REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
19/10/2021 18:05
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,617,451 0.26% 5,093,706 0.83%
(2) Cash-settled derivatives:
4,668,360 0.76% 1,328,349 0.22%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,285,811 1.02% 6,422,055 1.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 90 2.2660 GBP
5p ordinary Purchase 257 2.2760 GBP
5p ordinary Purchase 387 2.2766 GBP
5p ordinary Purchase 517 2.2820 GBP
5p ordinary Purchase 727 2.2780 GBP
5p ordinary Purchase 819 2.2870 GBP
5p ordinary Purchase 1,171 2.2814 GBP
5p ordinary Purchase 3,360 2.2693 GBP
5p ordinary Purchase 3,912 2.2763 GBP
5p ordinary Purchase 4,330 2.2909 GBP
5p ordinary Purchase 5,593 2.2801 GBP
5p ordinary Purchase 7,142 2.3064 GBP
5p ordinary Purchase 8,096 2.2979 GBP
5p ordinary Purchase 8,545 2.2779 GBP
5p ordinary Purchase 11,599 2.2863 GBP
5p ordinary Purchase 13,067 2.2902 GBP
5p ordinary Purchase 14,599 2.2810 GBP
5p ordinary Purchase 18,431 2.2783 GBP
5p ordinary Purchase 27,376 2.2831 GBP
5p ordinary Purchase 30,722 2.2753 GBP
5p ordinary Purchase 38,035 2.2720 GBP
5p ordinary Sale 169 2.2789 GBP
5p ordinary Sale 186 2.2941 GBP
5p ordinary Sale 257 2.2760 GBP
5p ordinary Sale 406 2.2762 GBP
5p ordinary Sale 517 2.2702 GBP
5p ordinary Sale 517 2.3520 GBP
5p ordinary Sale 1,034 2.2862 GBP
5p ordinary Sale 2,186 2.2860 GBP
5p ordinary Sale 2,556 2.2888 GBP
5p ordinary Sale 3,005 2.2720 GBP
5p ordinary Sale 3,118 2.2721 GBP
5p ordinary Sale 3,311 2.2854 GBP
5p ordinary Sale 3,870 2.2830 GBP
5p ordinary Sale 4,217 2.3113 GBP
5p ordinary Sale 7,141 2.2896 GBP
5p ordinary Sale 7,475 2.2600 GBP
5p ordinary Sale 18,198 2.2866 GBP
5p ordinary Sale 22,286 2.2783 GBP
5p ordinary Sale 24,397 2.2850 GBP
5p ordinary Sale 29,663 2.2809 GBP
5p ordinary Sale 95,527 2.2846 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 38 2.2939 GBP
5p ordinary SWAP Long 148 2.2942 GBP
5p ordinary SWAP Long 200 2.2769 GBP
5p ordinary CFD Long 3,005 2.2720 GBP
5p ordinary SWAP Long 4,819 2.2803 GBP
5p ordinary CFD Long 11,192 2.3170 GBP
5p ordinary SWAP Long 26,265 2.2830 GBP
5p ordinary SWAP Long 32,734 2.2814 GBP
5p ordinary SWAP Long 46,173 2.2827 GBP
5p ordinary SWAP Short 90 2.2660 GBP
5p ordinary SWAP Short 1,625 2.2870 GBP
5p ordinary SWAP Short 2,904 2.3123 GBP
5p ordinary SWAP Short 3,457 2.2942 GBP
5p ordinary SWAP Short 4,238 2.3024 GBP
5p ordinary SWAP Short 6,831 2.2774 GBP
5p ordinary SWAP Short 8,604 2.2737 GBP
5p ordinary SWAP Short 13,721 2.2720 GBP
5p ordinary CFD Short 20,766 2.2850 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52511899&newsitemid=20211019006036&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=73e5dd7d2abc771c948961a385fe10a8)
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