REG-BARCLAYS PLC Form 8.3 - NATIONAL EXPRESS GROUP PLC
05/11/2021 11:50
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Form 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form NATIONAL EXPRESS GROUP PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 4 Nov 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES : STAGECOACH GROUP PLC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,704,715 0.28% 5,171,556 0.84%
(2) Cash-settled derivatives:
4,723,447 0.77% 1,493,417 0.24%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 6,428,162 1.05% 6,664,973 1.09%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 156 2.3120 GBP
5p ordinary Purchase 177 2.3080 GBP
5p ordinary Purchase 177 2.3259 GBP
5p ordinary Purchase 355 2.3350 GBP
5p ordinary Purchase 510 2.3377 GBP
5p ordinary Purchase 2,146 2.3500 GBP
5p ordinary Purchase 3,227 2.3207 GBP
5p ordinary Purchase 5,457 2.3215 GBP
5p ordinary Purchase 9,639 2.3229 GBP
5p ordinary Purchase 12,500 2.3090 GBP
5p ordinary Purchase 18,844 2.3184 GBP
5p ordinary Purchase 27,340 2.3244 GBP
5p ordinary Purchase 29,631 2.3180 GBP
5p ordinary Purchase 84,672 2.3164 GBP
5p ordinary Purchase 90,000 2.3263 GBP
5p ordinary Purchase 107,018 2.3089 GBP
5p ordinary Sale 2 2.3560 GBP
5p ordinary Sale 177 2.3069 GBP
5p ordinary Sale 184 2.2960 GBP
5p ordinary Sale 355 2.3350 GBP
5p ordinary Sale 1,097 2.3063 GBP
5p ordinary Sale 1,259 2.3056 GBP
5p ordinary Sale 3,399 2.3266 GBP
5p ordinary Sale 4,104 2.3526 GBP
5p ordinary Sale 4,513 2.3325 GBP
5p ordinary Sale 4,675 2.2979 GBP
5p ordinary Sale 4,720 2.3399 GBP
5p ordinary Sale 4,788 2.3260 GBP
5p ordinary Sale 5,244 2.3085 GBP
5p ordinary Sale 5,275 2.3300 GBP
5p ordinary Sale 5,594 2.3250 GBP
5p ordinary Sale 6,761 2.3027 GBP
5p ordinary Sale 8,717 2.3238 GBP
5p ordinary Sale 9,816 2.3179 GBP
5p ordinary Sale 10,105 2.3290 GBP
5p ordinary Sale 11,788 2.3403 GBP
5p ordinary Sale 12,500 2.3090 GBP
5p ordinary Sale 19,400 2.3017 GBP
5p ordinary Sale 23,352 2.3254 GBP
5p ordinary Sale 36,758 2.3163 GBP
5p ordinary Sale 44,479 2.3252 GBP
5p ordinary Sale 54,590 2.3259 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 2 2.3550 GBP
5p ordinary SWAP Long 228 2.3245 GBP
5p ordinary SWAP Long 237 2.3364 GBP
5p ordinary SWAP Long 274 2.3292 GBP
5p ordinary SWAP Long 277 2.3020 GBP
5p ordinary SWAP Long 520 2.3242 GBP
5p ordinary SWAP Long 524 2.3021 GBP
5p ordinary SWAP Long 625 2.3291 GBP
5p ordinary SWAP Long 627 2.3019 GBP
5p ordinary SWAP Long 1,157 2.3018 GBP
5p ordinary SWAP Long 1,994 2.3250 GBP
5p ordinary SWAP Long 3,095 2.3391 GBP
5p ordinary SWAP Long 3,403 2.3289 GBP
5p ordinary SWAP Long 3,447 2.3251 GBP
5p ordinary SWAP Long 3,867 2.3536 GBP
5p ordinary SWAP Long 4,513 2.3325 GBP
5p ordinary SWAP Long 4,720 2.3399 GBP
5p ordinary SWAP Long 4,865 2.3494 GBP
5p ordinary SWAP Long 5,803 2.3290 GBP
5p ordinary SWAP Long 6,088 2.3200 GBP
5p ordinary SWAP Long 6,923 2.3340 GBP
5p ordinary SWAP Long 7,969 2.3238 GBP
5p ordinary SWAP Long 9,816 2.3179 GBP
5p ordinary SWAP Long 17,719 2.3017 GBP
5p ordinary CFD Long 17,913 2.3178 GBP
5p ordinary SWAP Long 19,144 2.3252 GBP
5p ordinary SWAP Long 25,488 2.3253 GBP
5p ordinary CFD Long 27,978 2.3035 GBP
5p ordinary SWAP Short 900 2.3208 GBP
5p ordinary SWAP Short 953 2.3180 GBP
5p ordinary CFD Short 2,657 2.2881 GBP
5p ordinary SWAP Short 6,169 2.3096 GBP
5p ordinary SWAP Short 8,467 2.3248 GBP
5p ordinary SWAP Short 13,951 2.3274 GBP
5p ordinary SWAP Short 16,757 2.3092 GBP
5p ordinary CFD Short 20,675 2.3180 GBP
5p ordinary CFD Short 27,340 2.3244 GBP
5p ordinary SWAP Short 31,833 2.3169 GBP
5p ordinary SWAP Short 39,577 2.3232 GBP
5p ordinary SWAP Short 44,142 2.3103 GBP
5p ordinary SWAP Short 58,223 2.3047 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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