REG-BARCLAYS PLC FORM 8.3 - DRAFTKINGS INC
21/10/2021 11:30
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FORM 8.3 - DRAFTKINGS INC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 20 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 622,738 0.15% 400,346 0.10%
(2) Cash-settled derivatives:
16,877 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 2,470,261 0.61% 1,373,761 0.34%
TOTAL: 3,109,876 0.77% 1,774,107 0.44%
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 206,000 0.05%
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 0 0.00% 206,000 0.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase 3 48.8800 USD
USD 0.0001 class A common Purchase 10 49.1150 USD
USD 0.0001 class A common Purchase 10 49.1620 USD
USD 0.0001 class A common Purchase 18 49.1033 USD
USD 0.0001 class A common Purchase 18 49.0800 USD
USD 0.0001 class A common Purchase 18 49.1055 USD
USD 0.0001 class A common Purchase 29 49.0200 USD
USD 0.0001 class A common Purchase 38 49.3940 USD
USD 0.0001 class A common Purchase 80 49.1800 USD
USD 0.0001 class A common Purchase 109 49.1231 USD
USD 0.0001 class A common Purchase 134 49.1321 USD
USD 0.0001 class A common Purchase 200 49.2450 USD
USD 0.0001 class A common Purchase 289 49.1221 USD
USD 0.0001 class A common Purchase 304 49.1000 USD
USD 0.0001 class A common Purchase 322 49.0326 USD
USD 0.0001 class A common Purchase 335 49.2862 USD
USD 0.0001 class A common Purchase 400 49.1200 USD
USD 0.0001 class A common Purchase 500 49.3139 USD
USD 0.0001 class A common Purchase 1,147 49.0968 USD
USD 0.0001 class A common Purchase 1,484 48.9000 USD
USD 0.0001 class A common Purchase 1,563 48.9417 USD
USD 0.0001 class A common Purchase 2,400 49.0644 USD
USD 0.0001 class A common Purchase 2,700 49.1648 USD
USD 0.0001 class A common Purchase 2,936 49.2244 USD
USD 0.0001 class A common Purchase 4,758 49.1059 USD
USD 0.0001 class A common Purchase 10,517 49.0993 USD
USD 0.0001 class A common Purchase 13,154 48.9956 USD
USD 0.0001 class A common Purchase 15,067 49.0208 USD
USD 0.0001 class A common Purchase 15,793 49.0548 USD
USD 0.0001 class A common Purchase 32,288 49.0900 USD
USD 0.0001 class A common Purchase 100,941 48.9647 USD
USD 0.0001 class A common Sale 10 49.1300 USD
USD 0.0001 class A common Sale 15 49.0000 USD
USD 0.0001 class A common Sale 27 49.0870 USD
USD 0.0001 class A common Sale 29 49.0200 USD
USD 0.0001 class A common Sale 40 49.0887 USD
USD 0.0001 class A common Sale 40 49.1150 USD
USD 0.0001 class A common Sale 40 49.1200 USD
USD 0.0001 class A common Sale 40 49.0850 USD
USD 0.0001 class A common Sale 41 49.3564 USD
USD 0.0001 class A common Sale 49 49.0800 USD
USD 0.0001 class A common Sale 100 49.0250 USD
USD 0.0001 class A common Sale 109 49.1231 USD
USD 0.0001 class A common Sale 131 49.0030 USD
USD 0.0001 class A common Sale 142 49.1047 USD
USD 0.0001 class A common Sale 167 49.0987 USD
USD 0.0001 class A common Sale 200 49.1650 USD
USD 0.0001 class A common Sale 203 48.9800 USD
USD 0.0001 class A common Sale 270 49.1061 USD
USD 0.0001 class A common Sale 300 49.0583 USD
USD 0.0001 class A common Sale 368 49.2196 USD
USD 0.0001 class A common Sale 410 49.1000 USD
USD 0.0001 class A common Sale 590 49.3213 USD
USD 0.0001 class A common Sale 623 49.1012 USD
USD 0.0001 class A common Sale 724 49.0962 USD
USD 0.0001 class A common Sale 1,223 48.9745 USD
USD 0.0001 class A common Sale 1,300 49.1700 USD
USD 0.0001 class A common Sale 1,400 49.1600 USD
USD 0.0001 class A common Sale 1,461 48.9000 USD
USD 0.0001 class A common Sale 1,511 49.2102 USD
USD 0.0001 class A common Sale 1,687 48.8665 USD
USD 0.0001 class A common Sale 2,050 48.9204 USD
USD 0.0001 class A common Sale 2,080 49.1281 USD
USD 0.0001 class A common Sale 2,246 49.2078 USD
USD 0.0001 class A common Sale 2,410 48.9245 USD
USD 0.0001 class A common Sale 3,383 48.8441 USD
USD 0.0001 class A common Sale 3,647 48.8695 USD
USD 0.0001 class A common Sale 5,320 49.2364 USD
USD 0.0001 class A common Sale 5,415 49.1127 USD
USD 0.0001 class A common Sale 5,429 48.7548 USD
USD 0.0001 class A common Sale 7,374 49.2438 USD
USD 0.0001 class A common Sale 9,676 49.1716 USD
USD 0.0001 class A common Sale 16,177 49.0118 USD
USD 0.0001 class A common Sale 16,270 49.2296 USD
USD 0.0001 class A common Sale 21,001 49.0362 USD
USD 0.0001 class A common Sale 32,251 49.0900 USD
USD 0.0001 class A common Sale 59,586 48.8607 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 21 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52513230&newsitemid=20211021005505&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=a8324d9f5c669c29b4c4bc16c24ba46a)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DRAFTKINGS INC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Purchased 65,000 50.0000 American 29 Oct 2021
USD 0.0001 class A common Call Options Written -56,900 50.0000 American 22 Oct 2021
USD 0.0001 class A common Call Options Written -35,500 55.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -33,835 70.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -31,007 65.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -20,503 65.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -16,059 55.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -14,443 60.0000 American 20 Jan 2023
USD 0.0001 class A common Call Options Written -7,373 45.0000 American 19 Nov 2021
USD 0.0001 class A common Call Options Written -6,363 50.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Call Options Written -101 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -418,200 45.0000 American 20 May 2022
USD 0.0001 class A common Put Options Purchased -212,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -211,100 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -85,700 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -63,963 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -55,631 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased -30,000 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased -22,601 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -18,700 49.0000 American 22 Oct 2021
USD 0.0001 class A common Put Options Purchased -16,968 65.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased -15,000 49.0000 American 29 Oct 2021
USD 0.0001 class A common Put Options Purchased -707 40.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 505 40.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 9,999 55.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 22,500 60.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 23,230 60.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 45,248 45.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 50,500 60.0000 American 15 Jul 2022
USD 0.0001 class A common Put Options Written 54,944 50.0000 American 20 May 2022
USD 0.0001 class A common Put Options Written 57,600 50.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 111,403 60.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 113,778 40.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 141,400 55.0000 American 19 Nov 2021
USD 0.0001 class A common Put Options Written 188,971 50.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 201,596 45.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 202,000 45.0000 American 14 Apr 2022
USD 0.0001 class A common Put Options Written 204,000 40.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 228,400 55.0000 American 21 Jan 2022
USD 0.0001 class A common Put Options Written 247,460 45.0000 American 20 Jan 2023
USD 0.0001 class A common Put Options Written 501,727 45.0000 American 20 May 2022
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk&esheet=52513230&newsitemid=20211021005505&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=e8fad9e64e8c39b8a920856ee8be22dc)
.
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