REG-BARCLAYS PLC FORM 8.3 – DRAFTKINGS INC
13/10/2021 11:55
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FORM 8.3 – DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 12 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 623,176 0.15% 515,788 0.13%
(2) Cash-settled derivatives:
21,805 0.01% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,735,561 0.67% 1,623,157 0.40%
TOTAL: 3,380,542 0.83% 2,138,945 0.53%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 206,000 0.05%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 206,000 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 3 49.1900 USD
USD 0.0001 class A common Purchase 6 49.4600 USD
USD 0.0001 class A common Purchase 8 49.4800 USD
USD 0.0001 class A common Purchase 14 49.2350 USD
USD 0.0001 class A common Purchase 16 49.1475 USD
USD 0.0001 class A common Purchase 31 49.1420 USD
USD 0.0001 class A common Purchase 37 49.1137 USD
USD 0.0001 class A common Purchase 41 49.0700 USD
USD 0.0001 class A common Purchase 48 49.1100 USD
USD 0.0001 class A common Purchase 78 49.1404 USD
USD 0.0001 class A common Purchase 79 49.1373 USD
USD 0.0001 class A common Purchase 82 49.1400 USD
USD 0.0001 class A common Purchase 88 49.1006 USD
USD 0.0001 class A common Purchase 92 49.0845 USD
USD 0.0001 class A common Purchase 101 49.1933 USD
USD 0.0001 class A common Purchase 132 48.8600 USD
USD 0.0001 class A common Purchase 228 49.1290 USD
USD 0.0001 class A common Purchase 354 49.3700 USD
USD 0.0001 class A common Purchase 400 49.1025 USD
USD 0.0001 class A common Purchase 600 48.5600 USD
USD 0.0001 class A common Purchase 900 49.1022 USD
USD 0.0001 class A common Purchase 1,075 49.2544 USD
USD 0.0001 class A common Purchase 1,089 49.0911 USD
USD 0.0001 class A common Purchase 1,500 49.0400 USD
USD 0.0001 class A common Purchase 1,667 49.2772 USD
USD 0.0001 class A common Purchase 2,243 49.3976 USD
USD 0.0001 class A common Purchase 2,700 49.3214 USD
USD 0.0001 class A common Purchase 3,244 49.3937 USD
USD 0.0001 class A common Purchase 3,335 49.1878 USD
USD 0.0001 class A common Purchase 4,553 49.2964 USD
USD 0.0001 class A common Purchase 5,958 48.8464 USD
USD 0.0001 class A common Purchase 7,012 48.9400 USD
USD 0.0001 class A common Purchase 7,049 49.3887 USD
USD 0.0001 class A common Purchase 7,137 49.3118 USD
USD 0.0001 class A common Purchase 10,308 49.2277 USD
USD 0.0001 class A common Purchase 11,205 49.1104 USD
USD 0.0001 class A common Purchase 12,686 49.1521 USD
USD 0.0001 class A common Purchase 18,934 48.8281 USD
USD 0.0001 class A common Purchase 46,169 49.1628 USD
USD 0.0001 class A common Purchase 82,887 49.2103 USD
USD 0.0001 class A common Sale 2 49.2550 USD
USD 0.0001 class A common Sale 3 49.2366 USD
USD 0.0001 class A common Sale 9 49.1700 USD
USD 0.0001 class A common Sale 10 49.2630 USD
USD 0.0001 class A common Sale 15 49.2420 USD
USD 0.0001 class A common Sale 15 49.2073 USD
USD 0.0001 class A common Sale 20 49.1100 USD
USD 0.0001 class A common Sale 22 49.1600 USD
USD 0.0001 class A common Sale 29 49.1872 USD
USD 0.0001 class A common Sale 41 49.0900 USD
USD 0.0001 class A common Sale 43 48.6900 USD
USD 0.0001 class A common Sale 52 49.2541 USD
USD 0.0001 class A common Sale 55 48.9290 USD
USD 0.0001 class A common Sale 55 48.7200 USD
USD 0.0001 class A common Sale 58 49.2475 USD
USD 0.0001 class A common Sale 61 49.2236 USD
USD 0.0001 class A common Sale 86 49.2755 USD
USD 0.0001 class A common Sale 96 49.0700 USD
USD 0.0001 class A common Sale 100 49.0800 USD
USD 0.0001 class A common Sale 119 49.1968 USD
USD 0.0001 class A common Sale 189 48.9412 USD
USD 0.0001 class A common Sale 200 49.2150 USD
USD 0.0001 class A common Sale 200 49.4900 USD
USD 0.0001 class A common Sale 200 49.6150 USD
USD 0.0001 class A common Sale 201 49.3952 USD
USD 0.0001 class A common Sale 201 49.1858 USD
USD 0.0001 class A common Sale 235 49.3655 USD
USD 0.0001 class A common Sale 291 48.8388 USD
USD 0.0001 class A common Sale 304 49.2982 USD
USD 0.0001 class A common Sale 354 49.3700 USD
USD 0.0001 class A common Sale 400 49.2625 USD
USD 0.0001 class A common Sale 400 49.1825 USD
USD 0.0001 class A common Sale 500 49.1260 USD
USD 0.0001 class A common Sale 500 49.2300 USD
USD 0.0001 class A common Sale 570 49.1437 USD
USD 0.0001 class A common Sale 600 48.5600 USD
USD 0.0001 class A common Sale 600 49.4383 USD
USD 0.0001 class A common Sale 600 49.3400 USD
USD 0.0001 class A common Sale 712 49.1183 USD
USD 0.0001 class A common Sale 727 49.0183 USD
USD 0.0001 class A common Sale 800 49.1225 USD
USD 0.0001 class A common Sale 902 49.3999 USD
USD 0.0001 class A common Sale 925 49.2086 USD
USD 0.0001 class A common Sale 1,000 49.2970 USD
USD 0.0001 class A common Sale 1,352 49.1734 USD
USD 0.0001 class A common Sale 1,500 49.0400 USD
USD 0.0001 class A common Sale 2,567 49.4149 USD
USD 0.0001 class A common Sale 2,727 49.1435 USD
USD 0.0001 class A common Sale 3,337 49.2984 USD
USD 0.0001 class A common Sale 4,261 49.1308 USD
USD 0.0001 class A common Sale 4,507 49.2558 USD
USD 0.0001 class A common Sale 4,843 49.0239 USD
USD 0.0001 class A common Sale 5,333 49.1329 USD
USD 0.0001 class A common Sale 5,647 49.3117 USD
USD 0.0001 class A common Sale 6,150 48.9598 USD
USD 0.0001 class A common Sale 6,249 49.3807 USD
USD 0.0001 class A common Sale 6,268 49.2000 USD
USD 0.0001 class A common Sale 7,644 49.2392 USD
USD 0.0001 class A common Sale 8,720 48.9400 USD
USD 0.0001 class A common Sale 21,609 48.8446 USD
USD 0.0001 class A common Sale 24,684 49.2966 USD
USD 0.0001 class A common Sale 30,894 49.1803 USD
USD 0.0001 class A common Sale 71,747 49.1813 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 13 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52505744&newsitemid=20211013005582&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=8f5d9de533dbbd20a051deb02de61bb6)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Written -39,996 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -55,631 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,300 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 76,200 45.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 223,800 35.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=52505744&newsitemid=20211013005582&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=e956f11f9185825c1959b7998cc76e38)
.
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(https://www.businesswire.com/news/home/20211013005582/en/)
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