REG-BARCLAYS PLC Form 8.3 - KAZ MINERALS PLC
08/03/2021 12:35
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Form 8.3 - KAZ MINERALS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose KAZ MINERALS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 05 March 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 20p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 17,205,041 3.64% 8,105,257 1.72%
(2) Cash-settled derivatives:
8,082,907 1.71% 17,175,508 3.63%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 25,287,948 5.35% 25,280,765 5.35%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
20p ordinary Purchase 86 8.2200 GBP
20p ordinary Purchase 162 8.1660 GBP
20p ordinary Purchase 183 8.2445 GBP
20p ordinary Purchase 229 8.2423 GBP
20p ordinary Purchase 290 8.2100 GBP
20p ordinary Purchase 290 8.2097 GBP
20p ordinary Purchase 346 8.1900 GBP
20p ordinary Purchase 369 8.1560 GBP
20p ordinary Purchase 393 8.2460 GBP
20p ordinary Purchase 475 8.1520 GBP
20p ordinary Purchase 771 8.2472 GBP
20p ordinary Purchase 774 8.2220 GBP
20p ordinary Purchase 788 8.1816 GBP
20p ordinary Purchase 1,416 8.2214 GBP
20p ordinary Purchase 1,809 8.2000 GBP
20p ordinary Purchase 1,821 8.2004 GBP
20p ordinary Purchase 1,900 8.1710 GBP
20p ordinary Purchase 3,800 8.1580 GBP
20p ordinary Purchase 6,318 8.1888 GBP
20p ordinary Purchase 36,892 8.1932 GBP
20p ordinary Purchase 78,304 8.2598 GBP
20p ordinary Purchase 176,200 8.2080 GBP
20p ordinary Sale 8 8.2762 GBP
20p ordinary Sale 13 8.2688 GBP
20p ordinary Sale 290 8.2100 GBP
20p ordinary Sale 506 8.2590 GBP
20p ordinary Sale 533 8.2701 GBP
20p ordinary Sale 734 8.2364 GBP
20p ordinary Sale 886 8.2004 GBP
20p ordinary Sale 1,725 8.1915 GBP
20p ordinary Sale 2,214 8.2426 GBP
20p ordinary Sale 2,763 8.2081 GBP
20p ordinary Sale 3,318 8.2285 GBP
20p ordinary Sale 3,470 8.2448 GBP
20p ordinary Sale 3,719 8.1965 GBP
20p ordinary Sale 5,203 8.2486 GBP
20p ordinary Sale 6,782 8.2413 GBP
20p ordinary Sale 17,676 8.1776 GBP
20p ordinary Sale 43,500 8.1888 GBP
20p ordinary Sale 47,336 8.2000 GBP
20p ordinary Sale 60,635 8.2642 GBP
20p ordinary Sale 66,447 8.1949 GBP
20p ordinary Sale 374,094 8.1935 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
20p ordinary SWAP Long 8 8.2753 GBP
20p ordinary SWAP Long 13 8.2688 GBP
20p ordinary SWAP Long 506 8.2590 GBP
20p ordinary SWAP Long 533 8.2701 GBP
20p ordinary SWAP Long 734 8.2364 GBP
20p ordinary SWAP Long 3,318 8.2285 GBP
20p ordinary SWAP Long 4,431 8.1999 GBP
20p ordinary SWAP Long 9,445 8.1843 GBP
20p ordinary SWAP Long 13,245 8.1702 GBP
20p ordinary SWAP Long 14,819 8.1966 GBP
20p ordinary SWAP Long 46,601 8.2000 GBP
20p ordinary SWAP Long 50,390 8.1972 GBP
20p ordinary SWAP Short 1,416 8.2214 GBP
20p ordinary SWAP Short 1,547 8.2332 GBP
20p ordinary SWAP Short 5,269 8.1805 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 8 Mar 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52392240&newsitemid=20210308005460&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=805e3501ef9eebd1eb48c7ae1d16500b)
.
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