REG-BARCLAYS PLC Form 8.3 - DRAFTKINGS INC
20/10/2021 11:40
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20211020:nBwbQ5Pjxa&default-theme=true
Form 8.3 - DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form DRAFTKINGS INC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 19 Oct 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES: ENTAIN PLC
disclosures in respect of any other party to the offer?
GVC HLDGS PLC
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 611,857 0.15% 392,103 0.10%
(2) Cash-settled derivatives:
21,805 0.01% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,470,261 0.61% 1,373,761 0.34%
(4)
TOTAL: 3,103,923 0.76% 1,765,864 0.43%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 206,000 0.05%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 0 0.00% 206,000 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 7 48.6700 USD
USD 0.0001 class A common Purchase 16 48.8300 USD
USD 0.0001 class A common Purchase 78 48.7400 USD
USD 0.0001 class A common Purchase 95 48.7900 USD
USD 0.0001 class A common Purchase 100 48.6750 USD
USD 0.0001 class A common Purchase 107 49.0564 USD
USD 0.0001 class A common Purchase 139 48.8725 USD
USD 0.0001 class A common Purchase 153 48.8400 USD
USD 0.0001 class A common Purchase 170 48.8108 USD
USD 0.0001 class A common Purchase 200 49.4650 USD
USD 0.0001 class A common Purchase 212 49.0466 USD
USD 0.0001 class A common Purchase 245 48.6377 USD
USD 0.0001 class A common Purchase 299 48.1400 USD
USD 0.0001 class A common Purchase 329 48.8115 USD
USD 0.0001 class A common Purchase 338 48.9395 USD
USD 0.0001 class A common Purchase 400 48.9325 USD
USD 0.0001 class A common Purchase 500 49.0000 USD
USD 0.0001 class A common Purchase 600 48.9508 USD
USD 0.0001 class A common Purchase 612 49.0284 USD
USD 0.0001 class A common Purchase 700 48.9921 USD
USD 0.0001 class A common Purchase 700 48.8757 USD
USD 0.0001 class A common Purchase 1,205 48.8587 USD
USD 0.0001 class A common Purchase 1,500 49.7100 USD
USD 0.0001 class A common Purchase 2,100 48.9809 USD
USD 0.0001 class A common Purchase 2,181 48.8122 USD
USD 0.0001 class A common Purchase 2,200 48.7172 USD
USD 0.0001 class A common Purchase 2,475 49.1277 USD
USD 0.0001 class A common Purchase 2,500 48.8346 USD
USD 0.0001 class A common Purchase 2,511 48.8719 USD
USD 0.0001 class A common Purchase 3,306 48.9034 USD
USD 0.0001 class A common Purchase 4,311 48.7170 USD
USD 0.0001 class A common Purchase 4,461 48.7783 USD
USD 0.0001 class A common Purchase 6,900 48.7300 USD
USD 0.0001 class A common Purchase 9,661 48.8998 USD
USD 0.0001 class A common Purchase 14,347 48.5346 USD
USD 0.0001 class A common Purchase 16,553 48.7205 USD
USD 0.0001 class A common Purchase 16,920 48.6749 USD
USD 0.0001 class A common Purchase 19,089 48.9084 USD
USD 0.0001 class A common Purchase 21,088 48.6527 USD
USD 0.0001 class A common Purchase 22,514 48.8081 USD
USD 0.0001 class A common Purchase 24,299 48.6693 USD
USD 0.0001 class A common Purchase 37,097 48.8915 USD
USD 0.0001 class A common Purchase 83,715 48.4601 USD
USD 0.0001 class A common Purchase 100,245 49.2137 USD
USD 0.0001 class A common Purchase 129,613 48.7301 USD
USD 0.0001 class A common Sale 1 48.9100 USD
USD 0.0001 class A common Sale 1 50.0500 USD
USD 0.0001 class A common Sale 2 49.3400 USD
USD 0.0001 class A common Sale 3 49.0500 USD
USD 0.0001 class A common Sale 6 48.8200 USD
USD 0.0001 class A common Sale 7 48.7114 USD
USD 0.0001 class A common Sale 17 48.9400 USD
USD 0.0001 class A common Sale 18 48.8944 USD
USD 0.0001 class A common Sale 33 48.8621 USD
USD 0.0001 class A common Sale 50 48.7590 USD
USD 0.0001 class A common Sale 80 48.8400 USD
USD 0.0001 class A common Sale 100 48.7000 USD
USD 0.0001 class A common Sale 100 48.4200 USD
USD 0.0001 class A common Sale 100 48.9300 USD
USD 0.0001 class A common Sale 100 48.6300 USD
USD 0.0001 class A common Sale 100 48.9150 USD
