REG-BARCLAYS PLC FORM 8.3 – NATIONAL EXPRESS GROUP PLC
08/11/2021 11:50
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FORM 8.3 – NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 05 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,533,301 0.25% 5,245,172 0.85%
(2) Cash-settled derivatives:
4,840,177 0.79% 1,293,132 0.21%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,373,478 1.04% 6,538,304 1.06%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 84 2.3990 GBP
5p ordinary Purchase 108 2.4070 GBP
5p ordinary Purchase 137 2.4300 GBP
5p ordinary Purchase 237 2.4037 GBP
5p ordinary Purchase 320 2.3760 GBP
5p ordinary Purchase 378 2.4330 GBP
5p ordinary Purchase 581 2.4299 GBP
5p ordinary Purchase 1,040 2.3883 GBP
5p ordinary Purchase 1,047 2.4380 GBP
5p ordinary Purchase 1,135 2.3880 GBP
5p ordinary Purchase 1,490 2.4020 GBP
5p ordinary Purchase 3,416 2.3988 GBP
5p ordinary Purchase 3,946 2.4000 GBP
5p ordinary Purchase 8,712 2.4378 GBP
5p ordinary Purchase 10,668 2.4270 GBP
5p ordinary Purchase 11,163 2.3980 GBP
5p ordinary Purchase 40,985 2.3914 GBP
5p ordinary Purchase 48,401 2.4358 GBP
5p ordinary Sale 517 2.3860 GBP
5p ordinary Sale 596 2.4000 GBP
5p ordinary Sale 684 2.4106 GBP
5p ordinary Sale 892 2.3309 GBP
5p ordinary Sale 2,130 2.3246 GBP
5p ordinary Sale 3,148 2.3643 GBP
5p ordinary Sale 4,189 2.4380 GBP
5p ordinary Sale 4,718 2.3994 GBP
5p ordinary Sale 5,218 2.3990 GBP
5p ordinary Sale 5,475 2.3508 GBP
5p ordinary Sale 7,186 2.3765 GBP
5p ordinary Sale 7,988 2.3739 GBP
5p ordinary Sale 8,009 2.4194 GBP
5p ordinary Sale 8,132 2.3658 GBP
5p ordinary Sale 8,710 2.4361 GBP
5p ordinary Sale 10,282 2.4335 GBP
5p ordinary Sale 16,692 2.4190 GBP
5p ordinary Sale 25,272 2.4181 GBP
5p ordinary Sale 29,126 2.4158 GBP
5p ordinary Sale 42,996 2.4195 GBP
5p ordinary Sale 186,918 2.4229 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 17 2.3211 GBP
5p ordinary SWAP Long 68 2.3287 GBP
5p ordinary SWAP Long 80 2.4000 GBP
5p ordinary SWAP Long 81 2.3646 GBP
5p ordinary SWAP Long 138 2.3243 GBP
5p ordinary SWAP Long 142 2.3501 GBP
5p ordinary SWAP Long 214 2.3736 GBP
5p ordinary SWAP Long 216 2.3652 GBP
5p ordinary SWAP Long 329 2.3502 GBP
5p ordinary SWAP Long 491 2.3655 GBP
5p ordinary SWAP Long 760 2.3237 GBP
5p ordinary SWAP Long 892 2.3309 GBP
5p ordinary SWAP Long 1,132 2.3640 GBP
5p ordinary SWAP Long 1,164 2.3250 GBP
5p ordinary SWAP Long 1,935 2.3645 GBP
5p ordinary SWAP Long 1,975 2.3503 GBP
5p ordinary SWAP Long 2,934 2.3656 GBP
5p ordinary SWAP Long 3,029 2.3512 GBP
5p ordinary SWAP Long 3,435 2.3737 GBP
5p ordinary CFD Long 4,177 2.4380 GBP
5p ordinary SWAP Long 4,339 2.3740 GBP
5p ordinary SWAP Long 4,491 2.3661 GBP
5p ordinary SWAP Long 5,134 2.3990 GBP
5p ordinary SWAP Long 7,186 2.3765 GBP
5p ordinary SWAP Long 9,500 2.3994 GBP
5p ordinary SWAP Long 9,757 2.4379 GBP
5p ordinary SWAP Long 10,430 2.4121 GBP
5p ordinary SWAP Long 14,842 2.4224 GBP
5p ordinary SWAP Long 16,199 2.4192 GBP
5p ordinary SWAP Long 17,040 2.4092 GBP
5p ordinary SWAP Long 27,580 2.4140 GBP
5p ordinary SWAP Long 45,741 2.4156 GBP
5p ordinary SWAP Long 57,446 2.4064 GBP
5p ordinary CFD Long 109,171 2.4371 GBP
5p ordinary SWAP Short 80 2.4000 GBP
5p ordinary SWAP Short 276 2.2939 GBP
5p ordinary SWAP Short 500 2.4127 GBP
5p ordinary SWAP Short 1,135 2.3880 GBP
5p ordinary SWAP Short 1,429 2.4379 GBP
5p ordinary SWAP Short 6,135 2.3950 GBP
5p ordinary SWAP Short 35,495 2.3896 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 8 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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