REG-BARCLAYS PLC Form 8.3 - DRAFTKINGS INC
12/10/2021 12:00
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Form 8.3 - DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 11 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 622,975 0.15% 513,890 0.13%
(2) Cash-settled derivatives:
4,928 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,735,561 0.67% 1,623,157 0.40%
TOTAL: 3,363,464 0.83% 2,137,047 0.53%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 206,000 0.05%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 206,000 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 13 49.6400 USD
USD 0.0001 class A common Purchase 15 49.2400 USD
USD 0.0001 class A common Purchase 33 49.2996 USD
USD 0.0001 class A common Purchase 37 48.5400 USD
USD 0.0001 class A common Purchase 97 48.8800 USD
USD 0.0001 class A common Purchase 100 49.1950 USD
USD 0.0001 class A common Purchase 102 48.8992 USD
USD 0.0001 class A common Purchase 200 49.1600 USD
USD 0.0001 class A common Purchase 229 48.8487 USD
USD 0.0001 class A common Purchase 300 48.8466 USD
USD 0.0001 class A common Purchase 300 48.8866 USD
USD 0.0001 class A common Purchase 300 48.8733 USD
USD 0.0001 class A common Purchase 400 48.8875 USD
USD 0.0001 class A common Purchase 400 48.8687 USD
USD 0.0001 class A common Purchase 400 48.8400 USD
USD 0.0001 class A common Purchase 400 49.4250 USD
USD 0.0001 class A common Purchase 426 49.3727 USD
USD 0.0001 class A common Purchase 480 49.6967 USD
USD 0.0001 class A common Purchase 540 48.8990 USD
USD 0.0001 class A common Purchase 600 48.9141 USD
USD 0.0001 class A common Purchase 610 48.8915 USD
USD 0.0001 class A common Purchase 667 48.9799 USD
USD 0.0001 class A common Purchase 700 48.9228 USD
USD 0.0001 class A common Purchase 720 49.1119 USD
USD 0.0001 class A common Purchase 826 49.2630 USD
USD 0.0001 class A common Purchase 1,488 49.6761 USD
USD 0.0001 class A common Purchase 2,091 48.8474 USD
USD 0.0001 class A common Purchase 2,282 48.9205 USD
USD 0.0001 class A common Purchase 2,332 49.6410 USD
USD 0.0001 class A common Purchase 2,828 49.4684 USD
USD 0.0001 class A common Purchase 5,431 49.3097 USD
USD 0.0001 class A common Purchase 5,964 48.4036 USD
USD 0.0001 class A common Purchase 20,527 49.4298 USD
USD 0.0001 class A common Purchase 25,677 49.2876 USD
USD 0.0001 class A common Purchase 26,129 49.3000 USD
USD 0.0001 class A common Purchase 34,538 49.3385 USD
USD 0.0001 class A common Purchase 39,063 49.0404 USD
USD 0.0001 class A common Purchase 68,074 48.8591 USD
USD 0.0001 class A common Purchase 146,649 49.1334 USD
USD 0.0001 class A common Sale 10 48.9000 USD
USD 0.0001 class A common Sale 21 48.9816 USD
USD 0.0001 class A common Sale 22 48.8600 USD
USD 0.0001 class A common Sale 45 48.9921 USD
USD 0.0001 class A common Sale 56 48.7817 USD
USD 0.0001 class A common Sale 91 49.2700 USD
USD 0.0001 class A common Sale 100 48.7300 USD
USD 0.0001 class A common Sale 100 48.8350 USD
USD 0.0001 class A common Sale 100 49.3000 USD
USD 0.0001 class A common Sale 117 48.9397 USD
USD 0.0001 class A common Sale 137 49.2945 USD
USD 0.0001 class A common Sale 152 48.8800 USD
USD 0.0001 class A common Sale 200 49.1600 USD
USD 0.0001 class A common Sale 387 48.8983 USD
USD 0.0001 class A common Sale 400 49.2475 USD
USD 0.0001 class A common Sale 426 49.3692 USD
USD 0.0001 class A common Sale 500 49.1500 USD
USD 0.0001 class A common Sale 522 48.8806 USD
USD 0.0001 class A common Sale 706 49.2616 USD
USD 0.0001 class A common Sale 858 48.9624 USD
USD 0.0001 class A common Sale 1,200 49.2858 USD
USD 0.0001 class A common Sale 1,284 49.3007 USD
USD 0.0001 class A common Sale 1,376 49.5136 USD
USD 0.0001 class A common Sale 1,550 49.3512 USD
USD 0.0001 class A common Sale 2,291 48.8467 USD
USD 0.0001 class A common Sale 4,199 49.1149 USD
USD 0.0001 class A common Sale 4,381 49.1850 USD
USD 0.0001 class A common Sale 6,485 48.4418 USD
USD 0.0001 class A common Sale 6,649 49.1229 USD
USD 0.0001 class A common Sale 10,272 49.2386 USD
USD 0.0001 class A common Sale 12,412 49.3642 USD
USD 0.0001 class A common Sale 13,235 49.2167 USD
USD 0.0001 class A common Sale 13,275 49.2870 USD
USD 0.0001 class A common Sale 13,655 49.4366 USD
USD 0.0001 class A common Sale 17,226 49.3626 USD
USD 0.0001 class A common Sale 17,951 49.4330 USD
USD 0.0001 class A common Sale 27,741 49.2681 USD
USD 0.0001 class A common Sale 30,589 48.8030 USD
USD 0.0001 class A common Sale 52,035 49.1460 USD
USD 0.0001 class A common Sale 67,156 48.8479 USD
USD 0.0001 class A common Sale 73,945 49.2246 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 12 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52505709&newsitemid=20211012005587&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=7570f9fecbbeae267e9c3e859b8d8c58)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -55,631 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52505709&newsitemid=20211012005587&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=906ecfd596aa21a935c5a1b6dde1f75d)
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211012005587/en/
(https://www.businesswire.com/news/home/20211012005587/en/)
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