REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
22/09/2021 12:05
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 21 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,766,164 0.45% 4,505,776 0.73%
(2) Cash-settled derivatives:
3,750,152 0.61% 1,961,114 0.32%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,516,316 1.06% 6,466,890 1.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 212 2.4220 GBP
5p ordinary Purchase 659 2.4103 GBP
5p ordinary Purchase 4,849 2.3340 GBP
5p ordinary Purchase 5,342 2.3786 GBP
5p ordinary Purchase 5,591 2.3998 GBP
5p ordinary Purchase 6,638 2.4373 GBP
5p ordinary Purchase 6,648 2.4200 GBP
5p ordinary Purchase 6,904 2.3337 GBP
5p ordinary Purchase 7,409 2.4136 GBP
5p ordinary Purchase 8,301 2.4048 GBP
5p ordinary Purchase 8,974 2.4211 GBP
5p ordinary Purchase 10,000 2.3480 GBP
5p ordinary Purchase 10,620 2.4028 GBP
5p ordinary Purchase 11,573 2.4061 GBP
5p ordinary Purchase 17,500 2.4129 GBP
5p ordinary Purchase 17,929 2.4299 GBP
5p ordinary Purchase 23,076 2.4134 GBP
5p ordinary Purchase 30,939 2.4119 GBP
5p ordinary Purchase 138,193 2.4000 GBP
5p ordinary Purchase 381,750 2.4024 GBP
5p ordinary Sale 294 2.4100 GBP
5p ordinary Sale 500 2.3920 GBP
5p ordinary Sale 612 2.4301 GBP
5p ordinary Sale 871 2.4131 GBP
5p ordinary Sale 2,055 2.3330 GBP
5p ordinary Sale 2,876 2.3931 GBP
5p ordinary Sale 3,066 2.3566 GBP
5p ordinary Sale 3,426 2.4193 GBP
5p ordinary Sale 4,849 2.3340 GBP
5p ordinary Sale 4,849 2.3341 GBP
5p ordinary Sale 7,147 2.3897 GBP
5p ordinary Sale 7,414 2.4189 GBP
5p ordinary Sale 18,129 2.4208 GBP
5p ordinary Sale 25,591 2.4000 GBP
5p ordinary Sale 47,248 2.4197 GBP
5p ordinary Sale 112,325 2.4093 GBP
5p ordinary Sale 144,325 2.4090 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 21 2.4195 GBP
5p ordinary SWAP Long 1,824 2.2800 GBP
5p ordinary CFD Long 3,405 2.4193 GBP
5p ordinary SWAP Long 7,940 2.3999 GBP
5p ordinary SWAP Long 8,134 2.4239 GBP
5p ordinary SWAP Long 9,995 2.4183 GBP
5p ordinary SWAP Long 11,649 2.4176 GBP
5p ordinary CFD Long 19,458 2.3659 GBP
5p ordinary SWAP Long 20,000 2.3997 GBP
5p ordinary SWAP Long 27,659 2.4263 GBP
5p ordinary SWAP Long 35,964 2.4070 GBP
5p ordinary SWAP Long 107,582 2.4171 GBP
5p ordinary SWAP Short 369 2.3960 GBP
5p ordinary SWAP Short 2,869 2.4057 GBP
5p ordinary SWAP Short 3,382 2.3895 GBP
5p ordinary SWAP Short 6,269 2.4397 GBP
5p ordinary CFD Short 7,041 2.4433 GBP
5p ordinary CFD Short 7,409 2.4136 GBP
5p ordinary SWAP Short 9,298 2.4009 GBP
5p ordinary SWAP Short 10,000 2.3482 GBP
5p ordinary SWAP Short 14,547 2.4393 GBP
5p ordinary SWAP Short 17,500 2.4129 GBP
5p ordinary CFD Short 21,906 2.4175 GBP
5p ordinary SWAP Short 36,445 2.3988 GBP
5p ordinary SWAP Short 39,384 2.4215 GBP
5p ordinary CFD Short 55,733 2.4001 GBP
5p ordinary SWAP Short 112,195 2.4025 GBP
5p ordinary SWAP Short 122,292 2.3990 GBP
5p ordinary CFD Short 131,730 2.4000 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52495977&newsitemid=20210922005501&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=07e182152a405f7e7197d67361a71082)
.
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