REG-BARCLAYS PLC FORM 8.3 - NATIONAL EXPRESS GROUP PLC
12/10/2021 11:40
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20211012:nBw7JBV8Da&default-theme=true
FORM 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 11 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,719,564 0.28% 4,850,437 0.79%
(2) Cash-settled derivatives:
4,421,854 0.72% 1,448,489 0.24%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 6,141,418 1.00% 6,298,926 1.03%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 1,119 2.3664 GBP
5p ordinary Purchase 1,528 2.3660 GBP
5p ordinary Purchase 1,640 2.3644 GBP
5p ordinary Purchase 2,054 2.3638 GBP
5p ordinary Purchase 2,085 2.3680 GBP
5p ordinary Purchase 2,250 2.3436 GBP
5p ordinary Purchase 2,839 2.3650 GBP
5p ordinary Purchase 4,506 2.3648 GBP
5p ordinary Purchase 5,270 2.3549 GBP
5p ordinary Purchase 6,253 2.3503 GBP
5p ordinary Purchase 13,255 2.3524 GBP
5p ordinary Purchase 19,070 2.3502 GBP
5p ordinary Purchase 21,684 2.3512 GBP
5p ordinary Purchase 22,743 2.3740 GBP
5p ordinary Sale 34 2.3576 GBP
5p ordinary Sale 84 2.3479 GBP
5p ordinary Sale 95 2.3518 GBP
5p ordinary Sale 156 2.3704 GBP
5p ordinary Sale 216 2.3200 GBP
5p ordinary Sale 271 2.3240 GBP
5p ordinary Sale 379 2.3588 GBP
5p ordinary Sale 433 2.3521 GBP
5p ordinary Sale 807 2.3612 GBP
5p ordinary Sale 1,905 2.3582 GBP
5p ordinary Sale 2,839 2.3650 GBP
5p ordinary Sale 2,901 2.3557 GBP
5p ordinary Sale 3,021 2.3257 GBP
5p ordinary Sale 3,438 2.3554 GBP
5p ordinary Sale 9,759 2.3740 GBP
5p ordinary Sale 11,673 2.3741 GBP
5p ordinary Sale 18,404 2.3504 GBP
5p ordinary Sale 41,296 2.3665 GBP
5p ordinary Sale 46,052 2.3700 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 34 2.3577 GBP
5p ordinary SWAP Long 84 2.3478 GBP
5p ordinary SWAP Long 95 2.3518 GBP
5p ordinary SWAP Long 156 2.3704 GBP
5p ordinary SWAP Long 433 2.3521 GBP
5p ordinary SWAP Long 866 2.3382 GBP
5p ordinary SWAP Long 1,905 2.3582 GBP
5p ordinary SWAP Long 2,827 2.3358 GBP
5p ordinary SWAP Long 3,007 2.3500 GBP
5p ordinary CFD Long 6,853 2.3739 GBP
5p ordinary SWAP Long 8,414 2.3621 GBP
5p ordinary SWAP Long 9,990 2.3405 GBP
5p ordinary SWAP Long 20,328 2.3708 GBP
5p ordinary SWAP Long 22,280 2.3653 GBP
5p ordinary SWAP Long 46,052 2.3700 GBP
5p ordinary SWAP Short 3 2.3490 GBP
5p ordinary SWAP Short 5 2.3546 GBP
5p ordinary SWAP Short 5 2.3652 GBP
5p ordinary SWAP Short 14 2.3492 GBP
5p ordinary SWAP Short 16 2.3671 GBP
5p ordinary SWAP Short 20 2.3523 GBP
5p ordinary SWAP Short 53 2.3667 GBP
5p ordinary SWAP Short 88 2.3464 GBP
5p ordinary SWAP Short 89 2.3496 GBP
5p ordinary SWAP Short 97 2.3469 GBP
5p ordinary SWAP Short 110 2.3642 GBP
5p ordinary SWAP Short 110 2.3658 GBP
5p ordinary SWAP Short 117 2.3666 GBP
5p ordinary SWAP Short 130 2.3649 GBP
5p ordinary SWAP Short 168 2.3645 GBP
5p ordinary SWAP Short 209 2.3441 GBP
5p ordinary SWAP Short 212 2.3638 GBP
5p ordinary SWAP Short 271 2.3536 GBP
5p ordinary SWAP Short 348 2.3665 GBP
5p ordinary SWAP Short 420 2.3520 GBP
5p ordinary SWAP Short 479 2.3650 GBP
5p ordinary SWAP Short 580 2.3664 GBP
5p ordinary SWAP Short 622 2.3460 GBP
5p ordinary SWAP Short 627 2.3640 GBP
5p ordinary SWAP Short 669 2.3470 GBP
5p ordinary SWAP Short 713 2.3525 GBP
5p ordinary SWAP Short 1,029 2.3507 GBP
5p ordinary SWAP Short 1,040 2.3639 GBP
5p ordinary SWAP Short 1,295 2.3527 GBP
5p ordinary SWAP Short 1,335 2.3644 GBP
5p ordinary SWAP Short 1,528 2.3660 GBP
5p ordinary SWAP Short 1,763 2.3648 GBP
5p ordinary SWAP Short 1,889 2.3357 GBP
5p ordinary SWAP Short 1,905 2.3502 GBP
5p ordinary SWAP Short 1,938 2.3432 GBP
5p ordinary SWAP Short 2,085 2.3680 GBP
5p ordinary SWAP Short 2,198 2.3647 GBP
5p ordinary SWAP Short 3,381 2.3656 GBP
5p ordinary SWAP Short 6,605 2.3509 GBP
5p ordinary SWAP Short 6,931 2.3423 GBP
5p ordinary SWAP Short 10,210 2.3528 GBP
5p ordinary SWAP Short 11,070 2.3740 GBP
5p ordinary SWAP Short 12,517 2.3598 GBP
5p ordinary SWAP Short 15,006 2.3503 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 12 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52505704&newsitemid=20211012005564&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=6e56e3c98c46c7dec25eff3084e5db6e)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211012005564/en/
(https://www.businesswire.com/news/home/20211012005564/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Inter-American Dev - Issue of Debt
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
AnnouncementREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC
AnnouncementREG - Barclays PLC British Land Co PLC - Form 8.3 BRITISH LAND COMPANY PLC, THE
AnnouncementREG - Barclays PLC Kitwave Group PLC - Form 8.3 KITWAVE GROUP PLC
Announcement