USD 0.0001 class A common Sale 106 48.7640 USD
USD 0.0001 class A common Sale 150 49.0400 USD
USD 0.0001 class A common Sale 153 48.7964 USD
USD 0.0001 class A common Sale 153 48.7828 USD
USD 0.0001 class A common Sale 157 48.8312 USD
USD 0.0001 class A common Sale 159 48.7677 USD
USD 0.0001 class A common Sale 195 48.7900 USD
USD 0.0001 class A common Sale 200 49.2300 USD
USD 0.0001 class A common Sale 200 48.7250 USD
USD 0.0001 class A common Sale 200 49.8000 USD
USD 0.0001 class A common Sale 205 48.7026 USD
USD 0.0001 class A common Sale 218 48.8171 USD
USD 0.0001 class A common Sale 272 48.6200 USD
USD 0.0001 class A common Sale 327 48.7662 USD
USD 0.0001 class A common Sale 327 48.8100 USD
USD 0.0001 class A common Sale 347 49.0011 USD
USD 0.0001 class A common Sale 352 48.8096 USD
USD 0.0001 class A common Sale 401 49.1439 USD
USD 0.0001 class A common Sale 428 48.8244 USD
USD 0.0001 class A common Sale 500 49.3680 USD
USD 0.0001 class A common Sale 500 48.4510 USD
USD 0.0001 class A common Sale 500 48.8940 USD
USD 0.0001 class A common Sale 527 48.4661 USD
USD 0.0001 class A common Sale 600 48.9666 USD
USD 0.0001 class A common Sale 600 48.9816 USD
USD 0.0001 class A common Sale 600 48.8516 USD
USD 0.0001 class A common Sale 700 49.4885 USD
USD 0.0001 class A common Sale 807 48.8231 USD
USD 0.0001 class A common Sale 821 48.5969 USD
USD 0.0001 class A common Sale 1,000 49.7880 USD
USD 0.0001 class A common Sale 1,100 48.9645 USD
USD 0.0001 class A common Sale 1,130 48.7514 USD
USD 0.0001 class A common Sale 1,348 48.8045 USD
USD 0.0001 class A common Sale 1,417 48.7917 USD
USD 0.0001 class A common Sale 1,777 48.5418 USD
USD 0.0001 class A common Sale 1,946 48.5337 USD
USD 0.0001 class A common Sale 2,266 49.0421 USD
USD 0.0001 class A common Sale 2,863 48.8313 USD
USD 0.0001 class A common Sale 3,470 48.5232 USD
USD 0.0001 class A common Sale 3,787 48.4418 USD
USD 0.0001 class A common Sale 4,763 48.8395 USD
USD 0.0001 class A common Sale 5,044 48.5748 USD
USD 0.0001 class A common Sale 5,385 49.4228 USD
USD 0.0001 class A common Sale 5,702 48.4585 USD
USD 0.0001 class A common Sale 6,900 48.7300 USD
USD 0.0001 class A common Sale 9,789 48.7674 USD
USD 0.0001 class A common Sale 10,673 48.6597 USD
USD 0.0001 class A common Sale 11,750 48.9624 USD
USD 0.0001 class A common Sale 11,960 48.8575 USD
USD 0.0001 class A common Sale 16,400 48.7200 USD
USD 0.0001 class A common Sale 20,977 48.4503 USD
USD 0.0001 class A common Sale 24,264 48.9278 USD
USD 0.0001 class A common Sale 29,931 48.6479 USD
USD 0.0001 class A common Sale 30,472 49.2777 USD
USD 0.0001 class A common Sale 38,792 48.4348 USD
USD 0.0001 class A common Sale 42,792 48.8689 USD
USD 0.0001 class A common Sale 52,543 49.2194 USD
USD 0.0001 class A common Sale 174,901 48.7104 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 20 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities the DRAFTKINGS INC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Purchased 65,000 50.0000 American 29 Oct 2021
USD 0.0001 class A common Call Options Written -56,900 50.0000 American 22 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -55,631 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -18,700 49.0000 American 22 Oct 2021
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -15,000 49.0000 American 29 Oct 2021
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211020005533/en/
(https://www.businesswire.com/news/home/20211020005533/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Barclays PLC Just Group plc - Form 8.3 JUST GROUP PLC
AnnouncementREG - Barclays PLC NCC Group PLC - Form 8.3 NCC GROUP PLC
AnnouncementREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC
AnnouncementREG - Barclays PLC Life Science REIT - Form 8.3 LIFE SCIENCE REIT PLC
AnnouncementREG - Barclays PLC British Land Co PLC - Form 8.3 BRITISH LAND COMPANY PLC, THE
Announcement