REG-BARCLAYS PLC Form 8.3 - Elementis Plc
13/11/2020 11:15
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Form 8.3 - Elementis Plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ELEMENTIS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 12 November 2020
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,186,907 1.75% 2,755,996 0.47%
(2) Cash-settled derivatives:
2,369,924 0.41% 7,460,482 1.28%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 12,556,831 2.16% 10,216,478 1.76%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 10 1.0705 GBP
5p ordinary Purchase 1,196 1.0800 GBP
5p ordinary Purchase 3,168 1.0810 GBP
5p ordinary Purchase 4,157 1.0793 GBP
5p ordinary Purchase 5,159 1.0564 GBP
5p ordinary Purchase 5,268 1.0561 GBP
5p ordinary Purchase 5,582 1.0610 GBP
5p ordinary Purchase 7,147 1.0616 GBP
5p ordinary Purchase 7,283 1.0387 GBP
5p ordinary Purchase 10,063 1.0476 GBP
5p ordinary Purchase 11,433 1.0600 GBP
5p ordinary Purchase 12,088 1.0644 GBP
5p ordinary Purchase 13,783 1.0770 GBP
5p ordinary Purchase 17,129 1.0629 GBP
5p ordinary Purchase 17,568 1.0764 GBP
5p ordinary Purchase 17,761 1.0115 GBP
5p ordinary Purchase 21,417 1.0155 GBP
5p ordinary Purchase 25,425 1.0748 GBP
5p ordinary Purchase 26,602 1.0482 GBP
5p ordinary Purchase 29,576 1.0490 GBP
5p ordinary Purchase 29,834 1.0609 GBP
5p ordinary Purchase 36,480 1.0464 GBP
5p ordinary Purchase 36,621 1.0481 GBP
5p ordinary Purchase 43,878 1.0107 GBP
5p ordinary Purchase 47,735 1.0528 GBP
5p ordinary Purchase 51,018 1.0424 GBP
5p ordinary Purchase 51,060 1.0577 GBP
5p ordinary Purchase 61,144 1.0497 GBP
5p ordinary Purchase 70,399 1.0560 GBP
5p ordinary Purchase 92,719 1.0448 GBP
5p ordinary Purchase 174,097 1.0578 GBP
5p ordinary Purchase 177,762 1.0568 GBP
5p ordinary Purchase 225,107 1.0550 GBP
5p ordinary Purchase 381,447 1.0692 GBP
5p ordinary Purchase 446,660 1.0575 GBP
5p ordinary Purchase 739,565 1.0406 GBP
5p ordinary Purchase 976,308 1.0547 GBP
5p ordinary Purchase 978,105 1.0589 GBP
5p ordinary Sale 10 1.0705 GBP
5p ordinary Sale 176 1.0650 GBP
5p ordinary Sale 389 1.0517 GBP
5p ordinary Sale 672 1.0525 GBP
5p ordinary Sale 1,090 1.0642 GBP
5p ordinary Sale 2,210 1.0800 GBP
5p ordinary Sale 2,933 1.0659 GBP
5p ordinary Sale 4,851 1.0684 GBP
5p ordinary Sale 7,500 1.0570 GBP
5p ordinary Sale 7,902 1.0585 GBP
5p ordinary Sale 9,582 1.0610 GBP
5p ordinary Sale 11,726 1.0510 GBP
5p ordinary Sale 13,009 1.0584 GBP
5p ordinary Sale 13,398 1.0597 GBP
5p ordinary Sale 13,652 1.0456 GBP
5p ordinary Sale 17,608 1.0553 GBP
5p ordinary Sale 19,330 1.0563 GBP
5p ordinary Sale 26,934 1.0422 GBP
5p ordinary Sale 30,910 1.0578 GBP
5p ordinary Sale 33,985 1.0574 GBP
5p ordinary Sale 38,274 1.0440 GBP
5p ordinary Sale 41,224 1.0556 GBP
5p ordinary Sale 58,064 1.0433 GBP
5p ordinary Sale 200,000 1.0779 GBP
5p ordinary Sale 477,022 1.0502 GBP
5p ordinary Sale 500,000 1.0693 GBP
5p ordinary Sale 500,000 1.0734 GBP
5p ordinary Sale 522,978 1.0120 GBP
5p ordinary Sale 565,688 1.0569 GBP
5p ordinary Sale 953,272 1.0520 GBP
5p ordinary Sale 1,000,000 1.0606 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 3,999 1.0689 GBP
5p ordinary SWAP Long 5,000 1.0499 GBP
5p ordinary SWAP Long 33,257 1.0594 GBP
5p ordinary CFD Long 86,301 1.0799 GBP
5p ordinary SWAP Long 96,697 1.0591 GBP
5p ordinary SWAP Long 215,835 1.0555 GBP
5p ordinary SWAP Long 243,588 1.0430 GBP
5p ordinary SWAP Short 12,424 1.0575 GBP
5p ordinary SWAP Short 15,223 1.0583 GBP
5p ordinary CFD Short 15,560 1.0629 GBP
5p ordinary SWAP Short 34,453 1.0775 GBP
5p ordinary SWAP Short 36,105 1.0480 GBP
5p ordinary SWAP Short 95,000 1.0547 GBP
5p ordinary SWAP Short 217,465 1.0529 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 Nov 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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