REG-BARCLAYS PLC Form 8.3 - KAZ MINERALS PLC
18/02/2021 13:15
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Form 8.3 - KAZ MINERALS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form KAZ MINERALS PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 17 FEB 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 20p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,920,240 1.46% 3,786,107 0.80%
(2) Cash-settled derivatives:
13,502 0.00% 6,855,966 1.45%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 6,933,742 1.47% 10,642,073 2.25%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
20p ordinary Purchase 8 8.1200 GBP
20p ordinary Purchase 286 8.1100 GBP
20p ordinary Purchase 345 8.2740 GBP
20p ordinary Purchase 422 8.1260 GBP
20p ordinary Purchase 500 8.1320 GBP
20p ordinary Purchase 521 8.2611 GBP
20p ordinary Purchase 531 8.2620 GBP
20p ordinary Purchase 604 8.2214 GBP
20p ordinary Purchase 1,620 8.1358 GBP
20p ordinary Purchase 1,676 8.1786 GBP
20p ordinary Purchase 2,006 8.2071 GBP
20p ordinary Purchase 2,192 8.1349 GBP
20p ordinary Purchase 2,785 8.2360 GBP
20p ordinary Purchase 2,858 8.1422 GBP
20p ordinary Purchase 3,454 8.1903 GBP
20p ordinary Purchase 3,472 8.2246 GBP
20p ordinary Purchase 3,964 8.1886 GBP
20p ordinary Purchase 3,990 8.1744 GBP
20p ordinary Purchase 4,038 8.1960 GBP
20p ordinary Purchase 4,514 8.1815 GBP
20p ordinary Purchase 4,786 8.1670 GBP
20p ordinary Purchase 5,214 8.1241 GBP
20p ordinary Purchase 25,961 8.1846 GBP
20p ordinary Purchase 44,710 8.1894 GBP
20p ordinary Purchase 73,273 8.1825 GBP
20p ordinary Purchase 130,000 8.1328 GBP
20p ordinary Sale 4 8.1240 GBP
20p ordinary Sale 109 8.1280 GBP
20p ordinary Sale 255 8.1680 GBP
20p ordinary Sale 286 8.1100 GBP
20p ordinary Sale 371 8.1685 GBP
20p ordinary Sale 500 8.1320 GBP
20p ordinary Sale 526 8.2620 GBP
20p ordinary Sale 682 8.1600 GBP
20p ordinary Sale 1,444 8.2258 GBP
20p ordinary Sale 1,706 8.1718 GBP
20p ordinary Sale 1,760 8.1596 GBP
20p ordinary Sale 2,157 8.1876 GBP
20p ordinary Sale 2,531 8.2599 GBP
20p ordinary Sale 3,664 8.1947 GBP
20p ordinary Sale 4,109 8.2360 GBP
20p ordinary Sale 4,260 8.1281 GBP
20p ordinary Sale 4,605 8.1232 GBP
20p ordinary Sale 9,091 8.1595 GBP
20p ordinary Sale 19,854 8.1696 GBP
20p ordinary Sale 100,000 8.1844 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
20p ordinary CFD Long 1,041 8.2353 GBP
20p ordinary SWAP Long 2,531 8.2599 GBP
20p ordinary CFD Long 4,260 8.1281 GBP
20p ordinary SWAP Long 6,681 8.1754 GBP
20p ordinary CFD Long 25,822 8.1613 GBP
20p ordinary SWAP Short 564 8.2360 GBP
20p ordinary SWAP Short 12,163 8.2124 GBP
20p ordinary SWAP Short 13,212 8.1744 GBP
20p ordinary SWAP Short 25,397 8.1834 GBP
20p ordinary SWAP Short 29,625 8.1860 GBP
20p ordinary SWAP Short 130,000 8.1328 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 FEB 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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