REG-BARCLAYS PLC Form 8.3 - National Express Group plc
09/11/2021 11:55
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Form 8.3 - National Express Group plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,475,640 0.24% 5,502,743 0.90%
(2) Cash-settled derivatives:
5,104,487 0.83% 1,211,674 0.20%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,580,127 1.07% 6,714,417 1.09%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 48 2.4101 GBP
5p ordinary Purchase 556 2.4020 GBP
5p ordinary Purchase 1,203 2.4080 GBP
5p ordinary Purchase 2,016 2.4115 GBP
5p ordinary Purchase 2,438 2.4089 GBP
5p ordinary Purchase 2,703 2.4097 GBP
5p ordinary Purchase 3,346 2.4069 GBP
5p ordinary Purchase 3,526 2.4122 GBP
5p ordinary Purchase 3,875 2.4060 GBP
5p ordinary Purchase 3,875 2.4140 GBP
5p ordinary Purchase 4,158 2.4100 GBP
5p ordinary Purchase 4,370 2.4070 GBP
5p ordinary Purchase 4,810 2.4127 GBP
5p ordinary Purchase 5,430 2.4090 GBP
5p ordinary Purchase 9,403 2.4098 GBP
5p ordinary Purchase 15,309 2.4082 GBP
5p ordinary Purchase 16,987 2.4028 GBP
5p ordinary Purchase 18,749 2.4073 GBP
5p ordinary Purchase 20,552 2.4062 GBP
5p ordinary Purchase 23,594 2.4043 GBP
5p ordinary Purchase 43,420 2.4091 GBP
5p ordinary Purchase 102,361 2.4075 GBP
5p ordinary Sale 152 2.4017 GBP
5p ordinary Sale 556 2.4034 GBP
5p ordinary Sale 678 2.4114 GBP
5p ordinary Sale 690 2.4032 GBP
5p ordinary Sale 1,293 2.4100 GBP
5p ordinary Sale 1,401 2.4111 GBP
5p ordinary Sale 1,556 2.4083 GBP
5p ordinary Sale 1,667 2.4059 GBP
5p ordinary Sale 1,716 2.4080 GBP
5p ordinary Sale 1,932 2.4201 GBP
5p ordinary Sale 2,281 2.4132 GBP
5p ordinary Sale 3,350 2.4120 GBP
5p ordinary Sale 3,780 2.4042 GBP
5p ordinary Sale 3,875 2.4140 GBP
5p ordinary Sale 4,393 2.4060 GBP
5p ordinary Sale 4,396 2.4074 GBP
5p ordinary Sale 4,795 2.4063 GBP
5p ordinary Sale 5,657 2.4102 GBP
5p ordinary Sale 6,696 2.4081 GBP
5p ordinary Sale 6,855 2.4071 GBP
5p ordinary Sale 6,871 2.4022 GBP
5p ordinary Sale 8,970 2.4079 GBP
5p ordinary Sale 13,986 2.4047 GBP
5p ordinary Sale 76,859 2.4153 GBP
5p ordinary Sale 82,455 2.4077 GBP
5p ordinary Sale 133,265 2.4088 GBP
5p ordinary Sale 227,836 2.4072 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 22 2.4095 GBP
5p ordinary SWAP Long 37 2.4125 GBP
5p ordinary SWAP Long 38 2.4067 GBP
5p ordinary SWAP Long 64 2.4101 GBP
5p ordinary SWAP Long 105 2.4065 GBP
5p ordinary SWAP Long 117 2.4071 GBP
5p ordinary SWAP Long 140 2.4110 GBP
5p ordinary SWAP Long 152 2.4017 GBP
5p ordinary SWAP Long 167 2.4019 GBP
5p ordinary SWAP Long 253 2.4123 GBP
5p ordinary SWAP Long 324 2.4105 GBP
5p ordinary SWAP Long 349 2.3999 GBP
5p ordinary SWAP Long 578 2.4072 GBP
5p ordinary SWAP Long 704 2.4060 GBP
5p ordinary SWAP Long 863 2.4046 GBP
5p ordinary SWAP Long 1,094 2.4248 GBP
5p ordinary SWAP Long 1,187 2.4025 GBP
5p ordinary SWAP Long 1,314 2.4041 GBP
5p ordinary SWAP Long 1,456 2.4021 GBP
5p ordinary SWAP Long 1,583 2.4246 GBP
5p ordinary SWAP Long 1,667 2.4059 GBP
5p ordinary SWAP Long 1,793 2.4108 GBP
5p ordinary SWAP Long 2,176 2.4018 GBP
5p ordinary CFD Long 2,334 2.4078 GBP
5p ordinary SWAP Long 2,650 2.4042 GBP
5p ordinary SWAP Long 2,820 2.4099 GBP
5p ordinary SWAP Long 3,137 2.4023 GBP
5p ordinary SWAP Long 3,322 2.4075 GBP
5p ordinary SWAP Long 3,547 2.4082 GBP
5p ordinary SWAP Long 3,986 2.4063 GBP
5p ordinary SWAP Long 5,025 2.4097 GBP
5p ordinary SWAP Long 5,657 2.4068 GBP
5p ordinary SWAP Long 7,604 2.4107 GBP
5p ordinary SWAP Long 9,383 2.4079 GBP
5p ordinary SWAP Long 12,318 2.4049 GBP
5p ordinary SWAP Long 12,660 2.4038 GBP
5p ordinary SWAP Long 15,605 2.4089 GBP
5p ordinary CFD Long 54,309 2.4080 GBP
5p ordinary SWAP Long 76,859 2.4153 GBP
5p ordinary SWAP Long 133,265 2.4088 GBP
5p ordinary CFD Short 48 2.4102 GBP
5p ordinary SWAP Short 200 2.4250 GBP
5p ordinary CFD Short 1,203 2.4079 GBP
5p ordinary SWAP Short 1,428 2.4148 GBP
5p ordinary SWAP Short 2,010 2.4055 GBP
5p ordinary SWAP Short 2,098 2.4104 GBP
5p ordinary SWAP Short 2,323 2.4116 GBP
5p ordinary SWAP Short 2,487 2.4138 GBP
5p ordinary SWAP Short 3,177 2.4080 GBP
5p ordinary SWAP Short 3,199 2.4079 GBP
5p ordinary SWAP Short 6,723 2.4086 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 9 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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