REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
13/10/2021 12:10
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 12 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,662,536 0.27% 4,898,181 0.80%
(2) Cash-settled derivatives:
4,507,535 0.73% 1,430,014 0.23%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,170,071 1.00% 6,328,195 1.03%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 43 2.3597 GBP
5p ordinary Purchase 772 2.3480 GBP
5p ordinary Purchase 807 2.3380 GBP
5p ordinary Purchase 1,267 2.3340 GBP
5p ordinary Purchase 1,271 2.3422 GBP
5p ordinary Purchase 1,650 2.3417 GBP
5p ordinary Purchase 1,776 2.3383 GBP
5p ordinary Purchase 1,792 2.3499 GBP
5p ordinary Purchase 2,738 2.3416 GBP
5p ordinary Purchase 4,492 2.3454 GBP
5p ordinary Purchase 4,585 2.3444 GBP
5p ordinary Purchase 6,572 2.3403 GBP
5p ordinary Purchase 10,681 2.3452 GBP
5p ordinary Purchase 13,891 2.3580 GBP
5p ordinary Purchase 17,338 2.3433 GBP
5p ordinary Purchase 18,813 2.3400 GBP
5p ordinary Sale 43 2.3600 GBP
5p ordinary Sale 110 2.3740 GBP
5p ordinary Sale 772 2.3480 GBP
5p ordinary Sale 2,136 2.3366 GBP
5p ordinary Sale 2,290 2.3445 GBP
5p ordinary Sale 3,288 2.3581 GBP
5p ordinary Sale 3,848 2.3429 GBP
5p ordinary Sale 3,993 2.3433 GBP
5p ordinary Sale 4,574 2.3482 GBP
5p ordinary Sale 5,170 2.3483 GBP
5p ordinary Sale 5,520 2.3340 GBP
5p ordinary Sale 6,162 2.3360 GBP
5p ordinary Sale 6,933 2.3400 GBP
5p ordinary Sale 15,454 2.3461 GBP
5p ordinary Sale 26,685 2.3580 GBP
5p ordinary Sale 106,282 2.3554 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 1,463 2.3340 GBP
5p ordinary SWAP Long 1,965 2.3401 GBP
5p ordinary CFD Long 2,136 2.3366 GBP
5p ordinary CFD Long 3,848 2.3429 GBP
5p ordinary SWAP Long 4,197 2.3341 GBP
5p ordinary CFD Long 5,170 2.3483 GBP
5p ordinary CFD Long 13,030 2.3648 GBP
5p ordinary SWAP Long 13,171 2.3409 GBP
5p ordinary CFD Long 15,454 2.3460 GBP
5p ordinary SWAP Long 17,672 2.3539 GBP
5p ordinary SWAP Long 18,909 2.3407 GBP
5p ordinary CFD Long 19,845 2.3647 GBP
5p ordinary CFD Long 25,147 2.3580 GBP
5p ordinary SWAP Long 38,569 2.3551 GBP
5p ordinary SWAP Short 2 2.3433 GBP
5p ordinary SWAP Short 7 2.3369 GBP
5p ordinary SWAP Short 7 2.3370 GBP
5p ordinary SWAP Short 7 2.3387 GBP
5p ordinary SWAP Short 15 2.3375 GBP
5p ordinary SWAP Short 27 2.3499 GBP
5p ordinary SWAP Short 34 2.3409 GBP
5p ordinary SWAP Short 36 2.3361 GBP
5p ordinary SWAP Short 50 2.3390 GBP
5p ordinary SWAP Short 80 2.3506 GBP
5p ordinary SWAP Short 100 2.3372 GBP
5p ordinary SWAP Short 126 2.3438 GBP
5p ordinary SWAP Short 178 2.3511 GBP
5p ordinary SWAP Short 228 2.3415 GBP
5p ordinary SWAP Short 232 2.3411 GBP
5p ordinary SWAP Short 251 2.3444 GBP
5p ordinary SWAP Short 263 2.3403 GBP
5p ordinary SWAP Short 397 2.3439 GBP
5p ordinary SWAP Short 584 2.3405 GBP
5p ordinary SWAP Short 782 2.3452 GBP
5p ordinary SWAP Short 991 2.3401 GBP
5p ordinary SWAP Short 1,027 2.3398 GBP
5p ordinary SWAP Short 1,086 2.3447 GBP
5p ordinary SWAP Short 1,267 2.3340 GBP
5p ordinary SWAP Short 1,271 2.3422 GBP
5p ordinary SWAP Short 1,500 2.3498 GBP
5p ordinary SWAP Short 1,650 2.3417 GBP
5p ordinary SWAP Short 1,776 2.3383 GBP
5p ordinary SWAP Short 2,508 2.3416 GBP
5p ordinary SWAP Short 3,504 2.3459 GBP
5p ordinary CFD Short 3,744 2.3579 GBP
5p ordinary SWAP Short 3,754 2.3445 GBP
5p ordinary SWAP Short 5,239 2.3443 GBP
5p ordinary SWAP Short 5,580 2.3404 GBP
5p ordinary SWAP Short 5,827 2.3580 GBP
5p ordinary SWAP Short 8,547 2.3454 GBP
5p ordinary SWAP Short 10,449 2.3400 GBP
5p ordinary SWAP Short 13,294 2.3428 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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