REG-BARCLAYS PLC FORM 8.3 - NATIONAL EXPRESS GROUP PLC
25/10/2021 12:15
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FORM 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 22 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,409,431 0.23% 5,064,969 0.82%
(2) Cash-settled derivatives:
4,630,370 0.75% 1,168,523 0.19%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,039,801 0.98% 6,233,492 1.02%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 86 2.2218 GBP
5p ordinary Purchase 179 2.2289 GBP
5p ordinary Purchase 553 2.1860 GBP
5p ordinary Purchase 594 2.1663 GBP
5p ordinary Purchase 3,601 2.2123 GBP
5p ordinary Purchase 3,985 2.2201 GBP
5p ordinary Purchase 5,040 2.2264 GBP
5p ordinary Purchase 19,719 2.2214 GBP
5p ordinary Purchase 24,729 2.1847 GBP
5p ordinary Sale 4 2.2300 GBP
5p ordinary Sale 7 2.1811 GBP
5p ordinary Sale 9 2.2480 GBP
5p ordinary Sale 11 2.2034 GBP
5p ordinary Sale 17 2.1798 GBP
5p ordinary Sale 42 2.2452 GBP
5p ordinary Sale 56 2.1702 GBP
5p ordinary Sale 573 2.2280 GBP
5p ordinary Sale 788 2.2240 GBP
5p ordinary Sale 1,830 2.2441 GBP
5p ordinary Sale 2,444 2.2151 GBP
5p ordinary Sale 2,707 2.2121 GBP
5p ordinary Sale 4,229 2.1680 GBP
5p ordinary Sale 4,759 2.2460 GBP
5p ordinary Sale 4,804 2.2436 GBP
5p ordinary Sale 5,638 2.2190 GBP
5p ordinary Sale 7,914 2.2358 GBP
5p ordinary Sale 8,219 2.2037 GBP
5p ordinary Sale 8,376 2.2176 GBP
5p ordinary Sale 9,912 2.2146 GBP
5p ordinary Sale 24,040 2.2440 GBP
5p ordinary Sale 144,302 2.2315 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 2,707 2.2121 GBP
5p ordinary SWAP Long 4,622 2.1828 GBP
5p ordinary SWAP Long 5,290 2.2424 GBP
5p ordinary CFD Long 6,284 2.2176 GBP
5p ordinary SWAP Long 8,219 2.2037 GBP
5p ordinary SWAP Long 11,786 2.2440 GBP
5p ordinary CFD Long 12,254 2.2440 GBP
5p ordinary SWAP Long 19,039 2.2033 GBP
5p ordinary SWAP Long 23,085 2.2285 GBP
5p ordinary SWAP Long 26,066 2.2180 GBP
5p ordinary SWAP Long 41,198 2.2302 GBP
5p ordinary CFD Long 54,076 2.2438 GBP
5p ordinary CFD Short 179 2.2289 GBP
5p ordinary SWAP Short 538 2.1660 GBP
5p ordinary SWAP Short 715 2.1894 GBP
5p ordinary SWAP Short 2,708 2.1970 GBP
5p ordinary SWAP Short 3,887 2.2060 GBP
5p ordinary SWAP Short 5,040 2.2264 GBP
5p ordinary SWAP Short 8,479 2.2184 GBP
5p ordinary SWAP Short 10,239 2.2288 GBP
5p ordinary CFD Short 24,729 2.1847 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 25 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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