REG-BARCLAYS PLC Form 8.3 - National Express Group plc
01/11/2021 10:40
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Form 8.3 - National Express Group plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 29 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,596,586 0.26% 5,123,108 0.83%
(2) Cash-settled derivatives:
4,605,300 0.75% 1,320,563 0.22%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,201,886 1.01% 6,443,671 1.05%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 16 2.3600 GBP
5p ordinary Purchase 24 2.3660 GBP
5p ordinary Purchase 40 2.3483 GBP
5p ordinary Purchase 517 2.3297 GBP
5p ordinary Purchase 803 2.2945 GBP
5p ordinary Purchase 1,069 2.2856 GBP
5p ordinary Purchase 1,203 2.3359 GBP
5p ordinary Purchase 1,606 2.2920 GBP
5p ordinary Purchase 2,867 2.2866 GBP
5p ordinary Purchase 5,060 2.3180 GBP
5p ordinary Purchase 7,209 2.2860 GBP
5p ordinary Purchase 15,546 2.2999 GBP
5p ordinary Sale 7 2.3285 GBP
5p ordinary Sale 9 2.3488 GBP
5p ordinary Sale 25 2.3520 GBP
5p ordinary Sale 59 2.3223 GBP
5p ordinary Sale 64 2.3632 GBP
5p ordinary Sale 92 2.3121 GBP
5p ordinary Sale 107 2.3136 GBP
5p ordinary Sale 114 2.2920 GBP
5p ordinary Sale 133 2.3496 GBP
5p ordinary Sale 180 2.3081 GBP
5p ordinary Sale 200 2.3040 GBP
5p ordinary Sale 202 2.2983 GBP
5p ordinary Sale 333 2.3221 GBP
5p ordinary Sale 410 2.3067 GBP
5p ordinary Sale 456 2.2859 GBP
5p ordinary Sale 1,569 2.3107 GBP
5p ordinary Sale 1,623 2.3171 GBP
5p ordinary Sale 1,879 2.2984 GBP
5p ordinary Sale 2,143 2.3160 GBP
5p ordinary Sale 2,237 2.3355 GBP
5p ordinary Sale 2,438 2.3020 GBP
5p ordinary Sale 2,843 2.2861 GBP
5p ordinary Sale 7,665 2.3209 GBP
5p ordinary Sale 10,083 2.3133 GBP
5p ordinary Sale 16,295 2.3085 GBP
5p ordinary Sale 74,205 2.3213 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 7 2.3246 GBP
5p ordinary SWAP Long 7 2.3277 GBP
5p ordinary SWAP Long 9 2.3159 GBP
5p ordinary SWAP Long 12 2.3117 GBP
5p ordinary SWAP Long 18 2.3488 GBP
5p ordinary SWAP Long 41 2.3216 GBP
5p ordinary SWAP Long 83 2.3116 GBP
5p ordinary SWAP Long 95 2.3138 GBP
5p ordinary SWAP Long 115 2.3497 GBP
5p ordinary SWAP Long 180 2.3080 GBP
5p ordinary SWAP Long 292 2.3221 GBP
5p ordinary SWAP Long 410 2.3067 GBP
5p ordinary SWAP Long 456 2.2859 GBP
5p ordinary SWAP Long 2,438 2.3020 GBP
5p ordinary CFD Long 3,232 2.3568 GBP
5p ordinary SWAP Long 7,885 2.3272 GBP
5p ordinary SWAP Long 10,083 2.3133 GBP
5p ordinary SWAP Long 14,146 2.3165 GBP
5p ordinary CFD Long 16,295 2.3085 GBP
5p ordinary SWAP Long 27,169 2.3160 GBP
5p ordinary SWAP Long 32,682 2.3220 GBP
5p ordinary SWAP Short 216 2.2860 GBP
5p ordinary SWAP Short 573 2.3001 GBP
5p ordinary SWAP Short 1,606 2.2920 GBP
5p ordinary SWAP Short 2,527 2.3255 GBP
5p ordinary CFD Short 3,242 2.2859 GBP
5p ordinary SWAP Short 3,395 2.3219 GBP
5p ordinary CFD Short 5,460 2.2861 GBP
5p ordinary SWAP Short 7,401 2.2993 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 1 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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