REG-BARCLAYS PLC Form 8.3 - DRAFTKINGS INC
19/10/2021 18:00
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Form 8.3 - DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 614,658 0.15% 416,190 0.10%
(2) Cash-settled derivatives:
21,805 0.01% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,470,261 0.61% 1,373,761 0.34%
TOTAL: 3,106,724 0.77% 1,789,951 0.44%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 206,000 0.05%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 206,000 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 7 48.6300 USD
USD 0.0001 class A common Purchase 8 48.6825 USD
USD 0.0001 class A common Purchase 14 48.6250 USD
USD 0.0001 class A common Purchase 21 48.5833 USD
USD 0.0001 class A common Purchase 21 48.6266 USD
USD 0.0001 class A common Purchase 25 48.6500 USD
USD 0.0001 class A common Purchase 28 48.5912 USD
USD 0.0001 class A common Purchase 33 48.5804 USD
USD 0.0001 class A common Purchase 34 48.6100 USD
USD 0.0001 class A common Purchase 35 48.6080 USD
USD 0.0001 class A common Purchase 37 48.7700 USD
USD 0.0001 class A common Purchase 46 48.6917 USD
USD 0.0001 class A common Purchase 49 48.6042 USD
USD 0.0001 class A common Purchase 58 48.9765 USD
USD 0.0001 class A common Purchase 58 48.9155 USD
USD 0.0001 class A common Purchase 64 48.9371 USD
USD 0.0001 class A common Purchase 91 48.6215 USD
USD 0.0001 class A common Purchase 100 48.6350 USD
USD 0.0001 class A common Purchase 135 48.6074 USD
USD 0.0001 class A common Purchase 147 48.8311 USD
USD 0.0001 class A common Purchase 160 48.7035 USD
USD 0.0001 class A common Purchase 185 48.7458 USD
USD 0.0001 class A common Purchase 200 48.6125 USD
USD 0.0001 class A common Purchase 209 49.3798 USD
USD 0.0001 class A common Purchase 209 49.5180 USD
USD 0.0001 class A common Purchase 232 48.6153 USD
USD 0.0001 class A common Purchase 300 48.7886 USD
USD 0.0001 class A common Purchase 314 48.7087 USD
USD 0.0001 class A common Purchase 336 48.6475 USD
USD 0.0001 class A common Purchase 343 48.7911 USD
USD 0.0001 class A common Purchase 343 48.8430 USD
USD 0.0001 class A common Purchase 378 48.8374 USD
USD 0.0001 class A common Purchase 380 48.8542 USD
USD 0.0001 class A common Purchase 401 48.8597 USD
USD 0.0001 class A common Purchase 425 48.9658 USD
USD 0.0001 class A common Purchase 431 48.7781 USD
USD 0.0001 class A common Purchase 445 48.7512 USD
USD 0.0001 class A common Purchase 540 48.8029 USD
USD 0.0001 class A common Purchase 576 48.8192 USD
USD 0.0001 class A common Purchase 842 48.9859 USD
USD 0.0001 class A common Purchase 944 48.8309 USD
USD 0.0001 class A common Purchase 1,020 48.8560 USD
USD 0.0001 class A common Purchase 1,081 48.6996 USD
USD 0.0001 class A common Purchase 1,398 48.9317 USD
USD 0.0001 class A common Purchase 1,420 48.8670 USD
USD 0.0001 class A common Purchase 1,880 48.9373 USD
USD 0.0001 class A common Purchase 2,141 48.1200 USD
USD 0.0001 class A common Purchase 2,214 48.8566 USD
USD 0.0001 class A common Purchase 2,368 48.7580 USD
USD 0.0001 class A common Purchase 2,404 48.7647 USD
USD 0.0001 class A common Purchase 2,524 48.8766 USD
USD 0.0001 class A common Purchase 3,100 48.5300 USD
USD 0.0001 class A common Purchase 3,343 48.8227 USD
USD 0.0001 class A common Purchase 4,498 48.1768 USD
USD 0.0001 class A common Purchase 5,459 48.8800 USD
USD 0.0001 class A common Purchase 6,362 48.9710 USD
