REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
28/10/2021 12:40
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 27 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,640,336 0.27% 5,089,969 0.83%
(2) Cash-settled derivatives:
4,612,809 0.75% 1,408,969 0.23%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,253,145 1.02% 6,498,938 1.06%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 30 2.2982 GBP
5p ordinary Purchase 79 2.2977 GBP
5p ordinary Purchase 114 2.3152 GBP
5p ordinary Purchase 391 2.3122 GBP
5p ordinary Purchase 498 2.3060 GBP
5p ordinary Purchase 516 2.3057 GBP
5p ordinary Purchase 529 2.3140 GBP
5p ordinary Purchase 909 2.3054 GBP
5p ordinary Purchase 1,032 2.3137 GBP
5p ordinary Purchase 1,049 2.3080 GBP
5p ordinary Purchase 1,452 2.3111 GBP
5p ordinary Purchase 3,080 2.3070 GBP
5p ordinary Purchase 3,682 2.3051 GBP
5p ordinary Purchase 3,775 2.3120 GBP
5p ordinary Purchase 4,109 2.3113 GBP
5p ordinary Purchase 4,552 2.3031 GBP
5p ordinary Purchase 5,917 2.3044 GBP
5p ordinary Purchase 9,180 2.2958 GBP
5p ordinary Purchase 10,240 2.3052 GBP
5p ordinary Purchase 12,006 2.3030 GBP
5p ordinary Purchase 12,986 2.2960 GBP
5p ordinary Purchase 13,563 2.3010 GBP
5p ordinary Purchase 14,229 2.3100 GBP
5p ordinary Purchase 20,494 2.3027 GBP
5p ordinary Purchase 36,919 2.3220 GBP
5p ordinary Purchase 41,530 2.3099 GBP
5p ordinary Sale 52 2.3009 GBP
5p ordinary Sale 318 2.3137 GBP
5p ordinary Sale 394 2.3160 GBP
5p ordinary Sale 516 2.3000 GBP
5p ordinary Sale 516 2.3100 GBP
5p ordinary Sale 791 2.3078 GBP
5p ordinary Sale 1,032 2.3050 GBP
5p ordinary Sale 1,677 2.3140 GBP
5p ordinary Sale 1,718 2.3060 GBP
5p ordinary Sale 2,082 2.3087 GBP
5p ordinary Sale 2,366 2.3071 GBP
5p ordinary Sale 2,530 2.3044 GBP
5p ordinary Sale 2,718 2.3049 GBP
5p ordinary Sale 2,832 2.3132 GBP
5p ordinary Sale 2,903 2.3020 GBP
5p ordinary Sale 3,152 2.3095 GBP
5p ordinary Sale 4,007 2.3063 GBP
5p ordinary Sale 4,451 2.3038 GBP
5p ordinary Sale 5,064 2.3021 GBP
5p ordinary Sale 6,752 2.3068 GBP
5p ordinary Sale 6,757 2.3220 GBP
5p ordinary Sale 7,256 2.3075 GBP
5p ordinary Sale 7,591 2.2998 GBP
5p ordinary Sale 10,433 2.2967 GBP
5p ordinary Sale 10,654 2.3030 GBP
5p ordinary Sale 33,640 2.3051 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 394 2.3160 GBP
5p ordinary SWAP Long 791 2.3078 GBP
5p ordinary SWAP Long 843 2.3131 GBP
5p ordinary SWAP Long 1,989 2.3132 GBP
5p ordinary SWAP Long 2,082 2.3087 GBP
5p ordinary SWAP Long 2,530 2.3044 GBP
5p ordinary SWAP Long 2,545 2.3005 GBP
5p ordinary SWAP Long 4,007 2.3063 GBP
5p ordinary CFD Long 6,757 2.3219 GBP
5p ordinary SWAP Long 7,227 2.3099 GBP
5p ordinary CFD Long 7,591 2.2998 GBP
5p ordinary CFD Long 10,409 2.3022 GBP
5p ordinary SWAP Long 10,654 2.3030 GBP
5p ordinary SWAP Long 10,985 2.3094 GBP
5p ordinary SWAP Long 18,365 2.3042 GBP
5p ordinary SWAP Short 567 2.3101 GBP
5p ordinary SWAP Short 1,000 2.3120 GBP
5p ordinary SWAP Short 1,054 2.3128 GBP
5p ordinary SWAP Short 1,239 2.3078 GBP
5p ordinary SWAP Short 2,240 2.3000 GBP
5p ordinary SWAP Short 2,270 2.3010 GBP
5p ordinary CFD Short 2,778 2.2960 GBP
5p ordinary SWAP Short 3,767 2.3074 GBP
5p ordinary SWAP Short 3,968 2.2954 GBP
5p ordinary SWAP Short 4,060 2.2960 GBP
5p ordinary SWAP Short 5,817 2.3098 GBP
5p ordinary SWAP Short 12,006 2.3030 GBP
5p ordinary CFD Short 21,113 2.3056 GBP
5p ordinary CFD Short 36,919 2.3220 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52517363&newsitemid=20211028005611&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=abea4f6c0af61076dca4ae1e2f2fc0c9)
.
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