REG-BARCLAYS PLC FORM 8.3 - DRAFTKINGS INC
18/10/2021 11:30
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FORM 8.3 - DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 15 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 612,123 0.15% 438,574 0.11%
(2) Cash-settled derivatives:
21,805 0.01% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,500,261 0.62% 1,413,361 0.35%
TOTAL: 3,134,189 0.77% 1,851,935 0.46%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 206,000 0.05%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 206,000 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 37 48.0443 USD
USD 0.0001 class A common Purchase 40 48.4800 USD
USD 0.0001 class A common Purchase 43 48.5917 USD
USD 0.0001 class A common Purchase 65 48.6400 USD
USD 0.0001 class A common Purchase 73 48.0346 USD
USD 0.0001 class A common Purchase 91 49.4600 USD
USD 0.0001 class A common Purchase 98 48.0986 USD
USD 0.0001 class A common Purchase 100 48.8700 USD
USD 0.0001 class A common Purchase 100 48.1550 USD
USD 0.0001 class A common Purchase 100 48.0600 USD
USD 0.0001 class A common Purchase 100 49.0500 USD
USD 0.0001 class A common Purchase 100 47.9500 USD
USD 0.0001 class A common Purchase 100 47.9900 USD
USD 0.0001 class A common Purchase 100 48.0300 USD
USD 0.0001 class A common Purchase 109 47.9800 USD
USD 0.0001 class A common Purchase 112 49.4321 USD
USD 0.0001 class A common Purchase 134 48.2071 USD
USD 0.0001 class A common Purchase 150 49.0533 USD
USD 0.0001 class A common Purchase 187 48.5913 USD
USD 0.0001 class A common Purchase 200 48.7475 USD
USD 0.0001 class A common Purchase 200 49.0900 USD
USD 0.0001 class A common Purchase 202 48.9008 USD
USD 0.0001 class A common Purchase 221 48.7491 USD
USD 0.0001 class A common Purchase 274 48.4507 USD
USD 0.0001 class A common Purchase 300 48.0400 USD
USD 0.0001 class A common Purchase 300 49.1466 USD
USD 0.0001 class A common Purchase 309 48.5220 USD
USD 0.0001 class A common Purchase 321 49.0265 USD
USD 0.0001 class A common Purchase 338 48.4493 USD
USD 0.0001 class A common Purchase 338 48.3645 USD
USD 0.0001 class A common Purchase 355 49.2023 USD
USD 0.0001 class A common Purchase 400 48.9875 USD
USD 0.0001 class A common Purchase 479 48.7626 USD
USD 0.0001 class A common Purchase 493 48.6732 USD
USD 0.0001 class A common Purchase 502 48.4345 USD
USD 0.0001 class A common Purchase 509 48.5828 USD
USD 0.0001 class A common Purchase 562 48.5931 USD
USD 0.0001 class A common Purchase 600 49.1241 USD
USD 0.0001 class A common Purchase 700 49.2057 USD
USD 0.0001 class A common Purchase 709 49.0931 USD
USD 0.0001 class A common Purchase 775 49.1054 USD
USD 0.0001 class A common Purchase 800 49.1542 USD
USD 0.0001 class A common Purchase 800 49.1650 USD
USD 0.0001 class A common Purchase 836 48.5083 USD
USD 0.0001 class A common Purchase 930 48.3376 USD
USD 0.0001 class A common Purchase 980 48.5053 USD
USD 0.0001 class A common Purchase 1,011 49.1458 USD
USD 0.0001 class A common Purchase 1,100 49.2227 USD
USD 0.0001 class A common Purchase 1,300 49.4000 USD
USD 0.0001 class A common Purchase 1,900 49.2000 USD
USD 0.0001 class A common Purchase 2,321 49.2004 USD
USD 0.0001 class A common Purchase 2,377 48.9535 USD
USD 0.0001 class A common Purchase 2,503 49.0387 USD
USD 0.0001 class A common Purchase 3,100 49.1893 USD
USD 0.0001 class A common Purchase 3,997 48.6745 USD
USD 0.0001 class A common Purchase 4,000 48.4390 USD
USD 0.0001 class A common Purchase 4,800 48.5501 USD
USD 0.0001 class A common Purchase 4,832 49.0145 USD
USD 0.0001 class A common Purchase 7,320 48.1215 USD
USD 0.0001 class A common Purchase 9,639 48.7006 USD
USD 0.0001 class A common Purchase 16,275 48.6418 USD
USD 0.0001 class A common Purchase 17,141 48.0800 USD
USD 0.0001 class A common Purchase 17,304 48.5310 USD
USD 0.0001 class A common Purchase 21,980 48.1985 USD
USD 0.0001 class A common Purchase 23,632 48.5884 USD
USD 0.0001 class A common Purchase 24,444 48.5711 USD
USD 0.0001 class A common Purchase 24,890 48.9750 USD
USD 0.0001 class A common Purchase 56,094 48.4737 USD
USD 0.0001 class A common Purchase 69,749 48.9422 USD
USD 0.0001 class A common Purchase 75,562 48.4595 USD
USD 0.0001 class A common Purchase 105,165 48.6436 USD
USD 0.0001 class A common Purchase 192,966 48.5741 USD
USD 0.0001 class A common Sale 1 49.0100 USD
USD 0.0001 class A common Sale 5 48.8240 USD
USD 0.0001 class A common Sale 6 48.1800 USD
USD 0.0001 class A common Sale 9 48.7277 USD
USD 0.0001 class A common Sale 9 48.0900 USD
USD 0.0001 class A common Sale 15 48.1260 USD
USD 0.0001 class A common Sale 15 48.5560 USD
USD 0.0001 class A common Sale 19 48.5547 USD
USD 0.0001 class A common Sale 21 48.2857 USD
USD 0.0001 class A common Sale 24 48.5806 USD
