REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
29/10/2021 15:05
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form NATIONAL EXPRESS GROUP PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 28 Oct 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES : STAGECOACH GROUP PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,665,717 0.27% 5,102,828 0.83%
(2) Cash-settled derivatives:
4,594,564 0.75% 1,401,062 0.23%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 6,260,281 1.02% 6,503,890 1.06%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 35 2.3450 GBP
5p ordinary Purchase 62 2.3400 GBP
5p ordinary Purchase 199 2.3460 GBP
5p ordinary Purchase 303 2.3350 GBP
5p ordinary Purchase 381 2.3257 GBP
5p ordinary Purchase 408 2.3474 GBP
5p ordinary Purchase 475 2.3077 GBP
5p ordinary Purchase 653 2.3377 GBP
5p ordinary Purchase 838 2.3436 GBP
5p ordinary Purchase 1,299 2.3500 GBP
5p ordinary Purchase 1,535 2.3519 GBP
5p ordinary Purchase 1,668 2.3467 GBP
5p ordinary Purchase 1,725 2.3417 GBP
5p ordinary Purchase 1,806 2.3418 GBP
5p ordinary Purchase 2,184 2.3080 GBP
5p ordinary Purchase 2,552 2.3290 GBP
5p ordinary Purchase 2,728 2.3477 GBP
5p ordinary Purchase 3,541 2.3430 GBP
5p ordinary Purchase 3,873 2.3390 GBP
5p ordinary Purchase 3,906 2.3440 GBP
5p ordinary Purchase 4,797 2.3150 GBP
5p ordinary Purchase 5,354 2.3402 GBP
5p ordinary Purchase 5,492 2.3186 GBP
5p ordinary Purchase 6,391 2.3299 GBP
5p ordinary Purchase 12,500 2.2914 GBP
5p ordinary Purchase 13,286 2.3480 GBP
5p ordinary Purchase 17,066 2.3328 GBP
5p ordinary Purchase 17,393 2.3427 GBP
5p ordinary Purchase 70,088 2.3388 GBP
5p ordinary Sale 99 2.3098 GBP
5p ordinary Sale 181 2.3445 GBP
5p ordinary Sale 268 2.3283 GBP
5p ordinary Sale 273 2.3492 GBP
5p ordinary Sale 318 2.3481 GBP
5p ordinary Sale 372 2.3196 GBP
5p ordinary Sale 411 2.3457 GBP
5p ordinary Sale 497 2.3479 GBP
5p ordinary Sale 636 2.3483 GBP
5p ordinary Sale 646 2.3071 GBP
5p ordinary Sale 789 2.3024 GBP
5p ordinary Sale 1,299 2.3500 GBP
5p ordinary Sale 1,390 2.3460 GBP
5p ordinary Sale 1,473 2.3450 GBP
5p ordinary Sale 1,515 2.3440 GBP
5p ordinary Sale 1,538 2.3421 GBP
5p ordinary Sale 2,366 2.2987 GBP
5p ordinary Sale 2,551 2.3338 GBP
5p ordinary Sale 3,372 2.3103 GBP
5p ordinary Sale 4,151 2.3016 GBP
5p ordinary Sale 4,482 2.3252 GBP
5p ordinary Sale 6,336 2.3061 GBP
5p ordinary Sale 6,792 2.3411 GBP
5p ordinary Sale 8,397 2.3380 GBP
5p ordinary Sale 9,661 2.3306 GBP
5p ordinary Sale 13,391 2.2945 GBP
5p ordinary Sale 14,602 2.3150 GBP
5p ordinary Sale 36,976 2.3428 GBP
5p ordinary Sale 45,234 2.3101 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 15 2.3172 GBP
5p ordinary SWAP Long 20 2.3444 GBP
5p ordinary SWAP Long 34 2.3495 GBP
5p ordinary SWAP Long 35 2.3275 GBP
5p ordinary SWAP Long 36 2.3284 GBP
5p ordinary SWAP Long 44 2.3195 GBP
5p ordinary SWAP Long 78 2.3484 GBP
5p ordinary SWAP Long 84 2.3079 GBP
5p ordinary SWAP Long 84 2.3084 GBP
5p ordinary SWAP Long 161 2.3445 GBP
5p ordinary SWAP Long 232 2.3283 GBP
5p ordinary SWAP Long 239 2.3491 GBP
5p ordinary SWAP Long 328 2.3196 GBP
5p ordinary SWAP Long 497 2.3479 GBP
5p ordinary SWAP Long 558 2.3483 GBP
5p ordinary SWAP Long 562 2.3070 GBP
5p ordinary SWAP Long 1,603 2.3398 GBP
5p ordinary SWAP Long 4,447 2.3252 GBP
5p ordinary CFD Long 4,603 2.3471 GBP
5p ordinary SWAP Long 4,685 2.3093 GBP
5p ordinary SWAP Long 4,707 2.3182 GBP
5p ordinary CFD Long 8,397 2.3380 GBP
5p ordinary SWAP Long 8,673 2.3024 GBP
5p ordinary SWAP Long 9,093 2.3379 GBP
5p ordinary SWAP Long 12,999 2.3119 GBP
5p ordinary CFD Long 28,098 2.2964 GBP
5p ordinary SWAP Short 838 2.3436 GBP
5p ordinary SWAP Short 1,082 2.3581 GBP
5p ordinary SWAP Short 1,181 2.3118 GBP
5p ordinary SWAP Short 1,668 2.3467 GBP
5p ordinary SWAP Short 2,716 2.3361 GBP
5p ordinary SWAP Short 4,787 2.3206 GBP
5p ordinary SWAP Short 5,120 2.3363 GBP
5p ordinary CFD Short 12,968 2.3479 GBP
5p ordinary CFD Short 21,247 2.3350 GBP
5p ordinary CFD Short 23,633 2.3481 GBP
5p ordinary SWAP Short 25,410 2.3305 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 29 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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