REG-BARCLAYS PLC Form 8.3 - National Express Group plc - Amendment
20/10/2021 12:20
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Form 8.3 - National Express Group plc - Amendment
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 14 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,458,868 0.24% 4,862,588 0.79%
(2) Cash-settled derivatives:
4,432,677 0.72% 1,441,332 0.23%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 5,891,545 0.96% 6,303,920 1.03%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 93 2.3420 GBP
5p ordinary Purchase 542 2.3460 GBP
5p ordinary Purchase 2,546 2.3440 GBP
5p ordinary Purchase 3,687 2.3285 GBP
5p ordinary Purchase 4,760 2.3300 GBP
5p ordinary Purchase 5,262 2.3160 GBP
5p ordinary Purchase 5,326 2.3253 GBP
5p ordinary Purchase 16,987 2.3180 GBP
5p ordinary Purchase 88,368 2.3205 GBP
5p ordinary Sale 20 2.3400 GBP
5p ordinary Sale 98 2.3380 GBP
5p ordinary Sale 100 2.3421 GBP
5p ordinary Sale 250 2.3260 GBP
5p ordinary Sale 299 2.3181 GBP
5p ordinary Sale 676 2.3430 GBP
5p ordinary Sale 1,014 2.3331 GBP
5p ordinary Sale 1,109 2.3434 GBP
5p ordinary Sale 1,628 2.3213 GBP
5p ordinary Sale 2,023 2.3301 GBP
5p ordinary Sale 2,306 2.3368 GBP
5p ordinary Sale 2,546 2.3440 GBP
5p ordinary Sale 2,724 2.3354 GBP
5p ordinary Sale 5,076 2.3253 GBP
5p ordinary Sale 14,487 2.3345 GBP
5p ordinary Sale 27,083 2.3238 GBP
5p ordinary Sale 247,361 2.3376 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 361 2.3237 GBP
5p ordinary SWAP Long 1,596 2.3370 GBP
5p ordinary SWAP Long 2,321 2.3347 GBP
5p ordinary SWAP Long 2,724 2.3354 GBP
5p ordinary SWAP Long 3,239 2.3302 GBP
5p ordinary SWAP Long 4,736 2.3373 GBP
5p ordinary SWAP Long 7,826 2.3362 GBP
5p ordinary SWAP Long 12,520 2.3179 GBP
5p ordinary SWAP Long 12,967 2.3277 GBP
5p ordinary SWAP Long 247,361 2.3376 GBP
5p ordinary CFD Short 542 2.3463 GBP
5p ordinary SWAP Short 804 2.3300 GBP
5p ordinary SWAP Short 3,394 2.3312 GBP
5p ordinary SWAP Short 3,484 2.3257 GBP
5p ordinary SWAP Short 5,262 2.3160 GBP
5p ordinary SWAP Short 13,411 2.3315 GBP
5p ordinary CFD Short 16,688 2.3179 GBP
5p ordinary CFD Short 29,447 2.3181 GBP
5p ordinary SWAP Short 41,515 2.3180 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52512396&newsitemid=20211020005560&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=d642020fce4bfbf5dda5066b2851ed36)
.
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