REG-BARCLAYS PLC Form 8.3 - National Express Group plc
22/10/2021 11:20
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Form 8.3 - National Express Group plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 21 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,944,848 0.32% 5,042,615 0.82%
(2) Cash-settled derivatives:
4,562,793 0.74% 1,639,904 0.27%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,507,641 1.06% 6,682,519 1.09%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 74 2.2240 GBP
5p ordinary Purchase 90 2.1814 GBP
5p ordinary Purchase 148 2.2160 GBP
5p ordinary Purchase 397 2.1927 GBP
5p ordinary Purchase 541 2.1990 GBP
5p ordinary Purchase 934 2.2323 GBP
5p ordinary Purchase 1,239 2.2015 GBP
5p ordinary Purchase 1,391 2.1700 GBP
5p ordinary Purchase 2,837 2.1836 GBP
5p ordinary Purchase 2,902 2.1905 GBP
5p ordinary Purchase 4,579 2.1884 GBP
5p ordinary Purchase 4,959 2.2246 GBP
5p ordinary Purchase 5,085 2.2117 GBP
5p ordinary Purchase 6,255 2.1918 GBP
5p ordinary Purchase 8,878 2.1995 GBP
5p ordinary Purchase 10,146 2.1954 GBP
5p ordinary Purchase 27,049 2.1907 GBP
5p ordinary Purchase 104,580 2.1840 GBP
5p ordinary Purchase 108,820 2.1919 GBP
5p ordinary Sale 25 2.1919 GBP
5p ordinary Sale 148 2.2160 GBP
5p ordinary Sale 259 2.1702 GBP
5p ordinary Sale 336 2.1940 GBP
5p ordinary Sale 696 2.1863 GBP
5p ordinary Sale 826 2.1880 GBP
5p ordinary Sale 978 2.2082 GBP
5p ordinary Sale 1,094 2.1840 GBP
5p ordinary Sale 1,318 2.2233 GBP
5p ordinary Sale 1,334 2.1701 GBP
5p ordinary Sale 1,756 2.1958 GBP
5p ordinary Sale 2,000 2.2310 GBP
5p ordinary Sale 2,134 2.1924 GBP
5p ordinary Sale 2,494 2.2346 GBP
5p ordinary Sale 3,872 2.2151 GBP
5p ordinary Sale 5,567 2.1882 GBP
5p ordinary Sale 7,838 2.1988 GBP
5p ordinary Sale 12,064 2.1908 GBP
5p ordinary Sale 14,009 2.1926 GBP
5p ordinary Sale 18,169 2.1700 GBP
5p ordinary Sale 23,923 2.1811 GBP
5p ordinary Sale 28,068 2.1892 GBP
5p ordinary Sale 48,222 2.1946 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 83 2.2071 GBP
5p ordinary SWAP Long 583 2.2279 GBP
5p ordinary SWAP Long 1,318 2.2233 GBP
5p ordinary SWAP Long 2,134 2.1924 GBP
5p ordinary SWAP Long 2,494 2.2346 GBP
5p ordinary SWAP Long 2,890 2.1878 GBP
5p ordinary SWAP Long 5,271 2.1936 GBP
5p ordinary SWAP Long 6,390 2.1906 GBP
5p ordinary CFD Long 11,896 2.1700 GBP
5p ordinary CFD Short 90 2.1814 GBP
5p ordinary SWAP Short 615 2.2020 GBP
5p ordinary CFD Short 934 2.2323 GBP
5p ordinary CFD Short 1,383 2.1700 GBP
5p ordinary SWAP Short 1,596 2.1863 GBP
5p ordinary SWAP Short 2,213 2.2031 GBP
5p ordinary SWAP Short 2,631 2.2021 GBP
5p ordinary SWAP Short 4,042 2.1856 GBP
5p ordinary SWAP Short 4,579 2.1884 GBP
5p ordinary SWAP Short 4,632 2.1997 GBP
5p ordinary SWAP Short 7,157 2.1700 GBP
5p ordinary CFD Short 18,997 2.1701 GBP
5p ordinary SWAP Short 24,928 2.1985 GBP
5p ordinary CFD Short 27,592 2.2068 GBP
5p ordinary SWAP Short 46,689 2.1780 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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