REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
08/10/2021 11:50
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form NATIONAL EXPRESS GROUP PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 7 Oct 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES :
disclosures in respect of any other party to the offer?
STAGECOACH GROUP PLC
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,752,332 0.29% 4,816,971 0.78%
(2) Cash-settled derivatives:
4,375,593 0.71% 1,457,168 0.24%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 6,127,925 1.00% 6,274,139 1.02%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 14 2.2921 GBP
5p ordinary Purchase 147 2.3000 GBP
5p ordinary Purchase 151 2.2941 GBP
5p ordinary Purchase 181 2.2922 GBP
5p ordinary Purchase 506 2.2960 GBP
5p ordinary Purchase 523 2.2940 GBP
5p ordinary Purchase 1,146 2.2900 GBP
5p ordinary Purchase 1,314 2.2919 GBP
5p ordinary Purchase 1,478 2.2893 GBP
5p ordinary Purchase 1,554 2.2800 GBP
5p ordinary Purchase 2,391 2.2909 GBP
5p ordinary Purchase 2,405 2.2989 GBP
5p ordinary Purchase 2,714 2.2815 GBP
5p ordinary Purchase 2,820 2.2970 GBP
5p ordinary Purchase 3,742 2.2937 GBP
5p ordinary Purchase 4,142 2.2920 GBP
5p ordinary Purchase 4,568 2.3040 GBP
5p ordinary Purchase 4,659 2.2957 GBP
5p ordinary Purchase 5,000 2.2840 GBP
5p ordinary Purchase 6,981 2.2859 GBP
5p ordinary Purchase 7,015 2.2875 GBP
5p ordinary Purchase 7,156 2.2981 GBP
5p ordinary Purchase 14,456 2.2836 GBP
5p ordinary Purchase 29,336 2.2910 GBP
5p ordinary Purchase 32,081 2.3038 GBP
5p ordinary Purchase 36,156 2.3028 GBP
5p ordinary Purchase 53,522 2.2980 GBP
5p ordinary Sale 29 2.2906 GBP
5p ordinary Sale 110 2.2922 GBP
5p ordinary Sale 721 2.2899 GBP
5p ordinary Sale 1,092 2.2960 GBP
5p ordinary Sale 1,322 2.2920 GBP
5p ordinary Sale 1,328 2.2940 GBP
5p ordinary Sale 1,577 2.2946 GBP
5p ordinary Sale 3,389 2.2910 GBP
5p ordinary Sale 3,527 2.2979 GBP
5p ordinary Sale 4,285 2.2954 GBP
5p ordinary Sale 5,180 2.2900 GBP
5p ordinary Sale 7,156 2.2982 GBP
5p ordinary Sale 8,573 2.2950 GBP
5p ordinary Sale 14,160 2.2871 GBP
5p ordinary Sale 50,834 2.2980 GBP
5p ordinary Sale 153,428 2.2972 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 23 2.2919 GBP
5p ordinary SWAP Long 29 2.2905 GBP
5p ordinary SWAP Long 110 2.2923 GBP
5p ordinary SWAP Long 721 2.2899 GBP
5p ordinary SWAP Long 1,577 2.2946 GBP
5p ordinary SWAP Long 1,717 2.2937 GBP
5p ordinary SWAP Long 3,527 2.2979 GBP
5p ordinary SWAP Long 25,224 2.2930 GBP
5p ordinary SWAP Long 27,143 2.2964 GBP
5p ordinary SWAP Long 41,430 2.2970 GBP
5p ordinary CFD Long 45,057 2.2980 GBP
5p ordinary CFD Long 79,318 2.2978 GBP
5p ordinary SWAP Short 18 2.2892 GBP
5p ordinary SWAP Short 33 2.2917 GBP
5p ordinary SWAP Short 55 2.2901 GBP
5p ordinary SWAP Short 56 2.2957 GBP
5p ordinary SWAP Short 78 2.2961 GBP
5p ordinary SWAP Short 100 2.2982 GBP
5p ordinary SWAP Short 110 2.2918 GBP
5p ordinary SWAP Short 123 2.2873 GBP
5p ordinary SWAP Short 133 2.2924 GBP
5p ordinary SWAP Short 151 2.2942 GBP
5p ordinary SWAP Short 211 2.2912 GBP
5p ordinary SWAP Short 251 2.2919 GBP
5p ordinary SWAP Short 301 2.2922 GBP
5p ordinary SWAP Short 344 2.2921 GBP
5p ordinary SWAP Short 457 2.2874 GBP
5p ordinary SWAP Short 632 2.2958 GBP
5p ordinary SWAP Short 896 2.2909 GBP
5p ordinary SWAP Short 1,010 2.2775 GBP
5p ordinary SWAP Short 1,141 2.2908 GBP
5p ordinary SWAP Short 1,146 2.2900 GBP
5p ordinary SWAP Short 1,460 2.2893 GBP
5p ordinary SWAP Short 1,967 2.2876 GBP
5p ordinary CFD Short 2,023 2.2943 GBP
5p ordinary SWAP Short 2,553 2.3029 GBP
5p ordinary SWAP Short 2,759 2.2969 GBP
5p ordinary SWAP Short 3,893 2.2956 GBP
5p ordinary SWAP Short 4,365 2.2920 GBP
5p ordinary SWAP Short 4,468 2.2875 GBP
5p ordinary CFD Short 5,000 2.2842 GBP
5p ordinary SWAP Short 5,461 2.2793 GBP
5p ordinary SWAP Short 6,446 2.2858 GBP
5p ordinary SWAP Short 21,858 2.2980 GBP
5p ordinary SWAP Short 29,538 2.2910 GBP
5p ordinary CFD Short 31,664 2.2979 GBP
5p ordinary SWAP Short 33,603 2.3028 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 8 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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