REG-BARCLAYS PLC FORM 8.3 - NATIONAL EXPRESS GROUP PLC
28/09/2021 12:55
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20210928:nBw8S0rdSa&default-theme=true
FORM 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 27 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,871,817 0.30% 4,853,237 0.79%
(2) Cash-settled derivatives:
4,369,009 0.71% 1,484,992 0.24%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 6,240,826 1.02% 6,338,229 1.03%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 31 2.6096 GBP
5p ordinary Purchase 88 2.5000 GBP
5p ordinary Purchase 282 2.5623 GBP
5p ordinary Purchase 802 2.5514 GBP
5p ordinary Purchase 894 2.5502 GBP
5p ordinary Purchase 1,500 2.5827 GBP
5p ordinary Purchase 2,242 2.6038 GBP
5p ordinary Purchase 3,766 2.5285 GBP
5p ordinary Purchase 3,928 2.5342 GBP
5p ordinary Purchase 4,256 2.6140 GBP
5p ordinary Purchase 7,249 2.5855 GBP
5p ordinary Purchase 9,664 2.5519 GBP
5p ordinary Purchase 10,019 2.5544 GBP
5p ordinary Purchase 10,337 2.5511 GBP
5p ordinary Purchase 20,775 2.6138 GBP
5p ordinary Purchase 22,183 2.5606 GBP
5p ordinary Purchase 30,882 2.5494 GBP
5p ordinary Purchase 35,596 2.5731 GBP
5p ordinary Purchase 75,573 2.5942 GBP
5p ordinary Sale 47 2.6088 GBP
5p ordinary Sale 166 2.5875 GBP
5p ordinary Sale 252 2.5460 GBP
5p ordinary Sale 726 2.5551 GBP
5p ordinary Sale 744 2.5880 GBP
5p ordinary Sale 757 2.5709 GBP
5p ordinary Sale 1,430 2.6048 GBP
5p ordinary Sale 1,774 2.5499 GBP
5p ordinary Sale 2,079 2.5330 GBP
5p ordinary Sale 3,119 2.5350 GBP
5p ordinary Sale 4,847 2.5969 GBP
5p ordinary Sale 5,354 2.5625 GBP
5p ordinary Sale 5,936 2.5545 GBP
5p ordinary Sale 8,383 2.5703 GBP
5p ordinary Sale 9,397 2.5536 GBP
5p ordinary Sale 9,510 2.5555 GBP
5p ordinary Sale 10,815 2.6040 GBP
5p ordinary Sale 12,899 2.5430 GBP
5p ordinary Sale 16,584 2.6080 GBP
5p ordinary Sale 36,597 2.6140 GBP
5p ordinary Sale 71,880 2.5626 GBP
5p ordinary Sale 150,929 2.6020 GBP
5p ordinary Sale 215,637 2.5634 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 47 2.6088 GBP
5p ordinary SWAP Long 166 2.5876 GBP
5p ordinary SWAP Long 726 2.5551 GBP
5p ordinary SWAP Long 757 2.5709 GBP
5p ordinary SWAP Long 1,057 2.5703 GBP
5p ordinary SWAP Long 1,430 2.6048 GBP
5p ordinary SWAP Long 1,774 2.5499 GBP
5p ordinary SWAP Long 3,600 2.5990 GBP
5p ordinary SWAP Long 4,537 2.6065 GBP
5p ordinary SWAP Long 4,919 2.6049 GBP
5p ordinary SWAP Long 5,348 2.5388 GBP
5p ordinary CFD Long 5,375 2.5761 GBP
5p ordinary SWAP Long 6,278 2.6021 GBP
5p ordinary SWAP Long 8,065 2.6139 GBP
5p ordinary CFD Long 15,822 2.6140 GBP
5p ordinary SWAP Long 17,865 2.5939 GBP
5p ordinary CFD Long 26,049 2.6138 GBP
5p ordinary SWAP Long 37,480 2.5969 GBP
5p ordinary SWAP Long 71,880 2.5626 GBP
5p ordinary SWAP Long 87,062 2.5963 GBP
5p ordinary SWAP Long 215,637 2.5634 GBP
5p ordinary CFD Short 31 2.6096 GBP
5p ordinary SWAP Short 282 2.5622 GBP
5p ordinary SWAP Short 894 2.5502 GBP
5p ordinary SWAP Short 1,500 2.5827 GBP
5p ordinary SWAP Short 2,242 2.6038 GBP
5p ordinary SWAP Short 3,766 2.5285 GBP
5p ordinary CFD Short 3,807 2.6140 GBP
5p ordinary SWAP Short 3,928 2.5342 GBP
5p ordinary SWAP Short 6,977 2.5783 GBP
5p ordinary SWAP Short 7,249 2.5855 GBP
5p ordinary SWAP Short 9,171 2.5541 GBP
5p ordinary SWAP Short 9,664 2.5519 GBP
5p ordinary SWAP Short 10,337 2.5511 GBP
5p ordinary SWAP Short 16,856 2.5527 GBP
5p ordinary SWAP Short 35,596 2.5731 GBP
5p ordinary SWAP Short 75,573 2.5942 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52499893&newsitemid=20210928005658&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=16c53c62b799af5739bd5790603f234f)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210928005658/en/
(https://www.businesswire.com/news/home/20210928005658/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Barclays PLC LondonMetric - Form 8.5 EPT/Non RI LONDONMETRIC PROPERTY PLC
AnnouncementREG - Barclays PLC Beazley PLC - Form 8.5 EPT/Non RI BEAZLEY PLC
AnnouncementREG - Barclays PLC CAB Payments Hldgs - Form 8.5 EPT/Non RI CAB PAYMENTS HOLDINGS PLC
AnnouncementREG - Barclays PLC Picton Property Inc. - Form 8.5 EPT/Non RI PICTON PROPERTY INCOME LIMITED
AnnouncementREG - Stock Exch Notice - Admission to Trading - 03/03/2026
Announcement