REG-BARCLAYS PLC FORM 8.3 - NATIONAL EXPRESS GROUP PLC
10/11/2021 10:40
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FORM 8.3 - NATIONAL EXPRESS GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 09 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,336,408 0.22% 5,544,481 0.90%
(2) Cash-settled derivatives:
5,191,558 0.85% 1,116,532 0.18%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 6,527,966 1.06% 6,661,013 1.08%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 4 2.3920 GBP
5p ordinary Purchase 23 2.4100 GBP
5p ordinary Purchase 33 2.3836 GBP
5p ordinary Purchase 56 2.3650 GBP
5p ordinary Purchase 69 2.3952 GBP
5p ordinary Purchase 108 2.3921 GBP
5p ordinary Purchase 143 2.3557 GBP
5p ordinary Purchase 583 2.3690 GBP
5p ordinary Purchase 690 2.4080 GBP
5p ordinary Purchase 792 2.3831 GBP
5p ordinary Purchase 1,504 2.3575 GBP
5p ordinary Purchase 1,582 2.3498 GBP
5p ordinary Purchase 1,612 2.3940 GBP
5p ordinary Purchase 2,421 2.3956 GBP
5p ordinary Purchase 2,792 2.3605 GBP
5p ordinary Purchase 3,670 2.3796 GBP
5p ordinary Purchase 4,608 2.3804 GBP
5p ordinary Purchase 5,174 2.4020 GBP
5p ordinary Purchase 8,794 2.3955 GBP
5p ordinary Purchase 12,152 2.3978 GBP
5p ordinary Purchase 14,887 2.3971 GBP
5p ordinary Purchase 15,996 2.3724 GBP
5p ordinary Purchase 17,173 2.3942 GBP
5p ordinary Purchase 18,142 2.4050 GBP
5p ordinary Purchase 27,933 2.3581 GBP
5p ordinary Purchase 47,991 2.3951 GBP
5p ordinary Purchase 50,437 2.3701 GBP
5p ordinary Sale 51 2.3597 GBP
5p ordinary Sale 66 2.3960 GBP
5p ordinary Sale 143 2.3560 GBP
5p ordinary Sale 169 2.3976 GBP
5p ordinary Sale 243 2.3540 GBP
5p ordinary Sale 339 2.3680 GBP
5p ordinary Sale 372 2.3602 GBP
5p ordinary Sale 585 2.3980 GBP
5p ordinary Sale 594 2.3642 GBP
5p ordinary Sale 680 2.3994 GBP
5p ordinary Sale 836 2.3954 GBP
5p ordinary Sale 1,017 2.3903 GBP
5p ordinary Sale 1,234 2.3682 GBP
5p ordinary Sale 1,663 2.3709 GBP
5p ordinary Sale 1,799 2.3814 GBP
5p ordinary Sale 2,066 2.3598 GBP
5p ordinary Sale 2,208 2.3940 GBP
5p ordinary Sale 2,737 2.3850 GBP
5p ordinary Sale 3,218 2.3916 GBP
5p ordinary Sale 3,475 2.3675 GBP
5p ordinary Sale 4,250 2.3723 GBP
5p ordinary Sale 4,652 2.3500 GBP
5p ordinary Sale 5,053 2.3499 GBP
5p ordinary Sale 5,086 2.3582 GBP
5p ordinary Sale 5,506 2.3962 GBP
5p ordinary Sale 5,766 2.3786 GBP
5p ordinary Sale 7,186 2.3725 GBP
5p ordinary Sale 7,891 2.3957 GBP
5p ordinary Sale 9,408 2.3618 GBP
5p ordinary Sale 16,259 2.3660 GBP
5p ordinary Sale 18,966 2.3880 GBP
5p ordinary Sale 24,836 2.3827 GBP
5p ordinary Sale 106,053 2.3708 GBP
5p ordinary Sale 175,932 2.3904 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 4 2.3730 GBP
5p ordinary SWAP Long 22 2.3517 GBP
5p ordinary SWAP Long 31 2.3658 GBP
5p ordinary SWAP Long 33 2.3659 GBP
5p ordinary SWAP Long 37 2.3723 GBP
5p ordinary SWAP Long 40 2.3651 GBP
5p ordinary SWAP Long 45 2.3709 GBP
5p ordinary SWAP Long 51 2.3597 GBP
5p ordinary SWAP Long 84 2.3539 GBP
5p ordinary SWAP Long 96 2.3713 GBP
5p ordinary SWAP Long 112 2.3838 GBP
5p ordinary SWAP Long 137 2.3544 GBP
5p ordinary SWAP Long 197 2.3657 GBP
5p ordinary SWAP Long 212 2.3662 GBP
5p ordinary SWAP Long 236 2.3615 GBP
5p ordinary SWAP Long 289 2.3655 GBP
5p ordinary SWAP Long 572 2.3619 GBP
5p ordinary SWAP Long 594 2.3642 GBP
5p ordinary SWAP Long 736 2.3840 GBP
5p ordinary CFD Long 836 2.3954 GBP
5p ordinary SWAP Long 1,017 2.3903 GBP
5p ordinary CFD Long 1,286 2.3996 GBP
5p ordinary SWAP Long 1,481 2.3708 GBP
5p ordinary SWAP Long 1,799 2.3814 GBP
5p ordinary SWAP Long 2,530 2.3661 GBP
5p ordinary SWAP Long 3,158 2.3617 GBP
5p ordinary CFD Long 4,250 2.3723 GBP
5p ordinary CFD Long 4,652 2.3500 GBP
5p ordinary SWAP Long 5,053 2.3499 GBP
5p ordinary SWAP Long 5,113 2.3616 GBP
5p ordinary CFD Long 5,506 2.3962 GBP
5p ordinary SWAP Long 5,733 2.3787 GBP
5p ordinary CFD Long 7,891 2.3957 GBP
5p ordinary SWAP Long 7,899 2.3786 GBP
5p ordinary SWAP Long 13,289 2.3660 GBP
5p ordinary SWAP Long 13,289 2.3837 GBP
5p ordinary CFD Long 18,966 2.3880 GBP
5p ordinary SWAP Long 19,882 2.3870 GBP
5p ordinary SWAP Long 22,476 2.3826 GBP
5p ordinary SWAP Long 32,663 2.3827 GBP
5p ordinary CFD Long 49,386 2.3531 GBP
5p ordinary CFD Short 33 2.3836 GBP
5p ordinary SWAP Short 100 2.4080 GBP
5p ordinary CFD Short 108 2.3922 GBP
5p ordinary SWAP Short 614 2.3948 GBP
5p ordinary SWAP Short 2,890 2.3987 GBP
5p ordinary SWAP Short 3,417 2.3715 GBP
5p ordinary SWAP Short 3,994 2.3782 GBP
5p ordinary SWAP Short 5,748 2.3879 GBP
5p ordinary SWAP Short 8,827 2.3698 GBP
5p ordinary SWAP Short 10,366 2.3500 GBP
5p ordinary CFD Short 13,373 2.3501 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 10 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52527769&newsitemid=20211110005679&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=56722bcb33bee1f105f842e24ab32691)
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