REG-BARCLAYS PLC FORM 8.3 - NATIONAL EXPRESS GROUP PLC
02/11/2021 12:35
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FORM 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 01 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,573,399 0.26% 5,146,728 0.84%
(2) Cash-settled derivatives:
4,699,952 0.77% 1,369,754 0.22%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 6,273,351 1.02% 6,516,482 1.06%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 21 2.3398 GBP
5p ordinary Purchase 120 2.3560 GBP
5p ordinary Purchase 1,062 2.3333 GBP
5p ordinary Purchase 1,433 2.3252 GBP
5p ordinary Purchase 2,994 2.3552 GBP
5p ordinary Purchase 4,082 2.3375 GBP
5p ordinary Purchase 5,120 2.3400 GBP
5p ordinary Purchase 8,386 2.3525 GBP
5p ordinary Purchase 11,966 2.3406 GBP
5p ordinary Purchase 25,931 2.3425 GBP
5p ordinary Purchase 27,934 2.3317 GBP
5p ordinary Purchase 40,868 2.3355 GBP
5p ordinary Sale 2 2.2959 GBP
5p ordinary Sale 15 2.3004 GBP
5p ordinary Sale 30 2.3470 GBP
5p ordinary Sale 47 2.3210 GBP
5p ordinary Sale 50 2.3370 GBP
5p ordinary Sale 194 2.3359 GBP
5p ordinary Sale 203 2.3399 GBP
5p ordinary Sale 240 2.3560 GBP
5p ordinary Sale 380 2.3445 GBP
5p ordinary Sale 438 2.3436 GBP
5p ordinary Sale 484 2.3297 GBP
5p ordinary Sale 511 2.3040 GBP
5p ordinary Sale 947 2.3494 GBP
5p ordinary Sale 1,066 2.3450 GBP
5p ordinary Sale 1,144 2.3424 GBP
5p ordinary Sale 1,500 2.3380 GBP
5p ordinary Sale 1,539 2.3406 GBP
5p ordinary Sale 2,434 2.3507 GBP
5p ordinary Sale 2,445 2.3430 GBP
5p ordinary Sale 2,589 2.3509 GBP
5p ordinary Sale 2,740 2.3339 GBP
5p ordinary Sale 3,114 2.3552 GBP
5p ordinary Sale 4,346 2.3409 GBP
5p ordinary Sale 4,427 2.3291 GBP
5p ordinary Sale 4,887 2.3460 GBP
5p ordinary Sale 8,425 2.3442 GBP
5p ordinary Sale 8,843 2.3525 GBP
5p ordinary Sale 16,006 2.3382 GBP
5p ordinary Sale 43,375 2.3381 GBP
5p ordinary Sale 64,303 2.3400 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 2 2.2959 GBP
5p ordinary SWAP Long 4 2.3054 GBP
5p ordinary SWAP Long 11 2.2986 GBP
5p ordinary SWAP Long 47 2.3209 GBP
5p ordinary SWAP Long 50 2.3370 GBP
5p ordinary SWAP Long 60 2.3303 GBP
5p ordinary SWAP Long 147 2.3499 GBP
5p ordinary SWAP Long 194 2.3359 GBP
5p ordinary SWAP Long 203 2.3399 GBP
5p ordinary SWAP Long 225 2.3510 GBP
5p ordinary SWAP Long 424 2.3296 GBP
5p ordinary SWAP Long 800 2.3493 GBP
5p ordinary SWAP Long 2,209 2.3507 GBP
5p ordinary CFD Long 2,304 2.2951 GBP
5p ordinary SWAP Long 4,150 2.3477 GBP
5p ordinary SWAP Long 7,561 2.3422 GBP
5p ordinary SWAP Long 8,345 2.3436 GBP
5p ordinary CFD Long 13,110 2.3398 GBP
5p ordinary CFD Long 16,006 2.3382 GBP
5p ordinary SWAP Long 17,947 2.3354 GBP
5p ordinary CFD Long 63,973 2.3400 GBP
5p ordinary SWAP Short 1,725 2.3318 GBP
5p ordinary SWAP Short 2,357 2.3416 GBP
5p ordinary SWAP Short 4,320 2.3439 GBP
5p ordinary CFD Short 4,966 2.3400 GBP
5p ordinary SWAP Short 5,124 2.3400 GBP
5p ordinary SWAP Short 8,541 2.3369 GBP
5p ordinary SWAP Short 11,141 2.3344 GBP
5p ordinary SWAP Short 13,722 2.3388 GBP
5p ordinary SWAP Short 19,393 2.3294 GBP
5p ordinary SWAP Short 21,022 2.3333 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 2 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52519806&newsitemid=20211102005785&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=2843077bdd48701d410c25263d7eb109)
.
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