USD 0.0001 class A common Sale 26 48.9692 USD
USD 0.0001 class A common Sale 36 48.1875 USD
USD 0.0001 class A common Sale 36 48.0783 USD
USD 0.0001 class A common Sale 55 48.7665 USD
USD 0.0001 class A common Sale 63 48.1342 USD
USD 0.0001 class A common Sale 66 48.3190 USD
USD 0.0001 class A common Sale 100 48.4900 USD
USD 0.0001 class A common Sale 100 47.9800 USD
USD 0.0001 class A common Sale 100 48.0500 USD
USD 0.0001 class A common Sale 106 48.0350 USD
USD 0.0001 class A common Sale 107 48.1247 USD
USD 0.0001 class A common Sale 112 48.4946 USD
USD 0.0001 class A common Sale 120 48.1662 USD
USD 0.0001 class A common Sale 144 48.5633 USD
USD 0.0001 class A common Sale 160 48.7460 USD
USD 0.0001 class A common Sale 162 48.1227 USD
USD 0.0001 class A common Sale 180 48.5864 USD
USD 0.0001 class A common Sale 200 48.0200 USD
USD 0.0001 class A common Sale 200 48.0400 USD
USD 0.0001 class A common Sale 200 48.0450 USD
USD 0.0001 class A common Sale 241 48.0517 USD
USD 0.0001 class A common Sale 300 48.7166 USD
USD 0.0001 class A common Sale 300 49.5300 USD
USD 0.0001 class A common Sale 400 49.1462 USD
USD 0.0001 class A common Sale 408 49.2510 USD
USD 0.0001 class A common Sale 436 49.2829 USD
USD 0.0001 class A common Sale 460 48.8598 USD
USD 0.0001 class A common Sale 565 48.0824 USD
USD 0.0001 class A common Sale 597 49.0129 USD
USD 0.0001 class A common Sale 600 48.0233 USD
USD 0.0001 class A common Sale 600 48.3041 USD
USD 0.0001 class A common Sale 630 49.0632 USD
USD 0.0001 class A common Sale 672 49.1121 USD
USD 0.0001 class A common Sale 700 48.0114 USD
USD 0.0001 class A common Sale 701 48.5171 USD
USD 0.0001 class A common Sale 721 48.8672 USD
USD 0.0001 class A common Sale 1,000 49.3610 USD
USD 0.0001 class A common Sale 1,000 48.5310 USD
USD 0.0001 class A common Sale 1,191 48.1866 USD
USD 0.0001 class A common Sale 1,236 48.5286 USD
USD 0.0001 class A common Sale 1,417 48.5398 USD
USD 0.0001 class A common Sale 1,900 48.7942 USD
USD 0.0001 class A common Sale 2,358 49.0695 USD
USD 0.0001 class A common Sale 2,610 48.8808 USD
USD 0.0001 class A common Sale 3,873 48.6390 USD
USD 0.0001 class A common Sale 4,735 49.1989 USD
USD 0.0001 class A common Sale 5,135 48.4580 USD
USD 0.0001 class A common Sale 5,337 48.0851 USD
USD 0.0001 class A common Sale 9,450 48.6867 USD
USD 0.0001 class A common Sale 9,919 48.3986 USD
USD 0.0001 class A common Sale 11,573 48.0917 USD
USD 0.0001 class A common Sale 14,960 48.7159 USD
USD 0.0001 class A common Sale 15,716 48.7208 USD
USD 0.0001 class A common Sale 17,141 48.0800 USD
USD 0.0001 class A common Sale 18,306 48.7117 USD
USD 0.0001 class A common Sale 18,313 48.2078 USD
USD 0.0001 class A common Sale 18,939 48.5594 USD
USD 0.0001 class A common Sale 23,517 48.5291 USD
USD 0.0001 class A common Sale 33,444 48.5491 USD
USD 0.0001 class A common Sale 37,988 48.3605 USD
USD 0.0001 class A common Sale 38,184 48.5553 USD
USD 0.0001 class A common Sale 40,307 48.1235 USD
USD 0.0001 class A common Sale 51,110 48.4345 USD
USD 0.0001 class A common Sale 59,599 48.9266 USD
USD 0.0001 class A common Sale 99,022 48.7180 USD
USD 0.0001 class A common Sale 118,125 48.6790 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
USD 0.0001 class A common Call Options Purchasing 62,700 50 USD American 22 Oct 2021 0.8523 USD
USD 0.0001 class A common Call Options Purchasing 65,000 50 USD American 29 Oct 2021 1.3342 USD
USD 0.0001 class A common Call Options Selling 119,600 50 USD American 22 Oct 2021 0.8600 USD
USD 0.0001 class A common Put Options Purchasing 18,700 49 USD American 22 Oct 2021 1.3723 USD
USD 0.0001 class A common Put Options Purchasing 15,000 49 USD American 29 Oct 2021 1.8592 USD
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 18 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52510593&newsitemid=20211018005452&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=6018adb135beb5c0deee920200e69488)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Purchased 65,000 50.0000 American 29 Oct 2021
USD 0.0001 class A common Call Options Written -56,900 50.0000 American 22 Oct 2021
USD 0.0001 class A common Call Options Written -39,600 50.0000 American 15 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -55,631 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -18,700 49.0000 American 22 Oct 2021
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -15,000 49.0000 American 29 Oct 2021
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 30,000 60.0000 American 15 Oct 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52510593&newsitemid=20211018005452&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=1e18dae809896021fbc6bfd841c4f7dc)
.
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