD 0.0001 class A common Purchase 900 48.5322 USD
USD 0.0001 class A common Purchase 900 48.5266 USD
USD 0.0001 class A common Purchase 1,350 48.9425 USD
USD 0.0001 class A common Purchase 1,468 47.9388 USD
USD 0.0001 class A common Purchase 1,605 48.2538 USD
USD 0.0001 class A common Purchase 1,686 48.6050 USD
USD 0.0001 class A common Purchase 2,200 48.7486 USD
USD 0.0001 class A common Purchase 2,354 48.4002 USD
USD 0.0001 class A common Purchase 3,968 48.3679 USD
USD 0.0001 class A common Purchase 4,200 48.7550 USD
USD 0.0001 class A common Purchase 4,200 48.6663 USD
USD 0.0001 class A common Purchase 4,756 47.9470 USD
USD 0.0001 class A common Purchase 5,955 48.4974 USD
USD 0.0001 class A common Purchase 7,829 48.4045 USD
USD 0.0001 class A common Purchase 9,593 47.8902 USD
USD 0.0001 class A common Purchase 11,581 48.2618 USD
USD 0.0001 class A common Purchase 21,609 47.9154 USD
USD 0.0001 class A common Purchase 22,406 48.5367 USD
USD 0.0001 class A common Purchase 24,916 48.2636 USD
USD 0.0001 class A common Purchase 37,395 48.2228 USD
USD 0.0001 class A common Purchase 47,552 48.6350 USD
USD 0.0001 class A common Purchase 80,499 48.4949 USD
USD 0.0001 class A common Purchase 168,527 48.4585 USD
USD 0.0001 class A common Sale 15 47.9333 USD
USD 0.0001 class A common Sale 15 47.9166 USD
USD 0.0001 class A common Sale 19 47.8847 USD
USD 0.0001 class A common Sale 20 47.9350 USD
USD 0.0001 class A common Sale 20 47.9087 USD
USD 0.0001 class A common Sale 20 47.9637 USD
USD 0.0001 class A common Sale 25 47.9720 USD
USD 0.0001 class A common Sale 56 48.6300 USD
USD 0.0001 class A common Sale 56 48.5350 USD
USD 0.0001 class A common Sale 60 47.9475 USD
USD 0.0001 class A common Sale 63 48.2930 USD
USD 0.0001 class A common Sale 75 47.9280 USD
USD 0.0001 class A common Sale 100 47.9250 USD
USD 0.0001 class A common Sale 100 47.8900 USD
USD 0.0001 class A common Sale 110 47.9340 USD
USD 0.0001 class A common Sale 125 47.9700 USD
USD 0.0001 class A common Sale 182 48.3217 USD
USD 0.0001 class A common Sale 197 47.9073 USD
USD 0.0001 class A common Sale 200 47.8825 USD
USD 0.0001 class A common Sale 200 48.2525 USD
USD 0.0001 class A common Sale 201 48.4832 USD
USD 0.0001 class A common Sale 230 48.4821 USD
USD 0.0001 class A common Sale 300 48.2500 USD
USD 0.0001 class A common Sale 422 48.0677 USD
USD 0.0001 class A common Sale 463 47.9060 USD
USD 0.0001 class A common Sale 600 47.8983 USD
USD 0.0001 class A common Sale 618 47.8971 USD
USD 0.0001 class A common Sale 700 47.8835 USD
USD 0.0001 class A common Sale 713 48.2111 USD
USD 0.0001 class A common Sale 726 47.8748 USD
USD 0.0001 class A common Sale 751 48.1054 USD
USD 0.0001 class A common Sale 877 48.2718 USD
USD 0.0001 class A common Sale 904 47.8843 USD
USD 0.0001 class A common Sale 974 48.8799 USD
USD 0.0001 class A common Sale 1,400 48.2550 USD
USD 0.0001 class A common Sale 1,600 48.4025 USD
USD 0.0001 class A common Sale 1,850 48.9716 USD
USD 0.0001 class A common Sale 2,304 48.1957 USD
USD 0.0001 class A common Sale 2,519 47.9100 USD
USD 0.0001 class A common Sale 4,601 48.3531 USD
USD 0.0001 class A common Sale 4,700 47.9400 USD
USD 0.0001 class A common Sale 5,276 48.0210 USD
USD 0.0001 class A common Sale 6,229 48.3251 USD
USD 0.0001 class A common Sale 6,636 48.4140 USD
USD 0.0001 class A common Sale 7,656 48.6766 USD
USD 0.0001 class A common Sale 8,855 48.2883 USD
USD 0.0001 class A common Sale 10,416 48.2338 USD
USD 0.0001 class A common Sale 15,867 48.3916 USD
USD 0.0001 class A common Sale 17,557 47.9124 USD
USD 0.0001 class A common Sale 18,819 48.2414 USD
USD 0.0001 class A common Sale 19,167 48.3204 USD
USD 0.0001 class A common Sale 22,547 48.2387 USD
USD 0.0001 class A common Sale 24,851 48.4730 USD
USD 0.0001 class A common Sale 28,641 48.1546 USD
USD 0.0001 class A common Sale 43,019 48.7322 USD
USD 0.0001 class A common Sale 57,336 48.3493 USD
USD 0.0001 class A common Sale 58,057 48.6372 USD
USD 0.0001 class A common Sale 98,326 48.5195 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 11 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52506656&newsitemid=20211011005288&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=e970c71fa7b92549893a5eecbcf4d8bb)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -55,631 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52506656&newsitemid=20211011005288&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=5f7f39f70f763939c2936779f284c30a)
.
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