USD 0.0001 class A common Purchase 7,414 48.8351 USD
USD 0.0001 class A common Purchase 9,165 48.9969 USD
USD 0.0001 class A common Purchase 9,594 48.7739 USD
USD 0.0001 class A common Purchase 14,611 49.0589 USD
USD 0.0001 class A common Purchase 15,328 48.8812 USD
USD 0.0001 class A common Purchase 30,144 48.9162 USD
USD 0.0001 class A common Purchase 30,618 48.8161 USD
USD 0.0001 class A common Purchase 53,267 48.8561 USD
USD 0.0001 class A common Purchase 60,869 48.6488 USD
USD 0.0001 class A common Purchase 101,269 48.7832 USD
USD 0.0001 class A common Sale 1 48.5800 USD
USD 0.0001 class A common Sale 3 49.1000 USD
USD 0.0001 class A common Sale 3 48.6700 USD
USD 0.0001 class A common Sale 4 48.7925 USD
USD 0.0001 class A common Sale 5 48.7160 USD
USD 0.0001 class A common Sale 5 48.6960 USD
USD 0.0001 class A common Sale 11 49.0709 USD
USD 0.0001 class A common Sale 16 49.0131 USD
USD 0.0001 class A common Sale 19 48.7621 USD
USD 0.0001 class A common Sale 25 48.6500 USD
USD 0.0001 class A common Sale 33 48.7618 USD
USD 0.0001 class A common Sale 52 48.7400 USD
USD 0.0001 class A common Sale 61 48.7109 USD
USD 0.0001 class A common Sale 100 49.4200 USD
USD 0.0001 class A common Sale 100 48.6450 USD
USD 0.0001 class A common Sale 100 48.5400 USD
USD 0.0001 class A common Sale 100 49.5000 USD
USD 0.0001 class A common Sale 168 48.6475 USD
USD 0.0001 class A common Sale 200 49.0350 USD
USD 0.0001 class A common Sale 200 48.8850 USD
USD 0.0001 class A common Sale 209 49.3798 USD
USD 0.0001 class A common Sale 209 49.5180 USD
USD 0.0001 class A common Sale 383 49.1522 USD
USD 0.0001 class A common Sale 496 48.6103 USD
USD 0.0001 class A common Sale 731 49.0567 USD
USD 0.0001 class A common Sale 775 49.1112 USD
USD 0.0001 class A common Sale 981 48.6856 USD
USD 0.0001 class A common Sale 1,200 48.8650 USD
USD 0.0001 class A common Sale 2,797 49.0460 USD
USD 0.0001 class A common Sale 3,066 49.1870 USD
USD 0.0001 class A common Sale 3,100 48.5300 USD
USD 0.0001 class A common Sale 3,652 49.0335 USD
USD 0.0001 class A common Sale 4,023 49.1252 USD
USD 0.0001 class A common Sale 4,956 48.7715 USD
USD 0.0001 class A common Sale 5,604 48.9949 USD
USD 0.0001 class A common Sale 6,363 48.1232 USD
USD 0.0001 class A common Sale 7,582 49.0100 USD
USD 0.0001 class A common Sale 8,838 48.7001 USD
USD 0.0001 class A common Sale 9,518 49.1259 USD
USD 0.0001 class A common Sale 14,223 48.7424 USD
USD 0.0001 class A common Sale 15,328 48.8812 USD
USD 0.0001 class A common Sale 15,328 48.8813 USD
USD 0.0001 class A common Sale 20,434 48.8188 USD
USD 0.0001 class A common Sale 31,185 48.9563 USD
USD 0.0001 class A common Sale 60,743 48.6489 USD
USD 0.0001 class A common Sale 71,283 48.7100 USD
USD 0.0001 class A common Sale 88,273 48.8500 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 19 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Purchased 65,000 50.0000 American 29 Oct 2021
USD 0.0001 class A common Call Options Written -56,900 50.0000 American 22 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -55,631 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -18,700 49.0000 American 22 Oct 2021
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -15,000 49.0000 American 29 Oct 2021
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211019006031/en/
(https://www.businesswire.com/news/home/20211019006031/en/)
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