REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
30/09/2021 12:35
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form NATIONAL EXPRESS GROUP PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 29 September 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES : STAGECOACH GROUP PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,732,820 0.28% 4,936,940 0.80%
(2) Cash-settled derivatives:
4,443,478 0.72% 1,387,317 0.23%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 6,176,298 1.01% 6,324,257 1.03%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 101 2.4861 GBP
5p ordinary Purchase 252 2.4839 GBP
5p ordinary Purchase 500 2.4885 GBP
5p ordinary Purchase 742 2.5002 GBP
5p ordinary Purchase 1,239 2.4940 GBP
5p ordinary Purchase 2,225 2.4864 GBP
5p ordinary Purchase 3,708 2.5100 GBP
5p ordinary Purchase 3,726 2.4900 GBP
5p ordinary Purchase 3,741 2.4860 GBP
5p ordinary Purchase 3,752 2.5000 GBP
5p ordinary Purchase 23,136 2.4840 GBP
5p ordinary Purchase 29,229 2.4872 GBP
5p ordinary Purchase 57,885 2.4850 GBP
5p ordinary Sale 4 2.4970 GBP
5p ordinary Sale 8 2.4962 GBP
5p ordinary Sale 159 2.4974 GBP
5p ordinary Sale 492 2.4888 GBP
5p ordinary Sale 711 2.4877 GBP
5p ordinary Sale 979 2.4940 GBP
5p ordinary Sale 1,081 2.4911 GBP
5p ordinary Sale 1,123 2.4906 GBP
5p ordinary Sale 1,124 2.4957 GBP
5p ordinary Sale 1,553 2.4964 GBP
5p ordinary Sale 1,567 2.4973 GBP
5p ordinary Sale 2,477 2.4932 GBP
5p ordinary Sale 3,708 2.5100 GBP
5p ordinary Sale 3,726 2.4900 GBP
5p ordinary Sale 3,752 2.5000 GBP
5p ordinary Sale 3,906 2.4853 GBP
5p ordinary Sale 4,766 2.4854 GBP
5p ordinary Sale 5,094 2.4927 GBP
5p ordinary Sale 5,258 2.4860 GBP
5p ordinary Sale 6,926 2.4934 GBP
5p ordinary Sale 7,846 2.4887 GBP
5p ordinary Sale 9,507 2.5030 GBP
5p ordinary Sale 10,603 2.4951 GBP
5p ordinary Sale 10,613 2.4841 GBP
5p ordinary Sale 11,303 2.4840 GBP
5p ordinary Sale 12,133 2.5122 GBP
5p ordinary Sale 12,143 2.4998 GBP
5p ordinary Sale 12,310 2.4918 GBP
5p ordinary Sale 13,201 2.4966 GBP
5p ordinary Sale 13,308 2.4948 GBP
5p ordinary Sale 28,225 2.4875 GBP
5p ordinary Sale 29,440 2.4843 GBP
5p ordinary Sale 39,850 2.4901 GBP
5p ordinary Sale 108,147 2.4903 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 4 2.4969 GBP
5p ordinary SWAP Long 4 2.5179 GBP
5p ordinary SWAP Long 8 2.4967 GBP
5p ordinary SWAP Long 195 2.5032 GBP
5p ordinary SWAP Long 334 2.4841 GBP
5p ordinary SWAP Long 711 2.4877 GBP
5p ordinary SWAP Long 1,081 2.4911 GBP
5p ordinary SWAP Long 1,124 2.4957 GBP
5p ordinary SWAP Long 1,553 2.4964 GBP
5p ordinary SWAP Long 2,477 2.4932 GBP
5p ordinary SWAP Long 2,966 2.4900 GBP
5p ordinary CFD Long 3,389 2.4838 GBP
5p ordinary SWAP Long 5,094 2.4927 GBP
5p ordinary SWAP Long 6,985 2.4917 GBP
5p ordinary SWAP Long 9,092 2.4839 GBP
5p ordinary CFD Long 11,303 2.4839 GBP
5p ordinary SWAP Long 13,113 2.4947 GBP
5p ordinary SWAP Long 19,129 2.4892 GBP
5p ordinary CFD Long 22,575 2.4885 GBP
5p ordinary SWAP Long 33,981 2.4901 GBP
5p ordinary SWAP Long 41,097 2.4898 GBP
5p ordinary SWAP Long 60,416 2.4920 GBP
5p ordinary SWAP Short 101 2.4860 GBP
5p ordinary SWAP Short 226 2.5079 GBP
5p ordinary SWAP Short 252 2.4839 GBP
5p ordinary SWAP Short 294 2.4811 GBP
5p ordinary SWAP Short 392 2.4840 GBP
5p ordinary SWAP Short 495 2.4877 GBP
5p ordinary SWAP Short 500 2.4885 GBP
5p ordinary SWAP Short 724 2.5007 GBP
5p ordinary SWAP Short 945 2.4980 GBP
5p ordinary SWAP Short 1,833 2.4870 GBP
5p ordinary CFD Short 10,270 2.4841 GBP
5p ordinary CFD Short 12,857 2.4840 GBP
5p ordinary SWAP Short 18,256 2.4888 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 30 Sept 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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