REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
03/11/2021 12:40
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form NATIONAL EXPRESS GROUP PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 02 Nov 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES : STAGECOACH GROUP PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,610,047 0.26% 5,151,253 0.84%
(2) Cash-settled derivatives:
4,708,001 0.77% 1,393,820 0.23%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 6,318,048 1.03% 6,545,073 1.07%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 5 2.3060 GBP
5p ordinary Purchase 14 2.3122 GBP
5p ordinary Purchase 360 2.3020 GBP
5p ordinary Purchase 550 2.3120 GBP
5p ordinary Purchase 592 2.3000 GBP
5p ordinary Purchase 1,273 2.3125 GBP
5p ordinary Purchase 1,681 2.3143 GBP
5p ordinary Purchase 1,835 2.3160 GBP
5p ordinary Purchase 1,835 2.3058 GBP
5p ordinary Purchase 2,629 2.3075 GBP
5p ordinary Purchase 2,790 2.3151 GBP
5p ordinary Purchase 4,385 2.3080 GBP
5p ordinary Purchase 4,701 2.3168 GBP
5p ordinary Purchase 4,750 2.3100 GBP
5p ordinary Purchase 10,991 2.3040 GBP
5p ordinary Purchase 25,000 2.3200 GBP
5p ordinary Purchase 27,060 2.3130 GBP
5p ordinary Purchase 32,870 2.3083 GBP
5p ordinary Sale 1 2.3020 GBP
5p ordinary Sale 10 2.3150 GBP
5p ordinary Sale 19 2.3108 GBP
5p ordinary Sale 41 2.3136 GBP
5p ordinary Sale 42 2.3105 GBP
5p ordinary Sale 45 2.3148 GBP
5p ordinary Sale 54 2.3096 GBP
5p ordinary Sale 72 2.3080 GBP
5p ordinary Sale 105 2.3100 GBP
5p ordinary Sale 141 2.3082 GBP
5p ordinary Sale 161 2.3039 GBP
5p ordinary Sale 372 2.3058 GBP
5p ordinary Sale 511 2.3180 GBP
5p ordinary Sale 638 2.3160 GBP
5p ordinary Sale 951 2.3106 GBP
5p ordinary Sale 1,403 2.3073 GBP
5p ordinary Sale 1,921 2.3145 GBP
5p ordinary Sale 2,264 2.3138 GBP
5p ordinary Sale 2,513 2.3204 GBP
5p ordinary Sale 2,633 2.3098 GBP
5p ordinary Sale 4,870 2.3041 GBP
5p ordinary Sale 5,620 2.3099 GBP
5p ordinary Sale 14,222 2.3079 GBP
5p ordinary Sale 25,000 2.3200 GBP
5p ordinary Sale 27,589 2.3119 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 5 2.3159 GBP
5p ordinary SWAP Long 10 2.3148 GBP
5p ordinary SWAP Long 40 2.3147 GBP
5p ordinary SWAP Long 41 2.3137 GBP
5p ordinary SWAP Long 42 2.3105 GBP
5p ordinary SWAP Long 72 2.3079 GBP
5p ordinary SWAP Long 102 2.3300 GBP
5p ordinary SWAP Long 107 2.3098 GBP
5p ordinary SWAP Long 161 2.3039 GBP
5p ordinary CFD Long 1,135 2.3080 GBP
5p ordinary SWAP Long 1,454 2.3109 GBP
5p ordinary SWAP Long 2,513 2.3204 GBP
5p ordinary CFD Long 4,465 2.3176 GBP
5p ordinary SWAP Long 4,616 2.3127 GBP
5p ordinary SWAP Long 5,620 2.3099 GBP
5p ordinary CFD Long 13,087 2.3079 GBP
5p ordinary SWAP Long 21,648 2.3111 GBP
5p ordinary SWAP Short 61 2.3130 GBP
5p ordinary SWAP Short 520 2.3099 GBP
5p ordinary SWAP Short 1,011 2.3062 GBP
5p ordinary SWAP Short 2,167 2.3139 GBP
5p ordinary SWAP Short 2,611 2.3145 GBP
5p ordinary SWAP Short 2,729 2.3151 GBP
5p ordinary CFD Short 6,054 2.3040 GBP
5p ordinary SWAP Short 9,200 2.3170 GBP
5p ordinary SWAP Short 9,360 2.3047 GBP
5p ordinary SWAP Short 15,346 2.3061 GBP
5p ordinary SWAP Short 22,076 2.3133 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 3 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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